Tables

Tables in the 10-Q of APPLIED MATERIALS INC /DE

75 tables with numbers, filed Aug 26, 2021. Each one downloads as an Excel file or a CSV (numbers are stored as numbers), with the filing's address in the last row. Only the layout is tidied (a "$" or ")" in a cell of its own is joined to its number); no value is changed. Open the filing on sec.gov ↗

		Page
	PART I. FINANCIAL INFORMATION
Item 1:	Financial Statements (Unaudited)	3
	Consolidated Condensed Statements of Operations for the Three and Nine Months Ended August 1, 2021 and July 26, 2020	3
	Consolidated Condensed Statements of Comprehensive Income for the Three and Nine Months Ended August 1, 2021 and July 26,2020	4
	Consolidated Condensed Balance Sheets as of August 1, 2021 and October 25, 2020	5
	Consolidated Condensed Statements of Stockholders’ Equity for the Three and Nine Months Ended August 1, 2021 and July 26, 2020	6
	Consolidated Condensed Statements of Cash Flows for the Nine Months Ended August 1, 2021 and July 26, 2020	8

	Three Months Ended	Nine Months Ended
	August 1, 2021	July 26, 2020		August 1, 2021	July 26, 2020
	(Unaudited)
Net sales	$6,196		$4,395		$16,940	$12,514
Cost of products sold	3,229		2,440		8,971	6,952
Gross profit	2,967		1,955		7,969	5,562
Operating expenses:
Research, development and engineering	640		572		1,863	1,674

	August 1, 2021	October 25, 2020
ASSETS
Current assets:
Cash and cash equivalents	$6,066		$5,351
Short-term investments	444		387
Accounts receivable, net	3,822		2,963
Inventories	4,117		3,904
Other current assets	799		764

	Common Stock	Additional Paid-In Capital		Retained Earnings	Treasury Stock	Accumulated Other Comprehensive Income (Loss)		Total
Three Months Ended August 1, 2021	Shares	Amount			Shares	Amount
	(Unaudited)
Balance as of May 2, 2021	914		$9		$8,022		$29,247		1,097	$(24,995)	$(290)	$11,993
Net income	—		—		—		1,716		—	—	—	1,716
Other comprehensive income (loss), net of tax	—		—		—		—		—	—	(2)	(2)
Dividends declared ($0.24 per common share)	—		—		—		(215)		—	—	—	(215)
Share-based compensation	—		—		81		—		—	—	—	81

August 1, 2021	Cost	Gross Unrealized Gains		Gross Unrealized Losses	Estimated Fair Value
	(In millions)
Cash	$1,236		$—		$—	$1,236
Cash equivalents:
Money market funds	4,796		—		—	4,796
U.S. Treasury and agency securities	12		—		—	12
Municipal securities	10		—		—	10
Commercial paper, corporate bonds and medium-term notes	12		—		—	12

	August 1, 2021	October 25, 2020
	Level 1	Level 2		Total	Level 1	Level 2		Total
	(In millions)
Assets:
Available-for-sale debt security investments
Money market funds*	$4,904		$—		$4,904		$4,324	$—	$4,324
U.S. Treasury and agency securities	338		22		360		375	23	398
Non-U.S. government securities	—		6		6		—	—	—

			Amount of Gain or (Loss) Recognized in Consolidated Condensed Statement of Operations
		Three Months Ended		Nine Months Ended
Location of Gain or (Loss) Recognized in Consolidated Condensed Statement of Operations		August 1, 2021		July 26, 2020	August 1, 2021	July 26, 2020
			(In millions)
Derivatives Not Designated as Hedging Instruments
Foreign exchange contracts	Interest and other income, net		$3		$5		$19	$1
Total return swaps - deferred compensation	Cost of products sold		1		1		3	—
Total return swaps - deferred compensation	Operating expenses		6		11		24	1

	Useful Life	August 1, 2021	October 25, 2020
	(In years)	(In millions)
Property, Plant and Equipment, Net
Land and improvements		$335		$256
Buildings and improvements	3-30	1,747		1,655
Demonstration and manufacturing equipment	3-5	1,787		1,586
Furniture, fixtures and other equipment	3-5	693		646
Construction in progress		267		237

