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Tables in the 10-Q of Lumentum Holdings Inc.
50 tables with numbers, filed Feb 3, 2022. Each one downloads as a CSV for Excel or
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Table 1 after “es of common stock outstanding.”
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| TABLE OF CONTENTS | | | |
| Page | | |
| PART I - FINANCIAL INFORMATION | | | |
| Item 1. | Financial Statements (Unaudited) | |
| | Condensed Consolidated Statements of Operations for the Three and Six Months Ended January 1, 2022 and December 26, 2020 | 2 |
| | Condensed Consolidated Statements of Comprehensive Income for the Three and Six Months Ended January 1, 2022 and December 26, 2020 | 3 |
| | Condensed Consolidated Balance Sheets as of January 1, 2022 and July 3, 2021 | 4 |
| | Condensed Consolidated Statements of Stockholders’ Equity for the Three and Six Months Ended January 1, 2022 and December 26, 2020 | 5 |
First 8 of 19 rows. The CSV has all of them.
| Three Months Ended | Six Months Ended | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | |
| Net revenue | $446.7 | | $478.8 | | $895.1 | $931.2 |
| Cost of sales | 223.3 | | 234.2 | | 423.7 | 465.9 |
| Amortization of acquired developed intangibles | 15.9 | | 15.0 | | 31.7 | 30.0 |
| Gross profit | 207.5 | | 229.6 | | 439.7 | 435.3 |
| Operating expenses: | | | | | | |
| Research and development | 53.2 | | 52.8 | | 107.3 | 103.2 |
First 8 of 23 rows. The CSV has all of them.
| Three Months Ended | Six Months Ended | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | |
| Net income | $56.7 | | $83.2 | | $138.2 | $150.3 |
| Other comprehensive loss, net of tax: | | | | | | |
| Net change in unrealized gain (loss) on available-for-sale securities | (2.3) | | (0.4) | | (2.0) | (1.9) |
| Other comprehensive loss, net of tax | (2.3) | | (0.4) | | (2.0) | (1.9) |
| Comprehensive income, net of tax | $54.4 | | $82.8 | | $136.2 | $148.4 |
| January 1, 2022 | July 3, 2021 | |
| ASSETS | | | |
| Current assets: | | | |
| Cash and cash equivalents | $552.0 | | $774.3 |
| Short-term investments | 1,470.4 | | 1,171.7 |
| Accounts receivable, net | 239.2 | | 212.8 |
| Inventories | 208.1 | | 196.4 |
| Prepayments and other current assets | 70.4 | | 81.6 |
First 8 of 38 rows. The CSV has all of them.
| Common Stock | Additional Paid-In Capital | | | Accumulated Other Comprehensive Income | | | | Total Stockholders' Equity | | | | |
| | Shares | Amount | | | Retained Earnings | | | | | | | |
| Balance as of July 3, 2021 | | 73.0 | | $0.1 | | | $1,743.6 | | | $220.9 | $8.2 | | $1,972.8 |
| Net income | | — | | — | | | — | | | 81.5 | — | | 81.5 |
| Other comprehensive income | | — | | — | | | — | | | — | 0.3 | | 0.3 |
| Issuance of shares in connection with vesting of restricted stock units and performance stock units | | 0.6 | | — | | | — | | | — | — | | — |
| Withholding taxes related to net share settlement of restricted stock units | | (0.2) | | — | | | (16.6) | | | — | — | | (16.6) |
| Repurchases of common stock | | (1.1) | | | | | | (91.7) | | | | (91.7) | |
First 8 of 18 rows. The CSV has all of them.
