ISRGIntuitive Surgical
As part of Intuitive’s mission, we believe that minimally invasive care is life-enhancing care. 10-K, Item 1
- Employees
- 17,021
- Headquarters
- Sunnyvale, CA
- CEO
- David J. Rosa
- Next results
- around Jan 13, 2027
What ISRG's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Facts only; most of these sales are routine, such as selling shares from vesting stock awards.
Trading plans adopted or ended
16 plans still running: Gary H. Loeb, Fredrik C. Widman, Henry L. Charlton, Patricia L. Wadors, Amy L. Ladd, M.D., Jamie E. Samath, David J. Rosa, Craig H. Barratt, Ph.D., Amal M. Johnson, Jami Dover Nachtsheim, Keith R. Leonard Jr., Brian E. Miller, Ph.D., Mark P. Brosius, Gary S. Guthart.
| Insider | What | Date | Shares | Runs to | Reported in |
|---|---|---|---|---|---|
| Gary H. Loeb Chief Legal and Compliance Officer |
Adopted 10b5-1 plan | Aug 28, 2026 | up to 1,600 | Dec 15, 2027 | 10-Q Oct 21, 2026 |
The company's descriptionOn August 28, 2026, Gary H. Loeb, the Company’s Chief Legal and Compliance Officer, adopted a Rule 10b5-1 trading plan. Mr. Loeb’s trading plan provides for the potential sale of up to 1,600 shares of the Company’s common stock until December 15, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Fredrik C. Widman Company’s Vice President, Corporate Controller |
Adopted 10b5-1 plan | Jun 8, 2026 | up to 16,346 | Sep 15, 2027 | 10-Q Jul 21, 2026 |
The company's descriptionOn June 8, 2026, Fredrik C. Widman, the Company’s Vice President, Corporate Controller, adopted a Rule 10b5-1 trading plan. Mr. Widman’s trading plan provides for the potential sale of up to 19,026 shares of the Company’s common stock, including the potential exercise and sale of up to 16,346 shares of the Company’s common stock subject to stock options, until September 15, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Henry L. Charlton | Adopted 10b5-1 plan | Jun 7, 2026 | up to 14,002 | Jun 15, 2027 | 10-Q Jul 21, 2026 |
The company's descriptionOn June 7, 2026, Henry L. Charlton, the Company’s former EVP & Chief Commercial and Marketing Officer, adopted a Rule 10b5-1 trading plan. Mr. Charlton’s trading plan provides for the potential sale of up to 26,124 shares of the Company’s common stock, including the potential exercise and sale of up to 14,002 shares of the Company’s common stock subject to stock options, until June 15, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Patricia L. Wadors | Adopted 10b5-1 plan | May 27, 2026 | up to 3,494 | May 29, 2027 | 10-Q Jul 21, 2026 |
The company's descriptionOn May 27, 2026, Patricia L. Wadors, the Company’s Chief Human Resources Officer, adopted a Rule 10b5-1 trading plan. Ms. Wadors’ trading plan provides for the potential sale of up to 3,494 shares of the Company’s common stock until May 29, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Amy L. Ladd, M.D. member of the Company’s Board of Directors |
Adopted 10b5-1 plan | May 10, 2026 | up to 472 | May 15, 2027 | 10-Q Jul 21, 2026 |
The company's descriptionOn May 10, 2026, Amy L. Ladd, M.D., a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Dr. Ladd’s trading plan provides for the potential sale of up to 472 shares of the Company’s common stock until May 15, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Jamie E. Samath Company’s Executive Vice President, Chief Financial Officer and Enterprise Technology Leader |
Adopted 10b5-1 plan | Mar 13, 2026 | up to 7,805 | May 20, 2027 | 10-Q Apr 22, 2026 |
The company's descriptionOn March 13, 2026, Jamie E. Samath, the Company’s Executive Vice President, Chief Financial Officer and Enterprise Technology Leader, adopted a Rule 10b5-1 trading plan. Mr. Samath’s trading plan provides for the potential sale of up to 23,171 shares of the Company’s common stock, including the potential exercise and sale of up to 7,805 shares of the Company’s common stock subject to stock options, until May 20, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| David J. Rosa Company’s Chief Executive Officer and a member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Mar 12, 2026 | up to 45,750 | Aug 15, 2027 | 10-Q Apr 22, 2026 |
The company's descriptionOn March 12, 2026, David J. Rosa, the Company’s Chief Executive Officer and a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Mr. Rosa’s trading plan provides for the potential exercise and sale of up to 45,750 shares of the Company’s common stock subject to stock options until August 15, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Craig H. Barratt, Ph.D. member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Feb 5, 2026 | up to 4,635 | Mar 15, 2027 | 10-Q Apr 22, 2026 |
The company's descriptionOn February 5, 2026, Craig H. Barratt, Ph.D., a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Dr. Barratt’s trading plan provides for the potential exercise and sale of up to 4,635 shares of the Company’s common stock subject to stock options until March 15, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Amal M. Johnson member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Jan 30, 2026 | up to 12,472 | Jan 30, 2027 | 10-Q Apr 22, 2026 |