	August 1, 2021	October 25, 2020
	Purchased Technology	Other Intangible Assets		Total	Purchased Technology	Other Intangible Assets		Total
	(In millions)
Gross carrying amount:
Semiconductor Systems	$1,476		$256		$1,732		$1,476		$256	$1,732
Applied Global Services	35		44		79		35		44	79
Display and Adjacent Markets	163		38		201		163		38	201
Corporate and Other	13		16		29		13		16	29

	Amortization Expense
	(In millions)
2021 (remaining 3 months)	$12
2022	33
2023	20
2024	17
2025	15
Thereafter	19

	Nine Months Ended
	August 1, 2021	July 26, 2020
	(Unaudited)
Cash flows from operating activities:
Net income	$4,176		$2,488
Adjustments required to reconcile net income to cash provided by operating activities:
Depreciation and amortization	289		279
Severance and related charges	149		—

	Three Months Ended	Nine Months Ended
	August 1, 2021	July 26, 2020		August 1, 2021	July 26, 2020
	(In millions, except per share amounts)
Numerator:
Net income	$1,716		$841		$4,176	$2,488
Denominator:
Weighted average common shares outstanding	908		915		914	916
Effect of weighted dilutive restricted stock units and employee stock purchase plan shares	10		7		9	8

	Cost	Estimated Fair Value
	(In millions)
Due in one year or less	$394		$395
Due after one through five years	891		899
No single maturity date**	704		808
Total	$1,989		$2,102

	August 1, 2021	October 25, 2020
	(In millions)
Inventories
Customer service spares	$1,260		$1,270
Raw materials	956		870
Work-in-process	846		624
Finished goods	1,055		1,140
	$4,117		$3,904

	Principal Amount
	August 1, 2021	October 25, 2020		Effective Interest Rate	Interest Pay Dates
	(In millions)
Long-term debt:
3.900% Senior Notes Due 2025	$700		$700		3.944%	April 1, October 1
3.300% Senior Notes Due 2027	1,200		1,200		3.342%	April 1, October 1
1.750% Senior Notes Due 2030	750		750		1.792%	June 1, December 1
5.100% Senior Notes Due 2035	500		500		5.127%	April 1, October 1

	Operating Leases
Fiscal	(In millions)
2021 (remaining 3 months)	$19
2022	70
2023	63
2024	54
2025	42
Thereafter	31

	Severance and Related Charges Reserves
	(In millions)
Balance as of October 25, 2020	$—
Provision for severance	152
Consumption of reserves	(5)
Balance as of January 31, 2021	147
Provision for severance	6
Consumption of reserves	(117)

	Unrealized Gain (Loss) on Investments, Net	Unrealized Gain (Loss) on Derivative Instruments Qualifying as Cash Flow Hedges		Defined and Postretirement Benefit Plans	Cumulative Translation Adjustments	Total
	(in millions)
Balance as of October 25, 2020	$20		$(133)		$(199)		$13	$(299)
Other comprehensive income (loss) before reclassifications	(7)		14		—		—	7
Amounts reclassified out of AOCI	(4)		4		—		—	—
Other comprehensive income (loss), net of tax	(11)		18		—		—	7
Balance as of August 1, 2021	$9		$(115)		$(199)		$13	$(292)

	Shares	Weighted Average Grant Date Fair Value
	(In millions, except per share amounts)
Outstanding as of October 25, 2020	15		$45.36
Granted	5		$90.64
Vested	(6)		$43.02
Canceled	(1)		$56.53
Outstanding as of August 1, 2021	13		$62.28

	Three Months Ended	Nine Months Ended
(In millions, except percentages)	August 1, 2021		July 26, 2020		August 1, 2021	July 26, 2020
Non-GAAP Adjusted Gross Profit
Reported gross profit - GAAP basis	$2,967			$1,955		$7,969	$5,562
Certain items associated with acquisitions1	6			8		21	25
Certain incremental expenses related to COVID-192	—			15		12	23
Other charges	—			—		2	—
Non-GAAP adjusted gross profit	$2,973			$1,978		$8,004	$5,610

1	These items are incremental charges attributable to completed acquisitions, consisting of amortization of purchased intangible assets.
2	Temporary incremental employee compensation during the COVID-19 pandemic.
3	The severance and related charges primarily related to a one-time voluntary retirement program offered to certain eligible employees.
4	GAAP basis tax benefit related to share-based compensation is recognized ratably over the fiscal year on a non-GAAP basis.
5	Adjustment to provision for income taxes related to non-GAAP adjustments reflected in income before income taxes.