| Common Stock | Additional Paid-In Capital | | | Accumulated Other Comprehensive Income | | | Total Stockholders' Equity | | | |
| | Shares | Amount | | | Retained Earnings | | | | | |
| Balance as of June 27, 2020 | | 75.1 | | $0.1 | | | $1,676.6 | | $64.6 | $7.9 | $1,749.2 |
| Net income | | — | | — | | | — | | 67.1 | — | 67.1 |
| Other comprehensive loss | | — | | — | | | — | | — | (1.5) | (1.5) |
| Issuance of shares in connection with vesting of restricted stock units and performance stock units | | 0.6 | | — | | | — | | — | — | — |
| Withholding taxes related to net share settlement of restricted stock units | | (0.2) | | — | | | (19.1) | | — | — | (19.1) |
| Exercise of stock options | | — | | — | | | 0.1 | | — | — | 0.1 |
First 8 of 16 rows. The CSV has all of them.
| Six Months Ended | | |
| January 1, 2022 | December 26, 2020 | |
| OPERATING ACTIVITIES: | | | |
| Net income | $138.2 | | $150.3 |
| Adjustments to reconcile net income to net cash provided by operating activities: | | | |
| Depreciation expense | 41.0 | | 47.6 |
| Stock-based compensation | 52.1 | | 43.6 |
| Amortization of acquired intangibles | 42.9 | | 41.6 |
First 8 of 45 rows. The CSV has all of them.
| Three Months Ended | Six Months Ended | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | |
| Numerator: | | | | | | |
| Net income - basic and diluted | $56.7 | | $83.2 | | $138.2 | $150.3 |
| Denominator: | | | | | | |
| Weighted average common shares outstanding - basic | 72.3 | | 75.6 | | 72.5 | 75.5 |
| Effect of dilutive securities from stock-based benefit plans | 0.5 | | 0.7 | | 0.6 | 0.8 |
| Shares issuable assuming conversion of the 2024 Notes | 2.5 | | 2.1 | | 2.3 | 2.0 |
First 8 of 12 rows. The CSV has all of them.
| Amortized Cost | Gross Unrealized Gains | | Gross Unrealized Losses | Fair Value | |
| January 1, 2022: | | | | | | |
| Cash | $212.3 | | $— | | $— | $212.3 |
| Cash equivalents: | | | | | | |
| Commercial paper | 16.0 | | — | | — | 16.0 |
| Money market funds | 148.7 | | — | | — | 148.7 |
| U.S. Treasury securities | 175.0 | | — | | — | 175.0 |
| Total cash and cash equivalents | $552.0 | | $— | | $— | $552.0 |
First 8 of 31 rows. The CSV has all of them.
| Fair Value | Unrealized Losses | |
| January 1, 2022: | | | |
| U.S. Agency securities | $60.1 | | (0.2) |
| Certificates of deposit | 3.3 | | — |
| Commercial paper | 83.7 | | — |
| Corporate debt securities | 645.9 | | (1.8) |
| Municipal bonds | 2.0 | | — |
| U.S. government bonds | 516.3 | | (0.7) |
First 8 of 17 rows. The CSV has all of them.
| January 1, 2022 | July 3, 2021 | | | | |
| Amortized Cost | Fair Value | | Amortized Cost | Fair Value | |
| Due in 1 year | $850.9 | | $850.2 | | $587.0 | $587.1 |
| Due in 1 year through 5 years | 622.1 | | 620.2 | | 584.8 | 584.6 |
| $1,473.0 | | $1,470.4 | | $1,171.8 | $1,171.7 |
| Level 1 | Level 2 | | Level 3 | Total | |
| January 1, 2022: (1) | | | | | | |
| Assets: | | | | | | |
| Cash equivalents: | | | | | | |
| Commercial paper | $— | | $16.0 | | $— | $16.0 |
| Money market funds | 148.7 | | — | | — | 148.7 |
| U.S. Treasury securities | 175.0 | | — | | — | 175.0 |
| Short-term investments: | | | | | | |
First 8 of 16 rows. The CSV has all of them.
| Level 1 | Level 2 | | Level 3 | Total | |
| July 3, 2021: (1) | | | | | | |
| Assets: | | | | | | |
| Cash equivalents: | | | | | | |
| Commercial paper | $— | | $7.5 | | $— | $7.5 |
| Corporate debt securities | — | | 7.0 | | — | 7.0 |
| Money market funds | 631.5 | | — | | — | 631.5 |
| Short-term investments: | | | | | | |
First 8 of 15 rows. The CSV has all of them.