The company's descriptionOn January 30, 2026, Amal M. Johnson, a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Ms. Johnson’s trading plan provides for the potential exercise and sale of up to 12,472 shares of the Company’s common stock subject to stock options until January 30, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Gary H. Loeb Company’s Executive Vice President and Chief Legal and Compliance Officer |
Adopted 10b5-1 plan | Jan 29, 2026 | up to 2,800 | Jan 29, 2027 | 10-Q Apr 22, 2026 |
The company's descriptionOn January 29, 2026, Gary H. Loeb, the Company’s Executive Vice President and Chief Legal and Compliance Officer, adopted a Rule 10b5-1 trading plan. Mr. Loeb’s trading plan provides for the potential sale of up to 2,800 shares of the Company’s common stock until January 29, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Jami Dover Nachtsheim member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Jan 28, 2026 | up to 2,235 | Mar 15, 2027 | 10-Q Apr 22, 2026 |
The company's descriptionOn January 28, 2026, Jami Dover Nachtsheim, a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Ms. Nachtsheim’s trading plan provides for the potential exercise and sale of up to 2,235 shares of the Company’s common stock subject to stock options until March 15, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Amy L. Ladd, M.D. member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Jan 27, 2026 | up to 619 | Jan 29, 2027 | 10-Q Apr 22, 2026 |
The company's descriptionOn January 27, 2026, Amy L. Ladd, M.D., a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Dr. Ladd’s trading plan provides for the potential sale of up to 619 shares of the Company’s common stock until January 29, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Keith R. Leonard Jr. member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Jan 27, 2026 | up to 4,656 | Jan 27, 2027 | 10-Q Apr 22, 2026 |
The company's descriptionOn January 27, 2026, Keith R. Leonard Jr., a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Mr. Leonard’s trading plan provides for the potential exercise and sale of up to 4,656 shares of the Company’s common stock subject to stock options until January 27, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Brian E. Miller, Ph.D. Head of Digital and AI Strategy |
Adopted 10b5-1 plan | Nov 17, 2025 | up to 11,722 | Dec 15, 2026 | 10-K Feb 3, 2026 |
The company's descriptionOn November 17, 2025, Brian E. Miller, Ph.D., the Company’s Head of Digital and AI Strategy, adopted a Rule 10b5-1 trading plan. Dr. Miller’s trading plan provides for the potential sale of up to 35,344 shares of the Company’s common stock, including the potential exercise and sale of up to 11,722 shares of the Company’s common stock subject to stock options, until December 15, 2026. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Mark P. Brosius Chief Manufacturing and Supply Chain Officer |
Adopted 10b5-1 plan | Sep 12, 2025 | up to 9,000 | Feb 14, 2027 | 10-Q Oct 22, 2025 |
The company's descriptionOn September 12, 2025, Mark P. Brosius, the Company’s Chief Manufacturing and Supply Chain Officer, adopted a Rule 10b5-1 trading plan. Mr. Brosius’s trading plan provides for the potential sale of up to 19,730 shares of the Company’s common stock, including the potential exercise and sale of up to 9,000 shares of the Company’s common stock subject to stock options, until February 14, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Myriam J. Curet, M.D., F.A.C.S. | Adopted 10b5-1 plan | Jul 29, 2025 | up to 9,131 | Jul 29, 2026 | 10-Q Oct 22, 2025 |
The company's descriptionOn July 29, 2025, Myriam J. Curet, M.D., F.A.C.S., the Company’s Chief Medical Officer, adopted a Rule 10b5-1 trading plan. Dr. Curet’s trading plan provides for the potential sale of up to 24,003 shares of the Company’s common stock, including the potential exercise and sale of up to 9,131 shares of the Company’s common stock subject to stock options, until July 29, 2026. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities | |||||
| David J. Rosa Chief Executive Officer and a member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Jun 11, 2025 | up to 27,000 | Jun 11, 2026 | 10-Q Jul 23, 2025 |
The company's descriptionOn June 11, 2025, David J. Rosa, who was then the Company’s President and a member of the Company’s Board of Directors and who now serves as the Company’s Chief Executive Officer and a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Mr. Rosa’s trading plan provides for the potential exercise and sale of up to 27,000 shares of the Company’s common stock subject to stock options until June 11, 2026. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Amy L. Ladd, M.D. member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Jun 4, 2025 | up to 671 | Jun 4, 2026 | 10-Q Jul 23, 2025 |
