Screener / SEC EDGAR /CIK 0001383312 /10-K filed Aug 4, 2026, compared with Aug 5, 2025 /Numbers from the XBRL of the 10-Ks

NYSE Industrials · Business Services

Broadridge Financial Solutions BR

New risk paragraphs 2 Not in last year's 10-K Accounting checks 1 worth reading about, of 11 checks Insider buys 0 open-market, last 90 days Filings 7 in the last 30 days

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Filings with the SEC since Aug 6, 2020

1,017 filings, 16 in the last 30 days

SEC filing index

Latest annual report Aug 4, 2026 10-K, period to Jun 30, 2026 Latest quarterly report Nov 3, 2026 10-Q, period to Sep 30, 2026 Latest current report Nov 10, 2026 8-K: Shareholder vote results

Filed in the last 30 days 16 of 1,017 in all

What the 8-Ks said

None of the officer, auditor, restatement, cyber, restructuring, listing, impairment or debt 8-Ks in the last 3 years

From the SEC filing index and the text of each 8-K. A line appears only when the 8-K names one of these items; for item 5.02 only a move of the CEO, CFO, COO or chief accounting officer. Older 8-Ks may have no text downloaded, so they show no quote.

Late filings, 8-K notices and going concern

None found in the last 2 years

All checks

Late filing notices (NT 10-K, NT 10-Q)

No notice in the last 2 years.
8-K notices: listing, impairment, debt trigger

No item 3.01, 2.06 or 2.04 in the last 2 years.
Going-concern language in the 10-K

No statement of substantial doubt in the latest 10-K.

Source: 10-K 0001628280-26-052243 (filed Aug 4, 2026): full text searched

Facts to read in the filing, not a verdict: many companies with one of these carry on normally, and a company with neither can still have problems.

Every filing on one line

Each mark is a filing or an event in one; the bigger square is a 10-K. Hover for what it is, click to open it.

Annual report (10-K)Quarterly report (10-Q)Current report (8-K)Auditor changeCEO, CFO, COO or CAO changeRestatementLate filing noticeInsider purchaseCluster buy (3+ insiders)SEC comment letterShare offering (S-3, 424B)Planned insider sale (Form 144, 10b5-1)