| January 1, 2022 | July 3, 2021 | | | | |
| Carrying Amount | Estimated Fair Value | | Carrying Amount | Estimated Fair Value | |
| 2026 Notes | 810.3 | | $1,311.2 | | $789.8 | $1,146.1 |
| 2024 Notes | 401.0 | | 805.5 | | 390.7 | 669.3 |
| $1,211.3 | | $2,116.7 | | $1,180.5 | $1,815.4 |
| January 1, 2022 | July 3, 2021 | |
| Raw materials and purchased parts | $71.6 | | $64.4 |
| Work in process | 86.9 | | 79.0 |
| Finished goods | 49.6 | | 53.0 |
| Inventories | $208.1 | | $196.4 |
| January 1, 2022 | July 3, 2021 | |
| Operating lease right-of-use assets | $99.7 | | $87.3 |
| Less: accumulated amortization | (24.6) | | (19.9) |
| Operating lease right-of-use assets, net | $75.1 | | $67.4 |
| January 1, 2022 | July 3, 2021 | |
| Land | $49.4 | | $38.2 |
| Buildings and improvement | 96.0 | | 92.7 |
| Machinery and equipment | 532.9 | | 498.3 |
| Computer equipment and software | 30.0 | | 28.6 |
| Furniture and fixtures | 8.8 | | 8.8 |
| Leasehold improvements | 34.6 | | 33.9 |
| Finance lease right-of-use assets | — | | 28.1 |
First 8 of 12 rows. The CSV has all of them.
| January 1, 2022 | July 3, 2021 | |
| Restructuring accrual and related charges (1) | $0.3 | | $5.7 |
| Warranty accrual (2) | 8.6 | | 5.0 |
| Deferred revenue and customer deposits | — | | 0.6 |
| Income tax payable (3) | 20.5 | | 43.5 |
| Other current liabilities | 4.5 | | 3.0 |
| Other current liabilities | $33.9 | | $57.8 |
| January 1, 2022 | July 3, 2021 | |
| Asset retirement obligations | $4.7 | | $4.7 |
| Pension and related accrual (1) | 10.9 | | 10.8 |
| Unrecognized tax benefit | 25.9 | | 23.0 |
| Other non-current liabilities | 0.5 | | 2.4 |
| Other non-current liabilities | $42.0 | | $40.9 |
Table 20 after “The components of lease costs, lease term and discount rate are as follows:”
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| Three Months Ended | Six Months Ended | | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | | |
| (in millions, except for weighted average data) | | | | | | | |
| Finance lease cost | $— | | $0.1 | | $— | | $0.3 |
| Operating lease cost | 3.3 | | 3.6 | | 6.7 | | 7.2 |
| Variable lease cost | 0.4 | | 0.6 | | 0.8 | | 1.0 |
| Short-term lease cost | 0.1 | | 0.6 | | 0.2 | | 1.3 |
| Sublease income | (0.8) | | (0.7) | | (1.6) | | (1.4) |
First 8 of 16 rows. The CSV has all of them.
| Fiscal Years | Operating Leases (1) |
| Remainder of 2022 | $7.1 |
| 2023 | 13.5 |
| 2024 | 12.9 |
| 2025 | 9.5 |
| 2026 | 7.9 |
| Thereafter | 25.3 |
| Total minimum lease payments | $76.2 |
First 8 of 10 rows. The CSV has all of them.