The company's descriptionOn June 4, 2025, Amy L. Ladd, M.D., a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Dr. Ladd’s trading plan provides for the potential sale of up to 671 shares of the Company’s common stock until June 4, 2026. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Henry H. Charlton Chief Commercial and Marketing Officer |
Adopted 10b5-1 plan | May 30, 2025 | up to 18,000 | Jun 1, 2026 | 10-Q Jul 23, 2025 |
The company's descriptionOn May 30, 2025, Henry H. Charlton, the Company’s Chief Commercial and Marketing Officer, adopted a Rule 10b5-1 trading plan. Mr. Charlton’s trading plan provides for the potential sale of up to 22,731 shares of the Company’s common stock, including the potential exercise and sale of up to 18,000 shares of the Company’s common stock subject to stock options, until June 1, 2026. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Fredrik C. Widman Corporate Controller and Principal Accounting Officer |
Adopted 10b5-1 plan | May 21, 2025 | up to 7,284 | May 21, 2026 | 10-Q Jul 23, 2025 |
The company's descriptionOn May 21, 2025, Fredrik C. Widman, the Company’s Corporate Controller and Principal Accounting Officer, adopted a Rule 10b5-1 trading plan. Mr. Widman’s trading plan provides for the potential sale of up to 8,714 shares of the Company’s common stock, including the potential exercise and sale of up to 7,284 shares of the Company’s common stock subject to stock options, until May 21, 2026. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Jamie E. Samath Chief Financial Officer |
Adopted 10b5-1 plan | May 20, 2025 | up to 5,381 | May 20, 2026 | 10-Q Jul 23, 2025 |
The company's descriptionOn May 20, 2025, Jamie E. Samath, the Company’s Chief Financial Officer, adopted a Rule 10b5-1 trading plan. Mr. Samath’s trading plan provides for the potential sale of up to 12,379 shares of the Company’s common stock, including the potential exercise and sale of up to 5,381 shares of the Company’s common stock subject to stock options, until May 20, 2026. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Craig H. Barratt, Ph.D. member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Apr 29, 2025 | up to 2,943 | Apr 29, 2026 | 10-Q Jul 23, 2025 |
The company's descriptionOn April 29, 2025, Craig H. Barratt, Ph.D., a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Dr. Barratt’s trading plan provides for the potential exercise and sale of up to 2,943 shares of the Company’s common stock subject to stock options until April 29, 2026. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities | |||||
| Gary S. Guthart, Ph.D. Executive Chair of the Board of Directors |
Adopted 10b5-1 plan | Apr 28, 2025 | up to 8,400 | Apr 28, 2026 | 10-Q Jul 23, 2025 |
The company's descriptionOn April 28, 2025, Gary S. Guthart, Ph.D., who was then the Company’s Chief Executive Officer and a member of the Company’s Board of Directors and who now serves as Executive Chair of the Board of Directors, adopted a Rule 10b5-1 trading plan. Dr. Guthart’s trading plan provides for (i) potential exercises of vested stock options to purchase up to 130,893 shares of the Company’s common stock, (ii) potential sales of shares of the Company’s common stock received upon such exercises to cover exercise costs, estimated tax withholding amounts, and customary brokerage fees as well as potential additional sales of such shares, (iii) the potential donation of 10,500 shares of the Company’s common stock from a trust in which Dr. Guthart is a trustee, and (iv) potential sales of up to 8,400 shares of the Company’s common stock held by trusts in which the beneficiaries are children of Dr. Guthart, until April 28, 2026. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Amal M. Johnson member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Jan 31, 2025 | up to 5,346 | Mar 13, 2026 | 10-Q Apr 23, 2025 |
The company's descriptionOn January 31, 2025, Amal M. Johnson, a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Ms. Johnson’s trading plan provides for the potential exercise and sale of up to 5,346 shares of the Company’s common stock subject to stock options until March 13, 2026. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Amy L. Ladd, M.D. member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Jan 29, 2025 | up to 8,776 | Jan 29, 2026 | 10-Q Apr 23, 2025 |
The company's descriptionOn January 29, 2025, Amy L. Ladd, M.D., a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Dr. Ladd’s trading plan provides for the potential exercise and sale of up to 8,776 shares of the Company’s common stock subject to stock options until January 29, 2026. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Bob DeSantis Executive Vice President and Chief Strategy and Corporate Operations Officer |
