FIGRFigure Technology Solutions
Figure is building the future of capital markets using blockchain-based technology. 10-K, Item 1
- Headquarters
- Reno, NV
- CEO
- Michael Benjamin Tannenbaum
- Next results
- around Jan 11, 2027
What FIGR's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Facts only; most of these sales are routine, such as selling shares from vesting stock awards.
Trading plans adopted or ended
3 plans still running: Horsley Capital Partners LLC, an entity for which the beneficial owner is Adam Boyden, Michael Cagney, Todd Stevens.
| Insider | What | Date | Shares | Runs to | Reported in |
|---|---|---|---|---|---|
| Horsley Capital Partners LLC, an entity for which the beneficial owner is Adam Boyden member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Jun 16, 2026 | up to 57,780 | Sep 13, 2027 | 10-Q Aug 14, 2026 |
The company's descriptionOn June 16, 2026, Horsley Capital Partners LLC, an entity for which the beneficial owner is Adam Boyden, a member of the Company’s Board of Directors, entered into a new trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act for the sale of up to 57,780 shares of the Company's Class A common stock until September 13, 2027. | |||||
| Michael Tannenbaum Chief Executive Officer |
Ended 10b5-1 plan | Jun 11, 2026 | up to 60,315 | Feb 18, 2027 | 10-Q Aug 14, 2026 |
The company's descriptionOn June 11, 2026, Michael Tannenbaum, the Company's Chief Executive Officer, entered into a new trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act for the sale of up to 60,315 shares of the Company's Class A common stock until February 18, 2027. On the same date, Mr. Tannenbaum also terminated his previous agreement which was entered into on December 3, 2025 and was set to expire on August 27, 2026. | |||||
| Michael Cagney member of our Board of Directors |
Adopted 10b5-1 plan | Dec 12, 2025 | up to 666,863 | 370 days | 10-K Mar 16, 2026 |
The company's descriptionOn December 12, 2025, Michael Cagney, a member of our Board of Directors, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to the net number of shares of Class A common stock underlying 666,863 shares of restricted stock units (such total number of shares is not determinable), subject to a limit price of $25.00, until December 17, 2026. | |||||
| Macrina Kgil Chief Financial Officer |
Adopted 10b5-1 plan | Dec 10, 2025 | up to 48,000 | 288 days | 10-K Mar 16, 2026 |
The company's descriptionOn December 10, 2025, Macrina Kgil, our Chief Financial Officer, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 48,000 shares of the Company’s Class A common stock, subject to limit prices ranging from $25.00 to $30.00, until September 24, 2026. | |||||
| Todd Stevens Chief Capital Officer |
Adopted 10b5-1 plan | Dec 10, 2025 | up to 153,124 | 377 days | 10-K Mar 16, 2026 |
The company's descriptionOn December 10, 2025, Todd Stevens, our Chief Capital Officer, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to (i) 153,765 shares of the Company’s Class A common stock, subject to a limit price of $30.00, plus (ii) 50% of the net number of shares of Class A common stock underlying 153,124 shares of restricted stock units (such total number of shares is not determinable), in each case, until December 22, 2026. | |||||
| Michael Tannenbaum Chief Executive Officer and a member of our Board of Directors |
Adopted 10b5-1 plan | Dec 3, 2025 | up to 639,685 | 267 days | 10-K Mar 16, 2026 |
The company's descriptionOn December 3, 2025, Michael Tannenbaum, our Chief Executive Officer and a member of our Board of Directors, adopted a Rule 10b5-1 trading arrangement that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to (i) 60,315 shares of the Company’s Class A common stock, subject to limit prices ranging from $25.00 to $37.50, plus (ii) the net number of shares of Class A common stock underlying 639,685 shares of restricted stock units (such total number of shares is not determinable), subject to a limit price of $25.00, and in each case, until August 27, 2026. | |||||
From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 4 filings checked since Nov 13, 2025.
