Planned sales, announced before they happen
1 trading plan running, 8 Form 144 notices for $20.6M
Plans running now
1
Jose Minaya
What BNY's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Most of these sales are routine, such as selling shares from vesting stock awards.
Trading plans
Plans adopted or ended
| Insider | What | Date | Shares | Runs to | Reported in |
|---|---|---|---|---|---|
| Jose Minaya Global Head of BNY Investments and Wealth |
Adopted 10b5-1 plan | May 20, 2026 | up to 42,240 | 464 days | 10-Q Oct 30, 2026 |
What the company wroteOn Aug. 27, 2026, trading commenced under a Rule 10b5-1 trading arrangement (as defined in Item 408(a) of Regulation S-K) adopted by Jose Minaya, Global Head of BNY Investments and Wealth, that is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act. The trading arrangement was adopted on May 20, 2026, provides for the sale of up to 42,240 shares and will expire on Aug. 27, 2027, subject to earlier termination or completion in accordance with its terms. | |||||
From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 15 filings checked since May 5, 2023.
Form 144
Notices of planned sales
| Filed | Seller | Shares | Value | Shares came from | 10b5-1 plan | Form 4 sales after |
|---|---|---|---|---|---|---|
| Oct 26, 2026 | Robin Vince CEO |
50,000 | $7.4M | Acquired as compensation -- Performance Awards; Acquired as compensation -- Restricted Stock Units | none given | 50,000 shares from Oct 26, 2026 |
| Aug 27, 2026 | Jose Minaya Officer |
10,560 | $1.7M | RSU Vest | adopted May 20, 2026 | 3,520 shares from Aug 27, 2026 |
| Aug 5, 2026 | Hobbs Shannon Marie Former Officer |
891 | $142K | Restricted Stock Vesting | none given | none found |
| Jul 29, 2026 | Dermot McDonogh Officer |
31,800 | $4.8M | Acquired as a gift | none given | 31,800 shares from Jul 29, 2026 |
| Apr 17, 2026 | Hobbs Shannon Marie Officer |
297 | $41K | Restricted Stock Vesting | none given | none found |
| Apr 17, 2026 | Kurimsky Kurtis R. Officer |
5,290 | $720K | Restricted Stock Vesting | none given | none found |
| Apr 17, 2026 | Alejandro Perez Officer |
12,504 | $1.7M | Acquired as compensation -- Restricted Stock Units | none given | none found |
| Apr 17, 2026 | McCarthy J. Kevin Officer |
30,000 | $4.0M | Vested Employee Stock Award | none given | none found |
From the Form 144 XML filed with the SEC, since Apr 17, 2026. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.