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Tables in the 10-Q of Lumentum Holdings Inc.

53 tables with numbers, filed Nov 1, 2018. Each one downloads as a CSV for Excel or Google Sheets, with the filing's address in the last row. Only the layout is tidied (a "$" or ")" in a cell of its own is joined to its number); no value is changed. Open the filing on sec.gov ↗

TABLE OF CONTENTS
	Page
PART I - FINANCIAL INFORMATION
	Item 1.	Financial Statements (Unaudited)
		Condensed Consolidated Statements of Operations for the Three Months Ended September 29, 2018 and September 30, 2017	2
		Condensed Consolidated Statements of Comprehensive Income (Loss) for the Three Months Ended September 29, 2018 and September 30, 2017	3
		Condensed Consolidated Balance Sheets as of September 29, 2018 and June 30, 2018	4
		Condensed Consolidated Statements of Cash Flows for the Three Months Ended September 29, 2018 and September 30, 2017	5

	Three Months Ended
	September 29, 2018	September 30, 2017
Net revenue	$354.1		$243.2
Cost of sales	227.3		173.9
Amortization of acquired developed technologies	0.8		0.8
Gross profit	126.0		68.5
Operating expenses:
Research and development	34.6		36.3

	September 29, 2018	June 30, 2018
ASSETS
Current assets:
Cash and cash equivalents	$459.4		$397.3
Short-term investments	274.9		314.2
Accounts receivable, net	239.6		197.1
Inventories	136.6		153.6
Prepayments and other current assets	70.6		65.0

	Less than 1 year	1-2 years	Greater than 2 years	Total
Performance Obligations	$384.8	$22.7	$0.4	$407.9

Contract balances	Balance sheet location	September 29, 2018	June 30, 2018	Change	Percentage Change
Accounts receivable, net	Accounts receivable, net	$239.6	$197.1	$42.5	21.6%
Deferred revenue and customer deposits	Other current liabilities	$2.6	$2.8	$(0.2)	(7.1)%

	June 30, 2018	Adjustments		July 1, 2018
Assets:
Accounts receivable, net	$197.1		$0.6		$197.7
Inventories	153.6		(1.2)		152.4
Stockholders’ equity:
Retained earnings	$166.4		$(0.6)		$165.8

	Foreign currency translation adjustments, net of tax	Defined benefit obligation, net of tax (1)		Unrealized gain (loss) on available-for-sale securities, net of tax	Total
Beginning balance as of June 30, 2018	$10.3		$(2.3)		$(1.6)	$6.4
Other comprehensive income	0.1		—		0.4	0.5
Ending balance as of September 29, 2018	$10.4		$(2.3)		$(1.2)	$6.9

	September 29, 2018	June 30, 2018
Finished goods	$80.7		$98.2
Work in process	32.9		34.5
Raw materials and purchased parts	23.0		20.9
Inventories	$136.6		$153.6

	September 29, 2018	June 30, 2018
Capitalized manufacturing overhead	$18.3		$20.5
Prepayments	22.3		19.5
Advances to contract manufacturers	13.7		14.0
Other current assets	16.3		11.0
Prepayments and other current assets	$70.6		$65.0

	September 29, 2018	June 30, 2018
Land	$10.6		$10.6
Buildings and improvement	59.4		55.1
Machinery and equipment (1)	476.0		463.6
Computer equipment and software	26.5		26.3
Furniture and fixtures	2.9		2.2
Leasehold improvements	27.0		25.8
Construction in progress	59.9		52.6

	Three Months Ended
	September 29, 2018	September 30, 2017
OPERATING ACTIVITIES:
Net income	$47.4		$7.1
Adjustments to reconcile net income to net cash provided by operating activities:
Depreciation expense	19.7		16.7
Stock-based compensation	10.8		9.3
Unrealized (gain) loss on derivative liability	2.1		(4.2)