Adopted 10b5-1 plan | Dec 12, 2024 | up to 5,127 | Dec 12, 2025 | 10-K Jan 31, 2025 |
The company's descriptionOn December 12, 2024, Bob DeSantis, the Company’s Executive Vice President and Chief Strategy and Corporate Operations Officer, adopted a Rule 10b5-1 trading plan. Mr. DeSantis’s trading plan provides for the potential sale of up to 16,545 shares of the Company’s common stock, including the potential exercise and sale of up to 5,127 shares of the Company’s common stock subject to stock options, until December 12, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Brian E. Miller, Ph.D. Executive Vice President and Chief Digital Officer |
Adopted 10b5-1 plan | Dec 10, 2024 | up to 9,334 | Dec 10, 2025 | 10-K Jan 31, 2025 |
The company's descriptionOn December 10, 2024, Brian E. Miller, Ph.D., the Company’s Executive Vice President and Chief Digital Officer, adopted a Rule 10b5-1 trading plan. Dr. Miller’s trading plan provides for the potential sale of up to 16,400 shares of the Company’s common stock, including the potential exercise and sale of up to 9,334 shares of the Company’s common stock subject to stock options, until December 10, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Jami Dover Nachtsheim member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Dec 10, 2024 | up to 2,400 | Dec 10, 2025 | 10-K Jan 31, 2025 |
The company's descriptionOn December 10, 2024, Jami Dover Nachtsheim, a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Ms. Nachtsheim’s trading plan provides for the potential exercise and sale of up to 2,400 shares of the Company’s common stock subject to stock options, until December 10, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| David J. Rosa President and a member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Dec 4, 2024 | up to 29,250 | Dec 4, 2025 | 10-K Jan 31, 2025 |
The company's descriptionOn December 4, 2024, David J. Rosa, the Company’s President and a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Mr. Rosa’s trading plan provides for the potential exercise and sale of up to 29,250 shares of the Company’s common stock subject to stock options, until December 4, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Gary H. Loeb Executive Vice President and Chief Legal and Compliance Officer |
Adopted 10b5-1 plan | Nov 13, 2024 | up to 2,600 | Nov 13, 2025 | 10-K Jan 31, 2025 |
The company's descriptionOn November 13, 2024, Gary H. Loeb, the Company’s Executive Vice President and Chief Legal and Compliance Officer, adopted a Rule 10b5-1 trading plan. Mr. Loeb’s trading plan provides for the potential sale of up to 4,300 shares of the Company’s common stock, including the potential exercise and sale of up to 2,600 shares of the Company’s common stock subject to stock options, until November 13, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Myriam J. Curet, M.D. FACS, the Company’s Executive Vice President and Chief Medical Officer |
Adopted 10b5-1 plan | Aug 13, 2024 | up to 21,966 | Aug 13, 2025 | 10-Q Oct 18, 2024 |
The company's descriptionOn August 13, 2024, Myriam J. Curet, M.D., FACS, the Company’s Executive Vice President and Chief Medical Officer, adopted a Rule 10b5-1 trading plan. Dr. Curet’s trading plan provides for the potential sale of up to 33,581 shares of the Company’s common stock, including the potential exercise and sale of up to 21,966 shares of the Company’s common stock subject to stock options, until August 13, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Amy L. Ladd, M.D. member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Jun 14, 2024 | up to 600 | 406 days | 10-Q Jul 19, 2024 |
The company's descriptionOn June 14, 2024, Amy L. Ladd, M.D., a member of the Company ’ s Board of Directors, adopted a Rule 10b5-1 trading plan. Dr. Ladd’s trading plan provides for the potential sale of up to 600 shares of the Company’s common stock, until July 25, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Mark P. Brosius Senior Vice President and Chief Manufacturing and Supply Chain Officer |
Adopted 10b5-1 plan | Jun 13, 2024 | up to 4,221 | 365 days | 10-Q Jul 19, 2024 |
| Gary H. Loeb General Counsel and Chief Compliance Officer |
Adopted 10b5-1 plan | Jun 10, 2024 | up to 300 | 365 days | 10-Q Jul 19, 2024 |
The company's descriptionOn June 10, 2024, Gary H. Loeb, the Company’s General Counsel and Chief Compliance Officer, adopted a Rule 10b5-1 trading plan. Mr. Loeb’s trading plan provides for the potential sale of up to 300 shares of the Company’s common stock until June 10, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Henry L. Charlton Chief Commercial and Marketing Officer |
Adopted 10b5-1 plan | May 24, 2024 | up to 19,758 | 367 days | 10-Q Jul 19, 2024 |
