AVGOBroadcom
We are a global technology leader that designs, develops and supplies a broad range of semiconductor and semiconductor-based solutions and infrastructure software solutions. 10-K, Item 1
- Employees
- 33,000
- Headquarters
- Palo Alto, CA
- CEO
- Hock E. Tan
- Next results
- around Dec 10, 2026
What AVGO's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Facts only; most of these sales are routine, such as selling shares from vesting stock awards.
Trading plans adopted or ended
1 plan still running: Amie Thuener.
| Insider | What | Date | Shares | Runs to | Reported in |
|---|---|---|---|---|---|
| Amie Thuener Chief Financial Officer |
Adopted 10b5-1 plan | Jul 2, 2026 | up to 150,000 | Sep 28, 2027 | 10-Q Sep 10, 2026 |
The company's descriptionOn July 2, 2026, Amie Thuener, our Chief Financial Officer, adopted a trading plan intended to satisfy Rule 10b5-1(c) under the Exchange Act that provides for the sale of 50% of the shares (net of tax withholding) resulting from the vesting of (i) up to 150,000 shares of Broadcom common stock and (ii) any future equity awards granted during the term of the trading plan. The trading plan will expire on September 28, 2027, subject to early termination for certain specified events set forth in the trading plan. | |||||
| Henry Samueli Ph.D., our Chairman of the Board |
Adopted 10b5-1 plan | Dec 16, 2025 | not stated | – | 10-Q Mar 11, 2026 |
| Justine Page a member of our Board of Directors |
Adopted 10b5-1 plan | Jan 9, 2025 | not stated | – | 10-Q Mar 12, 2025 |
| Henry Samueli Ph.D., our Chairman of the Board |
Adopted 10b5-1 plan | Dec 18, 2024 | not stated | – | 10-Q Mar 12, 2025 |
| Diane M. Bryant a member of our Board of Directors |
Adopted 10b5-1 plan | Sep 23, 2024 | up to 15,000 | Sep 12, 2025 | 10-K Dec 20, 2024 |
The company's descriptionOn September 23, 2024, Diane M. Bryant, a member of our Board of Directors, adopted a trading plan intended to satisfy Rule 10b5-1(c) under the Exchange Act (the “Trading Plan”). The Trading Plan provides for the potential sale of up to 15,000 shares of Broadcom common stock so long as the market price of Broadcom common stock satisfies certain threshold prices specified in the Trading Plan. The Trading Plan will expire on September 12, 2025, subject to early termination for certain specified events set forth in the Trading Plan. | |||||
| Henry Samueli Ph.D. |
Adopted plan | Jan 10, 2024 | not stated | – | 10-Q Mar 14, 2024 |
The company's descriptionHenry Samueli, Ph.D., our Chairman of the Board, has voting and dispositive power over the shares held by D95GT, LLC. Dr. Samueli disclaims beneficial ownership of the shares held by D95GT, LLC, except to the extent of his pecuniary interest. Dr. Samueli does not have a pecuniary interest in the shares held by the Samueli Foundation, but the Samueli Foundation may be deemed an affiliate of Dr. Samueli. On January 10, 2024, D95GT, LLC and the Samueli Foundation, adopted a trading plan intended to satisfy Rule 10b5-1(c) under the Exchange Act (the “Trading Plan”). Pursuant to the Trading Plan, (i) D95GT, LLC will gift up to $105,976,000 in shares of Broadcom common stock (the “Donated Shares”) to the Samueli Foundation between April 15, 2024 and December 30, 2024 and (ii) the Samueli Foundation will subsequently sell the Donated Shares between April 16, 2024 and December 31, 2024, subject to the volume and price limitations set forth in the Trading Plan. The Trading Plan will expire on December 31, 2024, subject to early termination for certain specified events set forth in the Trading Plan. | |||||
From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 14 filings checked since Jun 7, 2023.