	Three Months Ended
	September 29, 2018	September 30, 2017
Basic Earnings per Common Share
Net income	$47.4		$7.1
Less: Cumulative dividends on Series A Preferred Stock	(0.2)		(0.2)
Less: Earnings allocated to Series A Preferred Stock	(1.1)		(0.2)
Net income attributable to common stockholders - Basic	$46.1		$6.7
Weighted average common shares outstanding including Series A Preferred Stock	64.6		63.2

	September 29, 2018	June 30, 2018
Warranty accrual (1)	$6.6		$6.6
Restructuring accrual and related charges (2)	1.6		1.9
Deferred revenue and customer deposits	2.6		2.8
Capital lease obligation (3)	5.4		7.3
Other current liabilities	4.8		3.5
Other current liabilities	$21.0		$22.1

	September 29, 2018	June 30, 2018
Asset retirement obligation	$2.7		$2.7
Pension and related accrual	3.7		3.5
Deferred rent	2.5		2.6
Unrecognized tax benefit	9.0		6.1
Capital lease obligation (1)	—		0.4
Other non-current liabilities	0.9		3.7
Other non-current liabilities	$18.8		$19.0

	Amortized Cost	Gross Unrealized Gains		Gross Unrealized Losses	Fair Value
September 29, 2018:
Cash	$149.9		$—		$—	$149.9
Cash equivalents:
Commercial paper	3.6		—		—	3.6
Money market funds	286.5		—		—	286.5
U.S. Treasury	19.4		—		—	19.4
Total cash and cash equivalents	$459.4		$—		$—	$459.4

	Less than 12 months	12 Months or Greater		Total
	Fair Value	Unrealized Losses		Fair Value	Unrealized Losses	Fair Value		Unrealized Losses
September 29, 2018:
Commercial paper	$6.1		$—		$—		$—		$6.1	$—
Asset-backed securities	48.4		(0.2)		8.5		—		56.9	(0.2)
Corporate debt securities	113.3		(0.8)		46.9		(0.3)		160.2	(1.1)
Mortgage-backed securities	2.8		—		—		—		2.8	—
Foreign government bonds	4.1		—		—		—		4.1	—

	Level 1	Level 2		Level 3	Total
September 29, 2018:
Assets:
Cash equivalents:
Commercial paper	$—		$3.6		$—	$3.6
Money market funds	286.5		—		—	286.5
U.S. Treasury	19.4		—		—	19.4
Short-term investments:

Liability component:	September 29, 2018	June 30, 2018
Principal	$450.0		$450.0
Unamortized debt discount	(111.5)		(115.8)
Net carrying amount of the liability component	$338.5		$334.2

	Three Months Ended
(in millions, except percentages)	September 29, 2018	September 30, 2017
Contractual interest expense	$0.3		$0.3
Amortization of the debt discount	4.3		4.1
Total interest expense	$4.6		$4.4
Effective interest rate on the liability component	5.4%		5.4%

	Optical Communications	Commercial Lasers		Total
Balance as of beginning of period	$5.9		$5.4		$11.3
Foreign currency translation adjustment	—		—		—
Balance as of end of period	$5.9		$5.4		$11.3

September 29, 2018:	Gross Carrying Amount	Accumulated Amortization		Net
Acquired developed technologies	$105.6		$(99.3)		$6.3
Other intangibles	7.0		(7.0)		—
Total intangible assets	$112.6		$(106.3)		$6.3

June 30, 2018:	Gross Carrying Amount	Accumulated Amortization		Net
Acquired developed technologies	$105.5		$(98.5)		$7.0
Other intangibles	7.0		(7.0)		—
Total intangible assets	$112.5		$(105.5)		$7.0

Fiscal Years
Remainder of 2019	$2.2
2020	2.9
2021	0.5
2022	0.5
Thereafter	0.2
Total amortization	$6.3

	Restricted Stock Units	Restricted Stock Awards		Performance Stock Units
	Number of Shares	Weighted-Average Grant Date Fair Value per Share		Number of Shares	Weighted-Average Grant Date Fair Value per Share	Number of Shares (1)		Weighted-Average Grant Date Fair Value per Share
Unvested balance as of beginning of period	1.7		$43.1		0.1		$32.5		0.2	$52.0
Granted	0.7		67.8		—		—		—	—
Vested	(0.5)		38.4		—		—		(0.1)	52.0
Canceled	(0.1)		49.6		—		—		—	—
Unvested balance as of end of period	1.8		$55.2		0.1		$32.5		0.1	$—

Tables in the 10-Q of Lumentum Holdings Inc.