| Optical Communications | Commercial Lasers | | Total | |
| Balance as of January 1, 2022 and July 3, 2021 | $363.5 | | $5.4 | | $368.9 |
| January 1, 2022 | Gross Carrying Amounts | Accumulated Amortization | | Net Carrying Amounts | Weighted average remaining amortization period (years) | |
| Acquired developed technologies | $390.3 | | $(271.3) | | $119.0 | 2.7 |
| Customer relationships | 145.0 | | (65.7) | | 79.3 | 4.9 |
| Order backlog | 22.0 | | (22.0) | | — | — |
| Other intangibles | 2.7 | | (2.7) | | — | — |
| Total intangible assets | $560.0 | | $(361.7) | | $198.3 | |
| July 3, 2021 | Gross Carrying Amounts | Accumulated Amortization | | Net Carrying Amounts | Weighted average remaining amortization period (years) | |
| Acquired developed technologies | $390.3 | | $(238.6) | | $151.7 | 3.0 |
| Customer relationships | 145.0 | | (55.5) | | 89.5 | 5.4 |
| Order backlog | 22.0 | | (22.0) | | — | — |
| Other intangibles | 2.7 | | (2.7) | | — | — |
| Total intangible assets | $560.0 | | $(318.8) | | $241.2 | |
| Three Months Ended | Six Months Ended | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | |
| Cost of sales | $15.9 | | $15.0 | | $31.7 | $30.0 |
| Selling, general and administrative | 5.6 | | 5.9 | | 11.2 | 11.6 |
| Total amortization of intangibles | $21.5 | | $20.9 | | $42.9 | $41.6 |
| Fiscal Years | |
| Remainder of 2022 | $42.4 |
| 2023 | 61.9 |
| 2024 | 40.5 |
| 2025 | 27.7 |
| 2026 | 18.1 |
| Thereafter | 7.7 |
| Total future amortization | $198.3 |
| Liability component: | January 1, 2022 | July 3, 2021 | | | | |
| 2024 Notes (1) | 2026 Notes (2) | | 2024 Notes | 2026 Notes | |
| Principal | $450.0 | | $1,050.0 | | $450.0 | $1,050.0 |
| Unamortized debt discount and issuance costs | (49.0) | | (239.7) | | (59.3) | (260.2) |
| Net carrying amount of the liability component | $401.0 | | $810.3 | | $390.7 | $789.8 |
| Three Months Ended | Six Months Ended | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | |
| Contractual interest expense | $1.6 | | $1.6 | | $3.2 | $3.2 |
| Amortization of the debt discount and debt issuance costs | 15.5 | | 14.7 | | 30.8 | 29.1 |
| Total interest expense | $17.1 | | $16.3 | | $34.0 | $32.3 |
| Fiscal Years | 2024 Notes | 2026 Notes | | Total | |
| Remainder of 2022 | $0.5 | | $2.7 | | $3.2 |
| 2023 | 1.1 | | 5.3 | | 6.4 |
| 2024 | 451.1 | | 5.3 | | 456.4 |
| 2025 | — | | 5.3 | | 5.3 |
| 2026 | — | | 5.3 | | 5.3 |
| Thereafter | — | | 1,052.4 | | 1,052.4 |
| Total convertible notes payments | $452.7 | | $1,076.3 | | $1,529.0 |
| Foreign currency translation adjustments, net of tax (1) | Defined benefit obligations, net of tax (2) | | Unrealized gain (loss) on available-for-sale securities, net of tax | | Total | |
| Beginning balance as of July 3, 2021 | $9.7 | | $(1.4) | | $(0.1) | | $8.2 |
| Other comprehensive income | — | | — | | 0.3 | | 0.3 |
| Ending balance as of October 2, 2021 | 9.7 | | (1.4) | | 0.2 | | 8.5 |
| Other comprehensive loss | — | | — | | (2.3) | | (2.3) |
| Ending balance as of January 1, 2022 | $9.7 | | $(1.4) | | $(2.1) | | $6.2 |
| Foreign currency translation adjustments, net of tax (1) | Defined benefit obligations, net of tax (2) | | Unrealized gain (loss) on available-for-sale securities, net of tax | | Total | |
| Beginning balance as of June 27, 2020 | $9.7 | | $(4.2) | | $2.4 | | $7.9 |
First 8 of 12 rows. The CSV has all of them.