The company's descriptionOn May 24, 2024, Henry L. Charlton, the Company’s Chief Commercial and Marketing Officer, adopted a Rule 10b5-1 trading plan. Mr. Charlton’s trading plan provides for the potential sale of up to 40,243 shares of the Company’s common stock, including the potential exercise and sale of up to 19,758 shares of the Company’s common stock subject to stock options, until May 26, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Jamie E. Samath Chief Financial Officer |
Adopted 10b5-1 plan | May 6, 2024 | up to 26,703 | 365 days | 10-Q Jul 19, 2024 |
The company's descriptionOn May 6, 2024, Jamie E. Samath, the Company’s Chief Financial Officer, adopted a Rule 10b5-1 trading plan. Mr. Samath’s trading plan provides for the potential sale of up to 32,200 shares of the Company’s common stock, including the potential exercise and sale of up to 26,703 shares of the Company’s common stock subject to stock options, until May 6, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Amal M. Johnson member of the Company’s Board of Directors |
Adopted 10b5-1 plan | May 2, 2024 | up to 7,578 | 365 days | 10-Q Jul 19, 2024 |
The company's descriptionOn May 2, 2024, Amal M. Johnson, a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Ms. Johnson’s trading plan provides for the potential exercise and sale of up to 7,578 shares of the Company’s common stock subject to an option until May 2, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Gary S. Guthart, Ph.D. Chief Executive Officer and a member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Apr 30, 2024 | up to 14,880 | 365 days | 10-Q Jul 19, 2024 |
The company's descriptionOn April 30, 2024, Gary S. Guthart, Ph.D., the Company’s Chief Executive Officer and a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Dr. Guthart’s trading plan provides for (i) potential exercises of vested stock options to purchase up to 50,400 shares of the Company’s common stock, (ii) potential sales of shares of the Company’s common stock received upon such exercises to cover exercise costs, estimated tax withholding amounts, and customary brokerage fees as well as potential additional sales of such shares, (iii) the potential donation of 12,500 shares of the Company’s common stock from a trust in which Dr. Guthart is a trustee, and (iv) potential sales of up to 14,880 shares of the Company’s common stock held by trusts in which the beneficiaries are children of Dr. Guthart, until April 30, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Craig H. Barratt member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Mar 4, 2024 | up to 6,696 | 365 days | 10-Q Apr 19, 2024 |
The company's descriptionOn March 4, 2024, Craig H. Barratt, Ph.D., a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Mr. Barratt’s trading plan provides for the potential exercise and sale of up to 6,696 shares of the Company’s common stock subject to an option until March 4, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Mark J. Rubash member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Feb 2, 2024 | up to 1,709 | 367 days | 10-Q Apr 19, 2024 |
The company's descriptionOn February 2, 2024, Mark J. Rubash, a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Mr. Rubash’s trading plan provides for the potential exercise and sale of up to 1,709 shares of the Company’s common stock subject to an option until February 3, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Frederik C. Widman Vice President, Corporate Controller, and Principal Accounting Officer |
Adopted 10b5-1 plan | Dec 15, 2023 | up to 1,224 | – | 10-K Jan 31, 2024 |
The company's descriptionOn December 15, 2023, Frederik C. Widman, the Company’s Vice President, Corporate Controller, and Principal Accounting Officer, adopted a Rule 10b5-1 trading plan. Mr. Widman’s trading plan provides for the potential sale of up to 7,593 shares of the Company’s common stock, including the potential exercise and sale of up to 1,224 shares of the Company’s common stock subject to stock options, until March 7, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Bob DeSantis Executive Vice President and Chief Strategy and Corporate Operations Officer |
Adopted 10b5-1 plan | Dec 8, 2023 | up to 24,106 | – | 10-K Jan 31, 2024 |
The company's descriptionOn December 8, 2023, Bob DeSantis, the Company’s Executive Vice President and Chief Strategy and Corporate Operations Officer, adopted a Rule 10b5-1 trading plan. Mr. DeSantis’s trading plan provides for the potential sale of up to 29,868 shares of the Company’s common stock, including the potential exercise and sale of up to 24,106 shares of the Company’s common stock subject to stock options, until December 9, 2024. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Marshall L. Mohr Executive Vice President, Global Business Services |
Adopted 10b5-1 plan | Nov 15, 2023 | up to 129,810 | – | 10-K Jan 31, 2024 |
