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GDGeneral Dynamics

Industrials · Shipbuilding · NYSE

General Dynamics is a global aerospace and defense company that specializes in high-end design, engineering and manufacturing to deliver state-of-the-art solutions to our customers. 10-K, Item 1

Employees
117,000
Headquarters
Reston, VA
CEO
Phebe N. Novakovic
Next results
around Jan 27, 2027
Compare with peers → Embed

When the SEC's staff reviews a filing, it writes to the company with numbered questions, and the company answers each one in a letter. SEC publishes the exchange once the review is over, at least 20 business days later. Below: what the staff asked GD, and the company's answer to each question, quoted from the letters. A question is not an accusation; most reviews end with the company adding detail to its next filing.

Schedule 14A

2022-09-02 to 2022-10-25 · 3 questions · 1 letter from the SEC, 0 from the company
Review closed 2022-10-25
CybersecurityControls
SEC letter of 2022-09-02 ↗ no reply letter on EDGAR (the company may have answered in an amended filing)
Definitive Proxy Statement on Schedule 14A filed March 24, 2022 · General
SEC asked (1)
Please expand your discussion of the reasons you believe that your leadership structure is appropriate to also address how the experience of your Lead Director is brought to bear in connection with your board’s role in risk oversight.
GD answered

No reply letter found.

Definitive Proxy Statement on Schedule 14A filed March 24, 2022 · General
SEC asked (2)
Please expand upon the role that your Lead Director plays in the leadership of the board. For example, please enhance your disclosure to address whether or not your Lead Director may: • represent the board in communications with stakeholders other than "significant shareholders," as well as any threshold to qualify as significant; • require board consideration of, and/or override your CEO on, any risk matters; or •
Rest of the question

provide input on design of the board itself.

GD answered

No reply letter found.

Definitive Proxy Statement on Schedule 14A filed March 24, 2022 · General
SEC asked (3)
Please expand upon how your board administers its risk oversight function. For example, please disclose: • why your board elected to retain direct oversight responsibility for cybersecurity rather than assign oversight to a board committee; • the timeframe over which you evaluate risks (e.g., short-term, intermediate-term, or long-term) and how you apply different oversight standards based upon the immediacy of the
Rest of the question

risk assessed; • whether you consult with outside advisors and experts to anticipate future threats and trends, and how often you re-assess your risk environment; • how the board interacts with management to address existing risks and identify significant emerging risks; • whether you have a Chief Compliance Officer and to whom this position reports; and • how your risk oversight process aligns with your disclosure controls and procedures.

GD answered

No reply letter found.

Also in this review: closing letter, 2022-10-25

2 other letters: notices that a filing will not be reviewed, requests to declare a registration effective, and the like
  • 2022-03-24 · GD: letter to the SEC · General Dynamics Corporation · Definitive Proxy Statement on Schedule 14A · Filed...
  • 2021-02-02 · GD: asks for more time to answer · General Dynamics Corporation · Form 10-K for the Fiscal Year Ended December 31, 2020 ·...

From the SEC's correspondence on EDGAR: staff letters (form UPLOAD) and company letters (form CORRESP), 11 letters filed since 2021-09-21. Questions and answers are matched by their numbers; topics come from words in each question. The reports are compared word for word (same form, before the first SEC letter against the first report after the company's reply). No AI.

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