CATCaterpillar Inc.
Originally organized as Caterpillar Tractor Co. in 1925 in the State of California, our company was reorganized as Caterpillar Inc. in 1986 in the State of Delaware. 10-K, Item 1
- Headquarters
- Irving, TX
- CEO
- Joseph E. Creed
- Next results
- around Jan 28, 2027
Who owns CAT
72% of the shares are held by institutions that file 13Fs; the rest by everyone else.
13F filings are quarterly and up to 45 days old. Insider trades: Form 4 rows coded P (bought) and S (sold) at a price, not grants or plan exercises.
Institutional ownership 13F data can be up to 45 days old
Every 13F-HR filed for the quarter ending Jun 30, 2026, from SEC's Form 13F data sets. A 13F lists the long positions of managers with more than $100M in US stocks. Two managers can report the same shares, so totals can count some shares twice.
| Holder | Shares | Value | % of company | From Mar 31, 2026 |
|---|---|---|---|---|
| BlackRock, Inc. | 37.99M | $40.5B | 8.30% | Added +2.2% |
| STATE STREET CORP | 34.39M | $36.6B | 7.52% | Reduced -1.4% |
| VANGUARD CAPITAL MANAGEMENT LLC | 30.08M | $32.0B | 6.57% | Reduced -0.5% |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | 14.51M | $15.5B | 3.17% | Held |
| VANGUARD PORTFOLIO MANAGEMENT LLC | 12.03M | $12.8B | 2.63% | Added +2.7% |
| GEODE CAPITAL MANAGEMENT, LLC | 11.18M | $11.9B | 2.44% | Held |
| Fisher Asset Management, LLC | 9.94M | $10.6B | 2.17% | Added +1.7% |
| MORGAN STANLEY | 7.50M | $8.0B | 1.64% | Held |
| JPMORGAN CHASE & CO | 7.33M | $7.6B | 1.60% | Added +149.1% |
| GATES FOUNDATION TRUST | 6.35M | $6.8B | 1.39% | Held |
| PRICE T ROWE ASSOCIATES INC /MD/ | 6.17M | $6.6M | 1.35% | Added +10.6% |
| FMR LLC | 5.78M | $6.2B | 1.26% | Added +51.2% |
| NORTHERN TRUST CORP | 5.66M | $6.0B | 1.24% | Held |
| BANK OF AMERICA CORP /DE/ | 5.46M | $5.8B | 1.19% | Reduced -3.8% |
| GOLDMAN SACHS GROUP INC | 3.57M | $3.8B | 0.78% | Added +11.2% |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 3.32M | $3.5B | 0.73% | Reduced -0.9% |
| Invesco Ltd. | 3.28M | $3.5B | 0.72% | Reduced -14.7% |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 3.15M | $3.4B | 0.69% | Reduced -3.5% |
| Capital World Investors | 3.06M | $3.3B | 0.67% | Reduced -13.6% |
| Bank of New York Mellon Corp | 3.00M | $3.2B | 0.66% | Reduced -13.1% |
| DIMENSIONAL FUND ADVISORS LP | 2.74M | $2.9B | 0.60% | Held |
| VANGUARD FIDUCIARY TRUST CO | 2.65M | $2.8B | 0.58% | Added +0.7% |
| Legal & General Group Plc | 2.61M | $2.8B | 0.57% | Reduced -5.7% |
| Nuveen, LLC | 2.60M | $2.8B | 0.57% | Added +12.6% |
| ROYAL BANK OF CANADA | 2.25M | $2.4B | 0.49% | Held |
Bought the most shares
- JPMORGAN CHASE & CO +4.39M
- FMR LLC +1.96M
- BlackRock, Inc. +822K
- PRICE T ROWE ASSOCIATES INC /MD/ +590K
- CANADA PENSION PLAN INVESTMENT BOARD +410K
- GOLDMAN SACHS GROUP INC +360K
- Winslow Capital Management, LLC +351K, new
- VANGUARD PORTFOLIO MANAGEMENT LLC +320K
- UBS Group AG +296K
- Nuveen, LLC +290K
Sold the most shares
- DIAMANT ASSET MANAGEMENT, INC. -3.14M
- Capital International Investors -2.01M
- Capital Research Global Investors -1.00M
- BARCLAYS PLC -831K
- Invesco Ltd. -566K
- STATE STREET CORP -488K
- GFS Advisors, LLC -488K
- Capital World Investors -484K
- Bank of New York Mellon Corp -450K
- DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main -341K
Superinvestors holding CAT 13F data can be up to 45 days old
From the latest 13F-HR of each of the investors followed on Investors. A 13F shows holdings at the end of a quarter and is filed up to 45 days later.
| Investor | Quarter | Shares | Value | % of portfolio | Last quarter |
|---|---|---|---|---|---|
| Gates Foundation Gates Foundation Trust | Jun 30, 2026 | 6.35M | $6.8B | 19.65% | Held |
| Tom Gayner Markel Group | Sep 30, 2026 | 329K | $266.5M | 2.24% | Held |
| Dodge & Cox Dodge & Cox | Jun 30, 2026 | 39K | $42.0M | 0.02% | Reduced -1.5% |
| Bill Nygren Harris Associates (Oakmark) | Jun 30, 2026 | 2K | $2.0M | 0.00% | Held |
| Thomas Russo Gardner Russo & Quinn | Jun 30, 2026 | 265 | $282K | 0.00% | Reduced -41.1% |
13D filings: owners of more than 5% who may push for change
No Schedule 13D about CAT in the last year.
Work on CAT in a spreadsheet:
Excel workbook (a sheet per section, ten years by column, charts, links to the filings) ·
CSV.
For a Google Sheet that stays up to date, paste =IMPORTDATA("https://tickdelta.com/company/CAT/export.csv") into a cell.