The company's descriptionOn November 15, 2023, Marshall L. Mohr, the Company’s Executive Vice President, Global Business Services, adopted a Rule 10b5-1 trading plan. Mr. Mohr’s trading plan provides for the potential exercise and sale of up to 129,810 shares of the Company’s common stock subject to stock options, until November 15, 2024. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| David J. Rosa President |
Adopted 10b5-1 plan | Nov 8, 2023 | up to 140,850 | – | 10-K Jan 31, 2024 |
The company's descriptionOn November 8, 2023, David J. Rosa, the Company’s President, adopted a Rule 10b5-1 trading plan. Mr. Rosa’s trading plan provides for the potential exercise and sale of up to 140,850 shares of the Company’s common stock subject to stock options, until February 14, 2025. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Myriam J. Curet, M.D., F.A.C.S. Chief Medical Officer |
Adopted 10b5-1 plan | Aug 11, 2023 | up to 21,273 | 367 days | 10-Q Oct 20, 2023 |
The company's descriptionOn August 11, 2023, Myriam J. Curet, M.D., F.A.C.S., the Company’s Chief Medical Officer, adopted a Rule 10b5-1 trading plan. Ms. Curet’s trading plan provides for the potential sale of up to 27,077 shares of the Company’s common stock, including the potential exercise and sale of up to 21,273 shares of the Company’s common stock subject to stock options, until August 12, 2024. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Amy L. Ladd member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Jun 15, 2023 | up to 500 | 365 days | 10-Q Jul 24, 2023 |
The company's descriptionOn June 15, 2023, Amy L. Ladd, M.D., a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Ms. Ladd’s trading plan provides for the potential sale of up to 500 shares of the Company’s common stock until June 14, 2024. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Alan J. Levy member of the Company’s Board of Directors |
Adopted 10b5-1 plan | May 8, 2023 | up to 8,000 | 366 days | 10-Q Jul 24, 2023 |
The company's descriptionOn May 8, 2023, Alan J. Levy, Ph.D., a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Mr. Levy’s trading plan provides for the potential exercise and sale of up to 8,000 shares of the Company’s common stock subject to stock options until May 8, 2024. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Jamie E. Samath Chief Financial Officer |
Adopted 10b5-1 plan | May 3, 2023 | up to 13,870 | 366 days | 10-Q Jul 24, 2023 |
| Amal M. Johnson member of the Company’s Board of Directors |
Adopted 10b5-1 plan | May 1, 2023 | up to 16,263 | 366 days | 10-Q Jul 24, 2023 |
The company's descriptionOn May 1, 2023, Amal M. Johnson, a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Ms. Johnson’s trading plan provides for the potential exercise and sale of up to 16,263 shares of the Company’s common stock subject to an option until May 1, 2024. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Gary S. Guthart Chief Executive Officer and a member of the Company’s Board of Directors |
Adopted 10b5-1 plan | Apr 28, 2023 | up to 14,880 | 367 days | 10-Q Jul 24, 2023 |
The company's descriptionOn April 28, 2023, Gary S. Guthart, Ph.D., the Company’s Chief Executive Officer and a member of the Company’s Board of Directors, adopted a Rule 10b5-1 trading plan. Dr. Guthart’s trading plan provides for (i) the potential exercises of vested stock options to purchase up to 135,000 shares of the Company’s common stock, (ii) the potential sales of shares of the Company’s common stock received upon such exercises to cover exercise costs, estimated tax withholding amounts, and customary brokerage fees as well as potential additional sales of such shares, (iii) the potential donation of 16,000 shares of the Company’s common stock from a trust in which Dr. Guthart is a trustee, and (iv) the potential sales of up to 14,880 shares of the Company’s common stock held by trusts in which the beneficiaries are children of Dr. Guthart, until April 29, 2024. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the Company’s policies regarding transactions in the Company’s securities. | |||||
| Gary S. Guthart the Company’s Executive Chair of the Board of Directors |
Adopted 10b5-1 plan | – | up to 47,234 | Jun 15, 2027 | 10-Q Jul 21, 2026 |
The company's descriptionOn May 7, 2026, Gary S. Guthart, Ph.D., the Company’s Executive Chair of the Board of Directors, adopted a Rule 10b5-1 trading plan. Dr. Guthart’s trading plan provides for (i) the potential sale of up to 107,596 shares of the Company’s common stock, including the potential exercise and sale of up to 75,076 shares of the Company’s common stock subject to stock options, and (ii) the potential sale of up to 47,234 shares of the Company’s common stock from a trust in which Dr. Guthart is a trustee, until June 15, 2027. This trading plan was entered into during an open insider trading window and is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company’s securities. | |||||
From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 15 filings checked since Apr 20, 2023.