Form 144 notices of planned sales
| Filed | Seller | Shares | Value | Shares came from | 10b5-1 plan | Form 4 sales after |
|---|---|---|---|---|---|---|
| Sep 23, 2026 | D95GT, LLC Affiliate |
631,972 | $225,004,973 | Founders Shares | adopted Dec 16, 2025 | none found |
| Sep 23, 2026 | Samueli Foundation Affiliate |
72,474 | $25,797,599 | Gifted Shares | adopted Dec 16, 2025 | none found |
| Sep 23, 2026 | H&S INVESTMENTS I LP Chairman of the Board of Broadcom |
70,218 | $25,000,059 | Restricted Stock Units | adopted Dec 16, 2025 | none found |
| Jul 10, 2026 | Brazeal Mark David Officer |
25,000 | $10,033,222 | Performance Stock Lapse | none given | 25,000 shares from Jul 10, 2026 |
| Jul 8, 2026 | DELLY GAYLA J Director |
1,890 | $728,368 | Restricted Stock Vesting | none given | 1,890 shares from Jul 8, 2026 |
| Jul 8, 2026 | Brazeal Mark David Officer |
25,000 | $9,479,711 | Performance Stock Lapse | none given | 50,000 shares from Jul 8, 2026 |
| Jun 29, 2026 | Samueli Foundation Affiliate |
186,089 | $71,206,826 | Gifted Shares | adopted Dec 16, 2025 | none found |
| Jun 29, 2026 | H&S INVESTMENTS I LP Chairman of the Board of Broadcom |
314,033 | $120,002,749 | Founders Shares | adopted Dec 16, 2025 | none found |
| Jun 29, 2026 | D95GT, LLC Affiliate |
340,208 | $130,002,969 | Founders Shares | adopted Dec 16, 2025 | none found |
| Jun 29, 2026 | Rinks Foundation Affiliate |
15,784 | $6,039,735 | Gifted Shares | adopted Dec 16, 2025 | none found |
| Jun 29, 2026 | PAGE JUSTINE Director |
1,602 | $598,916 | Restricted Stock Lapse | none given | 1,602 shares from Jun 29, 2026 |
| Jun 25, 2026 | Brazeal Mark David Officer |
25,000 | $9,675,000 | RSU / PSU; Restricted Stock Lapse | none given | 75,000 shares from Jun 25, 2026 |
| Jun 24, 2026 | D95GT, LLC Affiliate |
340,208 | $130,002,969 | Founders Shares | adopted Dec 16, 2025 | none found |
| Jun 24, 2026 | H&S INVESTMENTS I LP Chairman of the Board of Broadcom |
314,033 | $120,002,749 | Founders Shares | adopted Dec 16, 2025 | none found |
| Jun 24, 2026 | Rinks Foundation Affiliate |
15,784 | $6,039,735 | Gifted Shares | adopted Dec 16, 2025 | none found |
| Jun 24, 2026 | Samueli Foundation Affiliate |
186,089 | $71,206,826 | Gifted Shares | adopted Dec 16, 2025 | none found |
| Jun 17, 2026 | Spears Kirsten M. Officer |
2,968 | $1,172,573 | Restricted Stock Lapse - See Remarks | none given | none found |
| Jun 17, 2026 | Brazeal Mark David Officer |
4,825 | $1,905,454 | Restricted Stock Lapse - See Remarks | none given | 79,825 shares from Jun 17, 2026 |
| Jun 16, 2026 | Spears Kirsten M. Officer |
2,048 | $782,266 | Restricted Stock Lapse - See Remarks | none given | none found |
| Jun 16, 2026 | Brazeal Mark David Officer |
3,327 | $1,270,465 | Restricted Stock Lapse - See Remarks | none given | 83,152 shares from Jun 16, 2026 |
| Apr 29, 2026 | H&S INVESTMENTS I LP Affiliate |
531,741 | $170,000,150 | Founders Shares; Restricted Stock Units | adopted Dec 16, 2025 | none found |
| Apr 29, 2026 | H&S INVESTMENTS I LP Affiliate |
531,741 | $170,000,150 | Restricted Stock Units | adopted Dec 16, 2025 | none found |
| Apr 10, 2026 | Velaga S. Ram Officer |
8,000 | $2,964,179 | RSU / PSU Lapse | none given | none found |
| Apr 9, 2026 | DELLY GAYLA J Director |
1,000 | $358,310 | Restricted Stock Vesting | none given | none found |
| Apr 8, 2026 | Kawwas Charlie B Officer |
10,000 | $3,452,265 | Restricted Stock Vesting | none given | none found |
| Apr 8, 2026 | Velaga S. Ram Officer |
30,215 | $10,363,353 | RSU; RSU / PSU Lapse | none given | none found |
| Apr 8, 2026 | PAGE JUSTINE Director |
2,018 | $712,354 | Restricted Stock Lapse | none given | none found |
| Mar 25, 2026 | D95GT, LLC Affiliate |
