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BKKTBakkt

Crypto · Financial Services · NYSE
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Planned sales, announced before they happen

1 trading plan running, 7 Form 144 notices for $554K

10-Q, 10-K and Form 144
Plans running now
1
Nick Baes
Plans adoptedList ↓
1
reported since May 11, 2023
Form 144 noticesList ↓
7
$554K the sellers expected to sell

What BKKT's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Most of these sales are routine, such as selling shares from vesting stock awards.

Trading plans

Plans adopted or ended

XBRL, 10-Q and 10-K
InsiderWhatDateSharesRuns toReported in
Marc D'Annunzio
General Counsel & Corporate Secretary
Ended 10b5-1 plan Sep 14, 2026 not stated – 10-Q Nov 9, 2026
Nick Baes
Chief Operating Officer
Adopted 10b5-1 plan Aug 19, 2026 up to 18,577 Jul 31, 2027 10-Q Nov 9, 2026

From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 18 filings checked since May 11, 2023.

Form 144

Notices of planned sales

Form 144 XML, SEC
FiledSellerSharesValueShares came from10b5-1 planForm 4 sales after
Jul 16, 2026 MARC D'ANNUNZIO
Officer
604 $5K Performance Stock Units adopted Sep 10, 2025 none found
Jun 26, 2026 MARC D'ANNUNZIO
Officer
1,357 $11K Restricted Stock Units adopted Sep 10, 2025 1,896 shares from Jun 26, 2026
Apr 28, 2026 MARC DANNUNZIO
Officer
3,991 $36K Restricted Stock Units adopted Sep 10, 2025 none found
Mar 30, 2026 MARC DANNUNZIO
Officer
5,342 $39K Restricted Stock Units adopted Sep 10, 2025 none found
Feb 24, 2026 MARC DANNUNZIO
Officer
785 $8K Restricted and Performance Stock Units adopted Sep 10, 2025 none found
Dec 9, 2025 DEANA DOW
Director
27,681 $355K Restricted stock vesting under a registered plan none given none found
Nov 12, 2025 DEANA DOW
Director
4,600 $100K Restricted stock vesting under a registered plan none given none found

From the Form 144 XML filed with the SEC, since Nov 12, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.

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