20252026

All 52 events

Nov 12, 2026 Planned sale MAURA MARKUS (Director) gave notice of a planned sale of 3,180 shares worth about $614KForm 144, approximate sale date Nov 11, 2026, under a 10b5-1 plan adopted Aug 12, 2026
Nov 10, 2026 8-K Bylaws or fiscal year changed, Other events8-K items 5.03, 8.01
Nov 10, 2026 8-K Shareholder vote results8-K item 5.07
Nov 3, 2026 Planned sale Maura Markus (Director) adopted a 10b5-1 trading planreported in the 10-Q, up to 4,753 shares, runs to Nov 17, 2026
Nov 3, 2026 8-K Quarterly results8-K item 2.02
Nov 3, 2026 10-Q Quarterly report (10-Q)period ended Sep 30, 2026
Oct 23, 2026 8-K Other events8-K item 8.01
Aug 4, 2026 8-K Quarterly results, Other events8-K items 2.02, 8.01
Aug 4, 2026 10-K Annual report (10-K)period ended Jun 30, 2026
Jun 10, 2026 8-K Director or officer change8-K item 5.02
Jun 4, 2026 Planned sale HOPE JARKOWSKI (Officer) gave notice of a planned sale of 1,966 shares worth about $305KForm 144, approximate sale date Jun 4, 2026
May 21, 2026 8-K Other events8-K item 8.01
May 15, 2026 8-K Material agreement signed, New debt or obligation, Other events8-K items 1.01, 2.03, 8.01
May 6, 2026 8-K Regulation FD disclosure8-K item 7.01
May 6, 2026 8-K Material agreement signed, Other events8-K items 1.01, 8.01
Apr 30, 2026 8-K Quarterly results8-K item 2.02
Apr 30, 2026 10-Q Quarterly report (10-Q)period ended Mar 31, 2026
Mar 6, 2026 8-K Other events8-K item 8.01
Feb 25, 2026 Planned sale BOMAR II LLC (Director) gave notice of a planned sale of 486 shares worth about $86KForm 144, approximate sale date Feb 25, 2026
Feb 9, 2026 8-K Regulation FD disclosure8-K item 7.01
Feb 6, 2026 Planned sale ROBERT N. DUELKS 2007 REVOCABLE TRUST (Director) gave notice of a planned sale of 253 shares worth about $49KForm 144, approximate sale date Feb 6, 2026
Feb 3, 2026 8-K Director or officer change8-K item 5.02
Feb 3, 2026 8-K Quarterly results8-K item 2.02
Feb 3, 2026 10-Q Quarterly report (10-Q)period ended Dec 31, 2025
Dec 3, 2025 Planned sale THOMAS PATRICK CAREY (Officer) gave notice of a planned sale of 10,214 shares worth about $2.3MForm 144, approximate sale date Dec 3, 2025
Nov 18, 2025 Planned sale CHRISTOPHER J PERRY (Officer) gave notice of a planned sale of 3,984 shares worth about $900KForm 144, approximate sale date Nov 18, 2025
Nov 14, 2025 8-K Regulation FD disclosure8-K item 7.01
Nov 14, 2025 8-K Shareholder vote results8-K item 5.07
Nov 13, 2025 8-K Other events8-K item 8.01
Nov 4, 2025 8-K Quarterly results8-K item 2.02
Nov 4, 2025 10-Q Quarterly report (10-Q)period ended Sep 30, 2025
Sep 5, 2025 8-K Regulation FD disclosure8-K item 7.01
Aug 25, 2025 8-K Material agreement signed, New debt or obligation (amended)8-K items 1.01, 2.03
Aug 21, 2025 8-K Material agreement signed, New debt or obligation8-K items 1.01, 2.03
Aug 5, 2025 Planned sale Timothy C. Gokey (Chief Executive Officer) adopted a 10b5-1 trading planreported in the 10-K, up to 22,349 shares, runs to Feb 13, 2026
Aug 5, 2025 Offering Shelf registration: shares and other securities, amount not fixedS-3ASR · This prospectus contains a general description of certain material terms of the debt securities, common stock, preferred stock, depositary shares, warrants, stock purchase contracts, and stock purchase units which we may offer for sale from time to time.
Aug 5, 2025 8-K Quarterly results, Other events8-K items 2.02, 8.01
Aug 5, 2025 10-K Annual report (10-K)period ended Jun 30, 2025
May 13, 2025 8-K Other events8-K item 8.01
May 9, 2025 8-K Regulation FD disclosure8-K item 7.01
May 1, 2025 8-K Quarterly results8-K item 2.02
May 1, 2025 10-Q Quarterly report (10-Q)period ended Mar 31, 2025
Feb 10, 2025 8-K Regulation FD disclosure8-K item 7.01
Feb 5, 2025 8-K Bylaws or fiscal year changed8-K item 5.03
Feb 4, 2025 8-K Other events8-K item 8.01
Jan 31, 2025 Planned sale Timothy Gokey (Chief Executive Officer) adopted a 10b5-1 trading planreported in the 10-Q, up to 24,605 shares, runs to Jun 9, 2025
Jan 31, 2025 8-K Quarterly results8-K item 2.02
Jan 31, 2025 10-Q Quarterly report (10-Q)period ended Dec 31, 2024
Dec 16, 2024 8-K Director or officer change8-K item 5.02
Dec 13, 2024 8-K Material agreement signed, New debt or obligation8-K items 1.01, 2.03
Nov 15, 2024 8-K Shareholder vote results8-K item 5.07
Nov 14, 2024 8-K Other events8-K item 8.01

From the SEC filing index. Insider purchases go back 180 days (the Form 4s downloaded).

Every filing

Newest first, by kind · each form links to sec.gov

Filed	Form	What it is	Period
Sep 29, 2026	DEFA14A	Extra proxy material		all files
Sep 29, 2026	DEF 14A	Proxy statement	Nov 10, 2026	all files
Oct 2, 2025	DEFA14A	Extra proxy material		all files
Oct 2, 2025	DEF 14A	Proxy statement	Nov 13, 2025	all files
Oct 2, 2024	DEFA14A	Extra proxy material		all files
Oct 2, 2024	DEF 14A	Proxy statement	Nov 14, 2024	all files
Sep 27, 2023	DEFA14A	Extra proxy material		all files
Sep 27, 2023	DEF 14A	Proxy statement	Nov 9, 2023	all files
Oct 7, 2022	DEFA14A	Extra proxy material		all files
Sep 27, 2022	DEFA14A	Extra proxy material		all files
Sep 27, 2022	DEF 14A	Proxy statement	Nov 10, 2022	all files
Oct 5, 2021	DEFA14A	Extra proxy material		all files
Oct 5, 2021	DEF 14A	Proxy statement	Nov 18, 2021	all files
Oct 27, 2020	DEFA14A	Extra proxy material		all files
Oct 6, 2020	DEFA14A	Extra proxy material		all files
Oct 6, 2020	DEFA14A	Extra proxy material		all files
Oct 6, 2020	DEF 14A	Proxy statement	Nov 19, 2020	all files

Press releases with quarterly results are attached to the 8-Ks marked "Quarterly results"; read them on Earnings releases.

Sources

SEC's filing index (data.sec.gov submissions). Each form links to the document on sec.gov.

Also

Earnings releases: the text of each quarter's results release. Statements by period: the income statement, balance sheet or cash flow of the last filings side by side.

Work with it

Excel workbook · CSV. Google Sheet that stays up to date: paste =IMPORTDATA("https://tickdelta.com/company/BR/export.csv") into a cell.

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