| Three Months Ended | Six Months Ended | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | |
| Balance as of beginning of period | $0.8 | | $4.4 | | $5.7 | $5.2 |
| Charges (reversals), net | 0.1 | | 0.2 | | (1.0) | 0.2 |
| Payments | (0.6) | | — | | (4.4) | (0.8) |
| Balance as of end of period | $0.3 | | $4.6 | | $0.3 | $4.6 |
| Three Months Ended | Six Months Ended | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | |
| Cost of sales | $5.2 | | $4.8 | | $9.8 | $8.5 |
| Research and development | 5.4 | | 5.1 | | 10.4 | 9.5 |
| Selling, general and administrative | 16.7 | | 14.2 | | 31.9 | 25.6 |
| Total stock-based compensation | $27.3 | | $24.1 | | $52.1 | $43.6 |
| Three Months Ended | Six Months Ended | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | |
| Income tax benefit associated with stock-based compensation | $4.2 | | $3.6 | | $8.2 | $8.8 |
| Restricted Stock Units | Performance Stock Units | | | | | |
| | Number of Shares | Weighted-Average Grant Date Fair Value per Share | | Number of Shares | Weighted-Average Grant Date Fair Value per Share | |
| Balance as of July 3, 2021 | | 1.8 | | $76.02 | | 0.3 | $75.68 |
| Granted | | 1.1 | | 87.17 | | 0.2 | 85.70 |
| Vested | | (0.7) | | 74.63 | | (0.1) | 76.89 |
| Canceled | | (0.1) | | 75.74 | | — | 58.62 |
| Balance as of January 1, 2022 | | 2.1 | | $82.47 | | 0.4 | $80.76 |
| Awards Available for Grant |
| Balance as of July 3, 2021 | 2.3 |
| Authorized | 3.0 |
| Granted | (1.3) |
| Canceled | 0.1 |
| Balance as of January 1, 2022 | 4.1 |
| Three Months Ended | Six Months Ended | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | |
| Balance as of beginning of period | $5.1 | | $7.6 | | $5.0 | $5.0 |
| Provision for warranty | 3.8 | | 0.2 | | 5.5 | 4.1 |
| Utilization of reserve | (0.3) | | (2.1) | | (1.9) | (3.4) |
| Balance as of end of period | $8.6 | | $5.7 | | $8.6 | $5.7 |
| Three Months Ended | Six Months Ended | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | |
| Net revenue: | | | | | | |
| OpComms | $397.4 | | $449.1 | | $803.4 | $877.6 |
| Lasers | 49.3 | | 29.7 | | 91.7 | 53.6 |
| Net revenue | $446.7 | | $478.8 | | $895.1 | $931.2 |
| Gross profit: | | | | | | |
| OpComms | $201.8 | | $241.8 | | $427.7 | $466.6 |
First 8 of 16 rows. The CSV has all of them.
Table 38 after “(in millions, except percentage data):”
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| Three Months Ended | Six Months Ended | | | | | | | | | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | | December 26, 2020 | | | | | | | | |
| Amount | % of Total | | Amount | | % of Total | Amount | | % of Total | Amount | % of Total | | | |
| Net revenue: | | | | | | | | | | | | | | |
| Americas: | | | | | | | | | | | | | | |
| United States | $51.0 | | 11.4% | | | $39.7 | | 8.3% | | $79.1 | | 8.8% | $60.0 | 6.4% |
| Mexico | 38.3 | | 8.6 | | | 51.3 | | 10.7 | | 71.3 | | 8.0 | 91.1 | 9.8 |
| Other Americas | 2.7 | | 0.6 | | | 4.0 | | 0.8 | | 4.7 | | 0.5 | 6.8 | 0.8 |
First 8 of 18 rows. The CSV has all of them.