1	These items are incremental charges attributable to completed acquisitions, consisting of amortization of purchased intangible assets.
2	Temporary incremental employee compensation during the COVID-19 pandemic.
3	The severance and related charges related to workforce reduction actions globally across the Display and Adjacent Markets business.

Period	Total Number of Shares Purchased	Average Price Paid per Share		Aggregate Price Paid	Total Number of Shares Purchased as Part of Publicly Announced Program	Maximum Dollar Value of Shares That May Yet be Purchased Under the Program
	(In millions, except per share amounts)
Month #1
(May 3, 2021 to May 30, 2021)	3.9		$127.89		$504		3.9	$7,521
Month #2
(May 31, 2021 to June 27, 2021)	3.2		$136.81		441		3.2	$7,080
Month #3
(June 28, 2021 to August 1, 2021)	4.1		$136.02		555		4.1	$6,525

		Incorporated by Reference
ExhibitNo.	Description	Form	File No.	Exhibit No.	Filing Date
31.1	Certification of the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002†
31.2	Certification of the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002†
32.1	Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002‡
32.2	Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002‡
101.SCH	Inline XBRL Taxonomy Extension Schema Document‡
101.CAL	Inline XBRL Taxonomy Extension Calculation Linkbase Document‡

Tables in the 10-Q of APPLIED MATERIALS INC /DE

Table 1 after “TABLE OF CONTENTS”

Table 2 after “(In millions, except per share amounts)”

Table 3 after “(In millions)”

Table 4 after “(In millions)”

Table 5 after “(In millions)”

Table 6 after “(In millions)”

Table 7 after “(In millions)”

Table 8 after “(In millions)”

Table 9 after “(In millions)”

Table 10 after “Basic earnings per share is determined using the weighted average number of common shares outstanding during the period. Diluted earnings pe”

Table 11 after “The following tables summarize Applied’s cash, cash equivalents and investments by security type:”

Table 12 after “NOTES TO CONSOLIDATED CONDENSED FINANCIAL STATEMENTS - (Continued)”

Table 13 after “The following table summarizes the contractual maturities of Applied’s investments as of August 1, 2021:”

Table 14 after “The components of gain (loss) on equity investments for the three and nine months ended August 1, 2021 and July 26, 2020 were as follows:”

Table 15 after “Financial assets (excluding cash balances) measured at fair value on a recurring basis are summarized below:”

Table 16 after “The gain (loss) on derivatives in cash flow hedging relationships recognized in AOCI for derivatives designated as hedging instruments for t”

Table 17 after “The effects of derivative instruments and hedging activities on the Consolidated Condensed Statements of Operations were as follows:”

Table 18 after “The effects of derivative instruments and hedging activities on the Consolidated Condensed Statements of Operations were as follows:”

Table 19 after “NOTES TO CONSOLIDATED CONDENSED FINANCIAL STATEMENTS - (Continued)”

Table 20 after “Contract balances at the end of each reporting period were as follows:”

Table 21 after “Balance Sheet Detail”

Table 22 after “million of evaluation inventory as of August 1, 2021 and October 25, 2020, respectively.”

Table 23 after “NOTES TO CONSOLIDATED CONDENSED FINANCIAL STATEMENTS - (Continued)”

Table 24 after “NOTES TO CONSOLIDATED CONDENSED FINANCIAL STATEMENTS - (Continued)”

Table 25 after “NOTES TO CONSOLIDATED CONDENSED FINANCIAL STATEMENTS - (Continued)”

Table 26 after “NOTES TO CONSOLIDATED CONDENSED FINANCIAL STATEMENTS - (Continued)”

Table 27 after “Details of goodwill as of August 1, 2021 and October 25, 2020 were as follows:”

Table 28 after “A summary of Applied’s purchased technology and intangible assets is set forth below:”

Table 29 after “Details of finite-lived intangible assets were as follows:”

Table 30 after “Details of amortization expense by segment were as follows:”

Table 31 after “Amortization expense was charged to the following categories:”