Form 144 notices of planned sales
| Filed | Seller | Shares | Value | Shares came from | 10b5-1 plan | Form 4 sales after |
|---|---|---|---|---|---|---|
| Nov 4, 2026 | Craig H. Barratt Director |
1,150 | $506,862 | Exercise of Stock Options | adopted Feb 5, 2026 | 1,150 shares from Nov 4, 2026 |
| Oct 30, 2026 | FREDRIK WIDMAN Officer |
4,359 | $1,956,145 | Exercise of Stock Options | adopted Jun 8, 2026 | 5,448 shares from Oct 30, 2026 |
| Oct 23, 2026 | FREDRIK WIDMAN Officer |
5,136 | $2,279,614 | Exercise of Stock Options | adopted Jun 8, 2026 | 9,495 shares from Oct 23, 2026 |
| Oct 23, 2026 | GUTHART FAMILY TRUST Director |
27,139 | $12,045,645 | RSU/PSU | adopted May 7, 2026 | none found |
| Oct 23, 2026 | Craig H. Barratt Director |
1,150 | $510,428 | Exercise of Stock Options | adopted Feb 5, 2026 | 2,300 shares from Oct 23, 2026 |
| Oct 23, 2026 | PATRICIA WADORS Officer |
1,078 | $478,470 | Restricted Stock Units | adopted May 27, 2026 | 1,078 shares from Oct 23, 2026 |
| Sep 15, 2026 | FREDRIK WIDMAN Officer |
2,178 | $823,153 | Exercise of Stock Options | adopted Jun 8, 2026 | 1,089 shares from Sep 15, 2026 |
| Sep 8, 2026 | MARK BROSIUS Officer |
694 | $254,490 | Performance Stock Units | adopted Sep 12, 2025 | 117 shares from Sep 8, 2026 |
| Aug 11, 2026 | GUTHART FAMILY TRUST Director |
20,095 | $7,904,971 | RSU/PSU | adopted May 7, 2026 | none found |
| Aug 10, 2026 | AMY L LADD Director |
472 | $178,798 | Restricted Stock Units | adopted May 10, 2026 | 472 shares from Aug 10, 2026 |
| Aug 10, 2026 | GARY LOEB Officer |
400 | $151,524 | Restricted Stock Units | adopted Jan 29, 2026 | 400 shares from Aug 10, 2026 |
| Jun 10, 2026 | GARY LOEB Officer |
400 | $170,644 | Restricted Stock Units | adopted Jan 29, 2026 | 400 shares from Jun 10, 2026 |
| Jun 8, 2026 | MARK BROSIUS Officer |
665 | $280,670 | Performance Stock Units | adopted Sep 12, 2025 | 117 shares from Jun 8, 2026 |
| Jun 3, 2026 | AMAL JOHNSON Director |
12,472 | $5,017,486 | Exercise of Stock Options | adopted Jan 30, 2026 | none found |
| Jun 1, 2026 | IMAN JEDDI Officer |
5,625 | $2,365,594 | Stock Option Exercise | adopted Jun 4, 2025 | 5,625 shares from Jun 1, 2026 |
| May 11, 2026 | GARY LOEB Officer |
400 | $180,024 | Restricted Stock Units | adopted Jan 29, 2026 | 800 shares from May 11, 2026 |
| Apr 28, 2026 | AMY LADD Director |
619 | $291,543 | Restricted Stock Units | adopted Jan 27, 2026 | 619 shares from Apr 28, 2026 |
| Apr 27, 2026 | MCADAMS FAMILY REVOCABLE LIVING TR U/A DTD 01/28/2009 Former Officer |
30,417 | $14,323,761 | Stock Option Exercise | none given | none found |
| Mar 10, 2026 | MYRIAM CURET MCADAMS Officer |
105 | $51,865 | Stock Option Exercise | adopted Jul 29, 2025 | none found |
| Mar 5, 2026 | MARK BROSIUS Officer |
1,714 | $859,023 | Performance Stock Units; Restricted Stock Units | adopted Sep 12, 2025 | none found |
| Mar 4, 2026 | BRIAN MILLER Officer |
8,368 | $4,162,411 | Restricted Stock Units | adopted Nov 17, 2025 | none found |
| Mar 3, 2026 | MARK BROSIUS Officer |
3,327 | $1,651,024 | Performance Stock Units; Restricted Stock Units | adopted Sep 12, 2025 | none found |
| Mar 3, 2026 | FREDRIK WIDMAN Officer |
118 | $57,487 | Restricted Stock | adopted May 21, 2025 | none found |
| Mar 3, 2026 | MYRIAM CURET MCADAMS Officer |
4,728 | $2,303,387 | Performance Shares; Restricted Stock | adopted Jul 29, 2025 | none found |
| Mar 2, 2026 | MYRIAM CURET MCADAMS Officer |