| January 1, 2022 | July 3, 2021 | |
| Property, plant and equipment, net | | | |
| United States | $110.0 | | $116.7 |
| Thailand | 104.1 | | 103.9 |
| China | 36.8 | | 41.3 |
| Japan | 38.1 | | 36.4 |
| Other countries | 70.6 | | 62.8 |
| Total property, plant and equipment, net | $359.6 | | $361.1 |
| Three Months Ended | Six Months Ended | | | | | | | | | |
| January 1, 2022 | December 26, 2020 | January 1, 2022 | | December 26, 2020 | | | | | | |
| OpComms: | | | | | | | | | | | |
| Telecom and Datacom | $267.1 | 59.8% | | $286.2 | | 59.8% | | $483.1 | 54.0% | $547.5 | 58.8% |
| Industrial and Consumer | 130.3 | 29.2 | | 162.9 | | 34.0 | | 320.3 | 35.8 | 330.1 | 35.4 |
| Total OpComms | $397.4 | 89.0% | | $449.1 | | 93.8% | | $803.4 | 89.8% | $877.6 | 94.2% |
| Lasers | 49.3 | 11.0% | | 29.7 | | 6.2% | | 91.7 | 10.2 | 53.6 | 5.8 |
| Net Revenue | $446.7 | | $478.8 | | | | $895.1 | | $931.2 | | |
| Contract balances | Balance sheet location | January 1, 2022 | July 3, 2021 | | Change | Percentage Change | |
| Accounts receivable, net | Accounts receivable, net | $239.2 | | $212.8 | | $26.4 | 12.4% |
| Deferred revenue and customer deposits | Other current liabilities | $— | | $0.6 | | $(0.6) | (100.0)% |
Table 42 after “The results of operations for the periods presented are not necessarily indicative of results to be expected for future periods. The followi”
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| Three Months Ended | Six Months Ended | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | |
| Segment net revenue: | | | | | | |
| OpComms | 89.0% | | 93.8% | | 89.8% | 94.2% |
| Lasers | 11.0 | | 6.2 | | 10.2 | 5.8 |
| Net revenue | 100.0 | | 100.0 | | 100.0 | 100.0 |
| Cost of sales | 50.0 | | 48.9 | | 47.3 | 50.0 |
| Amortization of acquired developed intangibles | 3.6 | | 3.1 | | 3.5 | 3.2 |
First 8 of 20 rows. The CSV has all of them.
| Three Months Ended | | | | Six Months Ended | | | | | | | | | |
| January 1, 2022 | December 26, 2020 | | Change | Percentage Change | January 1, 2022 | | December 26, 2020 | Change | | Percentage Change | | | |
| Segment net revenue: | | | | | | | | | | | | | | |
| OpComms | $397.4 | | $449.1 | | $(51.7) | | (11.5)% | | $803.4 | | | $877.6 | $(74.2) | (8.5)% |
| Lasers | 49.3 | | 29.7 | | 19.6 | | 66.0 | | 91.7 | | | 53.6 | 38.1 | 71.1 |
| Net revenue | $446.7 | | $478.8 | | $(32.1) | | (6.7)% | | $895.1 | | | $931.2 | $(36.1) | (3.9)% |
| Gross profit | $207.5 | | $229.6 | | $(22.1) | | (9.6)% | | $439.7 | | | $435.3 | $4.4 | 1.0% |
| Gross margin | 46.5% | | 48.0% | | | | | 49.1% | | 46.7% | | | | |
First 8 of 14 rows. The CSV has all of them.
| Three Months Ended | Six Months Ended | | | | | | | | | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | | December 26, 2020 | | | | | | | | |
| Amount | % of Total | | Amount | | % of Total | Amount | | % of Total | Amount | % of Total | | | |
| Americas: | | | | | | | | | | | | | | |
| United States | $51.0 | | 11.4% | | | $39.7 | | 8.3% | | $79.1 | | 8.8% | $60.0 | 6.4% |
| Mexico | 38.3 | | 8.6 | | | 51.3 | | 10.7 | | 71.3 | | 8.0 | 91.1 | 9.8 |
| Other Americas | 2.7 | | 0.6 | | | 4.0 | | 0.8 | | 4.7 | | 0.5 | 6.8 | 0.8 |
| Total Americas | $92.0 | | 20.6% | | | $95.0 | | 19.8% | | $155.1 | | 17.3% | $157.9 | 17.0% |
First 8 of 17 rows. The CSV has all of them.