Table 32 after “As of August 1, 2021, future estimated amortization expense is expected to be as follows:”

Table 33 after “Debt outstanding as of August 1, 2021 and October 25, 2020 was as follows:”

Table 34 after “The components of lease expense and supplemental information were as follows:”

Table 35 after “Supplemental cash flow information related to leases are as follows:”

Table 36 after “As of August 1, 2021, the maturities of lease liabilities are as follows:”

Table 37 after “Severance and related charges by segment were as follows:”

Table 38 after “Changes in severance and related charges reserves related to the Fiscal 2021 Severance Plan described above for the nine months ended August”

Table 39 after “Changes in the components of accumulated other comprehensive income (AOCI), net of tax, were as follows:”

Table 40 after “Changes in the components of accumulated other comprehensive income (AOCI), net of tax, were as follows:”

Table 41 after “The following table summarizes Applied’s stock repurchases for the three and nine months ended August 1, 2021 and July 26, 2020:”

Table 42 after “The effect of share-based compensation on the results of operations was as follows:”

Table 43 after “A summary of the changes in any restricted stock units, restricted stock, performance shares and performance units outstanding under Applied”

Table 44 after “Compensation expense is calculated using the fair value of the employees’ purchase rights under the Black-Scholes model.”

Table 45 after “Changes in the warranty reserves are presented below:”

Table 46 after “Net sales and operating income (loss) for each reportable segment were as follows:”

Table 47 after “Net sales by geographic region, determined by the location of customers’ facilities to which products were shipped to, were as follows:”

Table 48 after “Net sales for Semiconductor Systems by end use application for the periods indicated were as follows:”

Table 49 after “The reconciling items included in Corporate and Other were as follows:”

Table 50 after “The following table presents certain significant measurements for the periods indicated:”

Table 51 after “Net sales for the periods indicated were as follows:”

Table 52 after “Net sales by geographic region, determined by the location of customers’ facilities to which products were shipped, were as follows:”

Table 53 after “Gross margins for the periods indicated were as follows:”

Table 54 after “Research, Development and Engineering (RD&E) expenses for the periods indicated were as follows:”

Table 55 after “Marketing and selling expenses for the periods indicated were as follows:”

Table 56 after “General and administrative (G&A) expenses for the periods indicated were as follows:”

Table 57 after “Severance and related charges for the periods indicated were as follows:”

Table 58 after “Deal termination fee for the periods indicated were as follows:”

Table 59 after “Interest expense and interest and other income (loss), net for the periods indicated were as follows:”

Table 60 after “Provision for income taxes and effective tax rates for the periods indicated were as follows:”

Table 61 after “Certain significant measures for the periods indicated were as follows:”

Table 62 after “Net sales for Semiconductor Systems by end use application for the periods indicated were as follows:”

Table 63 after “The following regions accounted for at least 30 percent of total net sales for the Semiconductor Systems segment for one or more of the peri”

Table 64 after “Certain significant measures for the periods indicated were as follows:”

Table 65 after “Certain significant measures for the periods presented were as follows:”

Table 66 after “The following region accounted for at least 30 percent of total net sales for the Display and Adjacent Markets segment for one or more of th”

Table 67 after “Applied’s cash, cash equivalents and investments consist of the following:”

Table 68 after “A summary of cash provided by (used in) operating, investing, and financing activities is as follows:”

Table 69 after “UNAUDITED RECONCILIATION OF GAAP TO NON-GAAP ADJUSTED RESULTS”

Table 70 after “UNAUDITED RECONCILIATION OF GAAP TO NON-GAAP ADJUSTED RESULTS”

Table 71 after “UNAUDITED RECONCILIATION OF GAAP TO NON-GAAP ADJUSTED RESULTS”

Table 72 after “UNAUDITED RECONCILIATION OF GAAP TO NON-GAAP ADJUSTED RESULTS”

Table 73 after “UNAUDITED RECONCILIATION OF GAAP TO NON-GAAP ADJUSTED RESULTS”

Table 74 after “In March 2021, Applied’s Board of Directors approved a common stock repurchase program authorizing $7.5 billion in repurchases, which supple”

Table 75 after “Exhibits are numbered in accordance with the Exhibit Table of Item 601 of Regulation S-K:”