Table 1 after “Table of Contents”

Table 2 after “(Unaudited)”

Table 3 after “(Unaudited)”

Table 4 after “(Unaudited)”

Table 5 after “(Unaudited)”

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Table 7 after “The following table reflects the changes in contract balances for the three months ended September 30, 2018:”

Table 8 after “Select condensed consolidated balance sheet line items, as if we had adopted Topic 606 in previous years, are summarized below as of the per”

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Table 14 after “NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS (Continued)”

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Table 19 after “NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS (Continued)”

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Table 33 after “NOTES TO UNAUDITED CONDENSED CONSOLIDATED FINANCIAL STATEMENTS (Continued)”

Table 34 after “, the assumptions used to estimate the fair value of the 2015 Purchase Plan shares to be issued were as follows:”

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Table 40 after “reportable segments. In addition, it discloses the percentage of our total net revenue attributable to our product offerings which serve the”

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Table 42 after “, net revenue generated from a single customer which represented 10% or greater of total net revenue is summarized as follows:”

Table 43 after “:”

Table 44 after “, net inventory purchased from a single contract manufacturer which represented 10% or greater of total net purchases is summarized as follo”

Table 45 after “The results of operations for the periods presented are not necessarily indicative of results to be expected for future periods. The followi”

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Table 53 after “The following exhibits are filed herewith or are incorporated by reference to exhibits previously filed with the Securities and Exchange Com”

	Awards Available for Grant
Balance as of beginning of period	5.6
Granted	(0.7)
Canceled	0.1
Balance as of end of period	5.0

	September 29, 2018	September 30, 2017
Expected term (years)	0.5		0.5
Expected volatility	58.8%		53.0%
Risk-free interest rate	2.02%		1.02%
Dividend yield	—%		—%

Fiscal Years
Remainder of 2019	$8.8
2020	6.5
2021	5.1
2022	3.4
2023	2.4
Thereafter	1.8
Total minimum operating lease payments	$28.0

	As of
	September 29, 2018	June 30, 2018
Property, Plant and Equipment, net
United States	$103.6		$97.6
China	62.1		70.0
Thailand	131.3		107.4
Other countries	21.6		31.9
Total long-lived assets	$318.6		$306.9

	Gross Profit	Gross Margin
	Three Months Ended	Three Months Ended
	September 29, 2018	September 30, 2017		September 29, 2018	September 30, 2017
OpComms	$124.9		$72.1		40.3%	34.7%
Lasers	17.7		10.6		40.2%	30.0%
Segment total	$142.6		$82.7		40.3%	34.0%
Unallocated corporate items (1)	(16.6)		(14.2)
Total	$126.0		$68.5		35.6%	28.2%

	Payments due by period
	Total	Less than 1 year		1 - 3 years	3 - 5 years	More than 5 years
Contractual Obligations
Asset retirement obligations	$2.7		$—		$1.0		$0.4	$1.3
Purchase obligations (1)	206.5		203.5		3.0		—	—
Operating lease obligations (1)	28.0		10.4		10.8		5.3	1.5
Capital lease obligation (1)	7.1		7.1		—		—	—
Pension plan contributions (2)	0.5		0.5		—		—	—

		Incorporated by Reference			Filed
Exhibit No.	Exhibit Description	Form	Exhibit	Filing Date	Herewith
31.1	Certification of the Chief Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.				X
31.2	Certification of the Chief Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.				X
32.1	Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.				X
32.2	Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.				X
101.INS	XBRL Instance				X
101.SCH	XBRL Taxonomy Extension Schema				X