| Three Months Ended | Six Months Ended | | | | | | | | | | | | |
| Gross Profit | Gross Margin | | Gross Profit | Gross Margin | | | | | | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | January 1, 2022 | | December 26, 2020 | January 1, 2022 | | December 26, 2020 | | | |
| OpComms | $201.8 | | $241.8 | | 50.8% | | 53.8% | | $427.7 | | | $466.6 | 53.2% | 53.2% |
| Lasers | 26.2 | | 14.1 | | 53.1% | | 47.5% | | 47.0 | | | 24.5 | 51.3% | 45.7% |
| Segment total | $228.0 | | $255.9 | | 51.0% | | 53.4% | | $474.7 | | | $491.1 | 53.0% | 52.7% |
| Unallocated corporate items: | | | | | | | | | | | | | | |
| Stock-based compensation | (5.2) | | (4.8) | | | | | (9.8) | | (8.5) | | | | |
First 8 of 12 rows. The CSV has all of them.
| Three Months Ended | Six Months Ended | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | |
| Foreign exchange gains (losses), net | $0.7 | | $(2.8) | | $0.6 | $(5.1) |
| Interest and investment income | 0.6 | | 1.5 | | 1.2 | 3.9 |
| Other income (expense), net | (0.3) | | 0.4 | | (0.2) | 0.9 |
| Total other income (expense), net | $1.0 | | $(0.9) | | $1.6 | $(0.3) |
| (in millions) | Three Months Ended | Six Months Ended | | | | |
| January 1, 2022 | December 26, 2020 | | January 1, 2022 | December 26, 2020 | |
| Provision for income taxes | $12.4 | | $14.9 | | $30.5 | $31.4 |
| Payments due by period | | | | | | | |
| Total | Less than 1 year | | 1 - 3 years | 3 - 5 years | More than 5 years | | |
| Contractual Obligations | | | | | | | | |
| Asset retirement obligations | $4.7 | | $0.1 | | $1.0 | | $1.1 | $2.5 |
| Operating lease liabilities, including imputed interest (1) | 76.2 | | 13.5 | | 24.9 | | 15.7 | 22.1 |
| Pension plan contributions (2) | 0.5 | | 0.5 | | — | | — | — |
| Purchase obligations (3) | 314.5 | | 292.6 | | 21.8 | | 0.1 | — |
| Convertible notes - principal (4) | 1,500.0 | | — | | 450.0 | | 1,050.0 | — |
First 8 of 10 rows. The CSV has all of them.
| Period | Total number of shares purchased (1) | Average price paid per share (2) | | Total number of shares purchased as part of publicly announced plans or programs | Maximum number (or approximation dollar value) of shares that may yet be purchased under the plans or programs | |
| October 3, 2021 to October 30, 2021 | — | | $— | | — | $367.3 |
| October 31, 2021 to November 27, 2021 | 60,000 | | $85.27 | | 60,000 | $362.2 |
| November 28, 2021 to January 1, 2022 | 270,000 | | $91.73 | | 270,000 | $337.4 |
| Total | 330,000 | | $90.55 | | 330,000 | $337.4 |
Table 50 after “The following exhibits are filed herewith or are incorporated by reference to exhibits previously filed with the Securities and Exchange Com”
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| | Incorporated by Reference | | | Filed |
| Exhibit No. | Exhibit Description | Form | Exhibit | Filing Date | Herewith |
| 2.1 | Agreement and Plan of Merger, dated as of November 3, 2021, by and among Lumentum Holdings Inc., Neptune Merger Sub, Inc. and NeoPhotonics Corporation | 8-K | 2.1 | 11/5/2021 | |
| 10.1 | 2015 Equity Incentive Plan, as Amended and Restated November 19, 2021 | 8-K | 10.1 | 11/23/2021 | |
| 31.1 | Certification of the Chief Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted Certification of the Chief Executive Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. to Section 302 of the Sarbanes-Oxley Act of 2002. | | | | X |
| 31.2 | Certification of the Chief Financial Officer pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | | | X |
| 32.1† | Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | | | X |
| 32.2† | Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | | | X |
First 8 of 10 rows. The CSV has all of them.