Form 144 notices of planned sales
| Filed | Seller | Shares | Value | Shares came from | 10b5-1 plan | Form 4 sales after |
|---|---|---|---|---|---|---|
| Sep 9, 2026 | Figure Investments, LLC Shareholder |
3,000,000 | $114,810,000 | Private Placement | none given | none found |
| Sep 9, 2026 | Morgan Creek Capital Management, LLC Investment Manager to Shareholders |
141,728 | $5,423,931 | Private Placement | none given | none found |
| Aug 18, 2026 | Morgan Creek Capital Management, LLC Investment Manager to Shareholders |
50,190 | $1,794,794 | Private Placement | none given | none found |
| Aug 14, 2026 | David Todd Stevens Officer |
47,650 | $1,519,082 | Exercise of Stock Options; Restricted Stock Units | adopted Dec 10, 2025 | 47,650 shares from Aug 14, 2026 |
| Jun 30, 2026 | Min Chung Kgil CFO |
24,000 | $657,120 | RSU Vest | adopted Dec 10, 2025 | none found |
| Jun 15, 2026 | Min Chung Kgil CFO |
35,000 | $1,026,200 | RSU Vest | none given | none found |
| May 20, 2026 | Michael B. Tannenbaum Officer |
2,031 | $73,928 | Acquired as compensation -- Stock Options | adopted Dec 3, 2025 | 2,031 shares from May 20, 2026 |
| May 19, 2026 | Michael B. Tannenbaum Officer |
14,871 | $538,776 | Acquired as compensation -- Stock Options | adopted Dec 3, 2025 | 16,902 shares from May 19, 2026 |
| May 14, 2026 | David Todd Stevens Officer |
8,243 | $333,924 | Restricted Stock Units | adopted Dec 10, 2025 | 47,064 shares from May 14, 2026 |
| May 13, 2026 | Michael Cagney Director |
35,190 | $1,425,547 | Acquired as compensation -- Restricted Stock Units | adopted Dec 12, 2025 | 35,190 shares from May 13, 2026 |
| Apr 29, 2026 | Michael B. Tannenbaum Officer |
56,825 | $1,890,568 | Acquired as compensation -- Restricted Stock Units | adopted Dec 3, 2025 | 16,902 shares from May 19, 2026 |
| Apr 28, 2026 | Michael B. Tannenbaum Officer |
127,369 | $4,376,399 | Acquired as compensation -- Restricted Stock Units; Acquired as compensation -- Stock Options | adopted Dec 3, 2025 | 16,902 shares from May 19, 2026 |
| Apr 15, 2026 | Michael Cagney Director |
67,840 | $2,416,461 | Acquired as compensation -- Restricted Stock Units | adopted Dec 12, 2025 | 35,190 shares from May 13, 2026 |
| Mar 24, 2026 | Min Chung Kgil Affiliate |
24,000 | $798,000 | RSU Vest | adopted Dec 10, 2025 | none found |
| Mar 19, 2026 | DAVID TODD STEVENS Officer |
88,529 | $2,981,657 | Exercise of Stock Options; Restricted Stock Units | adopted Dec 10, 2025 | none found |
| Mar 13, 2026 | Morgan Creek Capital Management, LLC Investment Manager to Shareholders |
21,400 | $847,226 | Private Placement | none given | none found |
| Mar 11, 2026 | Morgan Creek Capital Management, LLC Investment Manager to Shareholders |
756,728 | $29,958,862 | Private Placement | none given | none found |
| Mar 10, 2026 | TESSERA VENTURE CAPITAL FUND II LP Director |
30,971 | $1,041,809 | Private Acquisition from Issuer/Affiliate | none given | none found |
| Mar 10, 2026 | TESSERA VENTURE CAPITAL FUND LP Director |
185,742 | $6,248,027 | Private Acquisition from Issuer/Affiliate | none given | none found |
| Mar 10, 2026 | Morgan Creek Capital Management, LLC Investment Manager to Shareholders |
3,085,758 | $100,719,141 | Private Placement | none given | none found |
| Dec 10, 2025 | Michael Cagney Officer |
200,058 | $7,952,306 | Acquired as compensation -- Restricted Stock Units | none given | none found |
From the Form 144 XML filed with the SEC, since Dec 10, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.
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