Planned sales, announced before they happen
1 trading plan running, 11 Form 144 notices for $1.1B
Plans running now
1
James Belardi
What APO's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Most of these sales are routine, such as selling shares from vesting stock awards.
Trading plans
Plans adopted or ended
| Insider | What | Date | Shares | Runs to | Reported in |
|---|---|---|---|---|---|
| John Zito Co-President of AAM |
Ended 10b5-1 plan | Dec 31, 2026 | up to 50,000 | – | 10-Q Aug 10, 2026 |
What the company wroteOn June 10, 2026, John Zito, Co-President of AAM, terminated a trading arrangement intended to satisfy the affirmative defense of Rule 10b5-1(c). The trading arrangement was entered into on March 12, 2026, and was scheduled to terminate on December 31, 2026. The plan provided for the potential sale of up to 50,000 shares of the Company’s common stock. No shares were sold under the plan. | |||||
| John Zito Co-President |
Adopted 10b5-1 plan | Mar 12, 2026 | up to 50,000 | Dec 31, 2026 | 10-Q May 7, 2026 |
What the company wroteAdditionally, on March 12, 2026, John Zito, Co-President of AAM, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 50,000 shares of the Company’s common stock through December 31, 2026. | |||||
| James Belardi Executive Chairman and Chief Investment Officer |
Adopted 10b5-1 plan | Feb 10, 2026 | up to 1,500,000 | Apr 30, 2027 | 10-Q May 7, 2026 |
What the company wroteOn February 10, 2026, James Belardi, Executive Chairman and Chief Investment Officer of Athene and member of our board of directors, adopted a Rule 10b5-1 trading arrangement on behalf of an estate planning vehicle that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 1,500,000 shares of the Company’s common stock through April 30, 2027. | |||||
| Scott Kleinman Co-President of AAM and member of our board of directors, |
Adopted 10b5-1 plan | Nov 14, 2023 | up to 207,580 | 381 days | 10-K Feb 27, 2024 |
What the company wroteOn November 14, 2023, Scott Kleinman, Co-President of AAM and member of our board of directors, adopted a Rule 10b5-1 trading arrangement on behalf of himself and an estate planning vehicle that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 207,580 shares of the Company’s common stock through November 29, 2024. | |||||
From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 15 filings checked since May 9, 2023.
Form 144
Notices of planned sales
| Filed | Seller | Shares | Value | Shares came from | 10b5-1 plan | Form 4 sales after |
|---|---|---|---|---|---|---|
| Nov 4, 2026 | Chatterjee Whitney Officer |
339 | $41K | Stock Award | none given | 7,339 shares from Nov 4, 2026 |
| Nov 4, 2026 | WHITNEY A CHATTERJEE Officer |
7,000 | $823K | Performance Stock Units | none given | 7,339 shares from Nov 4, 2026 |
| Aug 14, 2026 | Kelly Martin Officer |
3,000 | $422K | Compensation | none given | 3,000 shares from Aug 14, 2026 |
| Aug 7, 2026 | BLACK, LEON D Affiliate |
2,000,000 | $256.0M | Merger | none given | none found |
| Aug 7, 2026 | LDB 2025 LLC Affiliate |
2,000,000 | $256.0M | Contribution from parent | none given | none found |
| May 27, 2026 | JOHN P ZITO Officer |
48,644 | $6.4M | Performance Stock Units; Restricted stock vesting under a registered plan | none given | 48,644 shares from May 27, 2026 |
| May 14, 2026 | MARTIN B KELLY Officer |
7,000 | $943K | Restricted stock vesting under a registered plan | none given | 7,000 shares from May 14, 2026 |
| Dec 11, 2025 | HARRIS JOSHUA Affiliate |
1,000,000 | $149.1M | Share Contribution | none given | none found |
| Dec 10, 2025 | WHITNEY A CHATTERJEE Officer |
8,500 | $1.2M | Restricted stock vesting under a registered plan | none given | none found |
| Dec 3, 2025 | LDB C LLC Affiliate |
3,000,000 | $396.2M | Contribution from parent | none given | none found |
| Dec 1, 2025 | MARTIN B KELLY Officer |
6,000 | $788K | Restricted stock vesting under a registered plan | none given | none found |
Show the other 3 notices
From the Form 144 XML filed with the SEC, since Dec 1, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.