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IBKRInteractive Brokers

Financials · Brokers & Investment Banks · Nasdaq
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Planned sales, announced before they happen

1 trading plan running, 3 Form 144 notices for $37.2M

10-Q, 10-K and Form 144
Plans running now
1
Lori Conkling
Plans adoptedList ↓
12
reported since May 8, 2023
Form 144 noticesList ↓
3
$37.2M the sellers expected to sell

What IBKR's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Most of these sales are routine, such as selling shares from vesting stock awards.

Trading plans

Plans adopted or ended

XBRL, 10-Q and 10-K
InsiderWhatDateSharesRuns toReported in
Lori Conkling
Director (Independent)
Adopted 10b5-1 plan Oct 27, 2025 up to 550 Oct 30, 2027 10-K Feb 27, 2026
Thomas Peterffy
Chairman of the Board of Directors
Adopted 10b5-1 plan Jul 30, 2025 up to 6,064,728 – 10-Q Nov 5, 2025
Paul Brody
Chief Financial Officer, Treasurer and Secretary
Adopted 10b5-1 plan Jun 9, 2025 up to 1,000,000 – 10-Q Aug 6, 2025
Thomas Peterffy
Chairman of the Board of Directors
Adopted 10b5-1 plan Apr 25, 2025 up to 6,064,728 – 10-Q Aug 6, 2025
Thomas Peterffy
Chairman of the Board of Directors
Adopted 10b5-1 plan Apr 25, 2025 up to 1,516,182 – 10-Q May 8, 2025
Thomas Peterffy
Chairman of the Board of Directors
Adopted 10b5-1 plan Oct 31, 2024 up to 1,612,926 – 10-K/A Mar 5, 2025
Earl H. Nemser
Vice Chairman and Director
Adopted 10b5-1 plan Aug 20, 2024 up to 100,000 – 10-Q Nov 7, 2024
Thomas Peterffy
Chairman of the Board of Directors
Adopted 10b5-1 plan Jul 24, 2024 up to 1,692,901 – 10-Q Nov 7, 2024
Earl H. Nemser
Vice Chairman and Director
Adopted 10b5-1 plan Sep 12, 2023 up to 200,000 – 10-Q Nov 6, 2023
Thomas Peterffy
Chairman of the Board of Directors
Adopted 10b5-1 plan Aug 3, 2023 up to 1,630,605 – 10-Q Nov 6, 2023
Paul J. Brody
Chief Financial Officer, Treasurer, Secretary and Director
Adopted 10b5-1 plan Jun 9, 2023 up to 500,000 – 10-Q Aug 8, 2023
Thomas A. Frank
Executive Vice President and Chief Information Officer
Adopted 10b5-1 plan Jun 9, 2023 up to 1,000,000 – 10-Q Aug 8, 2023
Show the other 4 plans

From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 17 filings checked since May 8, 2023.

Form 144

Notices of planned sales

Form 144 XML, SEC
FiledSellerSharesValueShares came from10b5-1 planForm 4 sales after
Apr 28, 2026 Harris Lawrence E
Director
26,000 $2.0M Purchase none given 26,000 shares from Apr 28, 2026
Jan 22, 2026 Nemser Earl H
Officer, Director
400,000 $30.3M Redemption Transaction none given none found
Oct 23, 2025 Harris Lawrence E
Director
75,000 $4.9M Purchase none given none found

From the Form 144 XML filed with the SEC, since Oct 23, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.

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