250,226 | $80,000,155 | Founders Shares | adopted Dec 16, 2025 | none found |
| Mar 25, 2026 | H&S INVESTMENTS I LP Affiliate |
531,741 | $170,000,150 | Founders Shares | adopted Dec 16, 2025 | none found |
| Mar 25, 2026 | Rinks Foundation Affiliate |
9,426 | $3,014,609 | Gifted Shares | adopted Dec 16, 2025 | none found |
| Mar 25, 2026 | Samueli Foundation Affiliate |
240,095 | $76,786,823 | Gifted Shares | adopted Dec 16, 2025 | none found |
| Mar 17, 2026 | Velaga S. Ram Officer |
38,841 | $12,491,277 | RSU / PSU Lapse - See Remarks | none given | none found |
| Mar 17, 2026 | Kawwas Charlie B Officer |
39,116 | $12,579,953 | RSU / PSU Lapse - See Remarks | none given | none found |
| Mar 17, 2026 | Spears Kirsten M. Officer |
36,292 | $11,671,564 | RSU / PSU Lapse - See Remarks | none given | none found |
| Mar 17, 2026 | Brazeal Mark David Officer |
50,488 | $16,236,987 | RSU / PSU Lapse - See Remarks | none given | none found |
| Mar 16, 2026 | Velaga S. Ram Officer |
25,538 | $8,327,831 | RSU / PSU Lapse - See Remarks | none given | none found |
| Mar 16, 2026 | Spears Kirsten M. Officer |
23,862 | $7,781,149 | RSU / PSU Lapse - See Remarks | none given | none found |
| Mar 16, 2026 | Kawwas Charlie B Officer |
25,718 | $8,386,728 | RSU / PSU Lapse - See Remarks | none given | none found |
| Mar 16, 2026 | Brazeal Mark David Officer |
33,194 | $10,824,703 | RSU / PSU Lapse - See Remarks | none given | none found |
| Jan 6, 2026 | TAN HOCK E Officer, Director |
70,000 | $24,310,702 | Restricted Stock Vesting | none given | none found |
| Jan 6, 2026 | Brazeal Mark David Officer |
30,000 | $10,413,692 | PSU / RSU | none given | none found |
| Dec 31, 2025 | Spears Kirsten M. Officer |
30,000 | $10,434,651 | Restricted Stock Vesting | none given | none found |
| Dec 29, 2025 | Brazeal Mark David Officer |
25,921 | $9,126,069 | Restricted Stock Lapse | none given | none found |
| Dec 23, 2025 | TAN HOCK E Officer, Director |
100,000 | $34,081,000 | Restricted Stock Vesting | none given | none found |
| Dec 17, 2025 | Brazeal Mark David Officer |
38,281 | $12,542,609 | RSU / PSU - See Remarks | none given | none found |
| Dec 17, 2025 | Kawwas Charlie B Officer |
1,928 | $631,999 | Restricted Stock Lapse - See Remarks | none given | none found |
| Dec 17, 2025 | Spears Kirsten M. Officer |
3,714 | $1,217,396 | Restricted Stock Lapse - See Remarks | none given | none found |
| Dec 16, 2025 | Spears Kirsten M. Officer |
2,379 | $811,044 | Restricted Stock Lapse - See Remarks | none given | none found |
| Dec 16, 2025 | Kawwas Charlie B Officer |
1,235 | $421,113 | Restricted Stock Lapse - See Remarks | none given | none found |
| Dec 16, 2025 | Brazeal Mark David Officer |
24,527 | $8,361,499 | RSU / PSU - See Remarks | none given | none found |
| Dec 15, 2025 | PAGE JUSTINE Director |
800 | $289,512 | Restricted Stock Vesting | adopted Jan 9, 2025 | none found |
| Dec 10, 2025 | Samueli Foundation Affiliate |
65,729 | $26,508,124 | Gifted Shares | adopted Jan 10, 2024 | none found |
| Dec 9, 2025 | Samueli Foundation Affiliate |
65,729 | $26,508,124 | Gifted Shares | adopted Jan 10, 2024 | none found |
| Dec 8, 2025 | D95GT, LLC Affiliate |
320,316 | $128,297,192 | Founders Shares | adopted Dec 18, 2024 | none found |
| Nov 14, 2025 | PAGE JUSTINE Director |
800 | $280,120 | Restricted Stock Vesting | adopted Jan 9, 2025 | none found |
From the Form 144 XML filed with the SEC, since Nov 14, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.
Work on AVGO in a spreadsheet:
Excel workbook (a sheet per section, ten years by column, charts, links to the filings) ·
CSV.
For a Google Sheet that stays up to date, paste =IMPORTDATA("https://tickdelta.com/company/AVGO/export.csv") into a cell.