125 | $61,574 | Stock Option Exercise | adopted Jul 29, 2025 | none found |
| Feb 27, 2026 | FREDRIK WIDMAN Officer |
249 | $124,428 | Restricted Stock | adopted May 21, 2025 | none found |
| Feb 27, 2026 | MYRIAM CURET MCADAMS Officer |
2,345 | $1,171,820 | Restricted Stock | adopted Jul 29, 2025 | none found |
| Feb 27, 2026 | PATRICIA WADORS Officer |
220 | $109,936 | Restricted Stock | adopted Jun 5, 2025 | none found |
| Feb 18, 2026 | BRIAN MILLER Officer |
647 | $319,197 | Restricted Stock Units | adopted Nov 17, 2025 | none found |
| Feb 11, 2026 | FREDRIK WIDMAN Officer |
133 | $65,830 | Restricted Stock | adopted May 21, 2025 | none found |
| Feb 11, 2026 | MYRIAM CURET MCADAMS Officer |
421 | $208,378 | Restricted Stock | adopted Jul 29, 2025 | none found |
| Feb 10, 2026 | MYRIAM CURET MCADAMS Officer |
105 | $51,938 | Stock Option Exercise | adopted Jul 29, 2025 | none found |
| Jan 29, 2026 | MYRIAM CURET MCADAMS Officer |
126 | $65,523 | Stock Option Exercise | adopted Jul 29, 2025 | none found |
| Jan 27, 2026 | GARY S GUTHART Officer, Director |
24,500 | $12,987,403 | Stock Option Exercise | adopted Apr 28, 2025 | none found |
| Jan 27, 2026 | MYRIAM CURET MCADAMS Officer |
230 | $122,500 | Stock Option Exercise | adopted Jul 29, 2025 | none found |
| Jan 27, 2026 | GUTHART GARY S Officer, Director |
2,800 | $1,488,269 | STOCK OPTION EXERCISE | adopted Apr 28, 2025 | none found |
| Dec 12, 2025 | MARK BROSIUS Officer |
5,276 | $2,887,871 | Employee Stock Purchase Plan; Exercise of Stock Options; Performance Stock Units; Restricted Stock Units | adopted Sep 12, 2025 | none found |
| Dec 10, 2025 | MYRIAM CURET MCADAMS Officer |
104 | $58,230 | Stock Option Exercise | adopted Jul 29, 2025 | none found |
| Dec 1, 2025 | GARY S GUTHART Officer, Director |
22,806 | $13,019,722 | Stock Option Exercise | adopted Apr 28, 2025 | none found |
| Dec 1, 2025 | MYRIAM CURET MCADAMS Officer |
125 | $71,124 | Stock Option Exercise | adopted Jul 29, 2025 | none found |
| Nov 12, 2025 | HENRY CHARLTON Officer |
13,731 | $7,963,980 | Performance Shares; Restricted Stock; Stock Option Exercise | adopted May 30, 2025 | none found |
| Nov 12, 2025 | CRAIG H BARRATT Director |
750 | $435,000 | Stock Option Exercise | adopted Apr 29, 2025 | none found |
| Nov 10, 2025 | BRIAN MILLER Officer |
3,500 | $2,012,500 | Stock Option Exercise | adopted Dec 10, 2024 | none found |
| Nov 10, 2025 | MYRIAM CURET MCADAMS Officer |
105 | $58,800 | Stock Option Exercise | adopted Jul 29, 2025 | none found |
| Nov 5, 2025 | FREDRIK WIDMAN Officer |
2,067 | $1,136,850 | Stock Option Exercise | adopted May 21, 2025 | none found |
| Oct 29, 2025 | MYRIAM CURET MCADAMS Officer |
125 | $67,875 | Stock Option Exercise | adopted Jul 29, 2025 | none found |
| Oct 28, 2025 | MYRIAM CURET MCADAMS Officer |
7,562 | $4,147,192 | Stock Option Exercise | adopted Jul 29, 2025 | none found |
| Oct 24, 2025 | GARY S GUTHART Officer, Director |
28,800 | $15,769,644 | Stock Option Exercise | adopted Apr 28, 2025 | none found |
| Oct 24, 2025 | DAVID ROSA Officer, Director |
24,500 | $13,414,977 | Stock Option Exercise | adopted Jun 11, 2025 | none found |
| Oct 24, 2025 | CRAIG H BARRATT Director |
2,193 | $1,201,786 | Stock Option Exercise | adopted Apr 29, 2025 | none found |
From the Form 144 XML filed with the SEC, since Oct 24, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.
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