MCOMoody's Corporation
In a world shaped by increasingly interconnected risks, Moody's data, insights, and innovative technologies help customers develop a holistic view of their world and unlock opportunities. 10-K, Item 1
- Headquarters
- New York, NY
- CEO
- Robert Fauber
- Next results
- around Feb 17, 2027
What MCO's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Facts only; most of these sales are routine, such as selling shares from vesting stock awards.
Trading plans adopted or ended
1 plan still running: Robert Fauber.
| Insider | What | Date | Shares | Runs to | Reported in |
|---|---|---|---|---|---|
| Robert Fauber Chief Executive Officer |
Adopted 10b5-1 plan | Aug 10, 2026 | up to 40,600 | Oct 29, 2027 | 10-Q Oct 21, 2026 |
The company's descriptionOn August 10, 2026, Robert Fauber, the Company's Chief Executive Officer, adopted a trading plan intended to satisfy Rule 10b5-1(c). The plan relates to the sale of up to 40,600 shares of Moody’s Corporation common stock between November 9, 2026, and October 29, 2027. The shares include: i) shares which will be acquired upon the exercise of employee stock options; ii) vested restricted stock units; and iii) vested performance share units. | |||||
| Robert Fauber Company's Chief Executive Officer |
Adopted 10b5-1 plan | Jul 30, 2025 | up to 43,204 | Oct 30, 2026 | 10-Q Oct 23, 2025 |
The company's descriptionOn July 30, 2025, Robert Fauber, the Company's Chief Executive Officer, adopted a trading plan intended to satisfy Rule 10b5-1(c). The plan relates to the sale of up to 43,204 shares of Moody’s Corporation common stock between October 28, 2025, and October 30, 2026. The shares include: i) shares which will be acquired upon the exercise of employee stock options; ii) vested restricted stock units; and iii) vested performance share units. | |||||
| Richard Steele Company's General Counsel |
Adopted 10b5-1 plan | Jul 29, 2025 | up to 1,399 | Jul 31, 2026 | 10-Q Oct 23, 2025 |
The company's descriptionOn July 29, 2025, Richard Steele, the Company's General Counsel, adopted a trading plan intended to satisfy Rule 10b5-1(c). The plan relates to the sale of up to 1,399 shares of Moody’s Corporation common stock between October 28, 2025 and July 31, 2026. The shares include: i) vested restricted stock units | |||||
| Robert Fauber Chief Executive Officer |
Adopted 10b5-1 plan | Jul 30, 2024 | up to 17,191 | Oct 27, 2025 | 10-Q Oct 23, 2024 |
The company's descriptionOn July 30, 2024, Robert Fauber, the Company's Chief Executive Officer, adopted a trading plan intended to satisfy Rule 10b5-1(c). The plan relates to the sale of up to 17,191 shares of Moody’s Corporation common stock between November 1, 2024 and October 27, 2025. The shares include: i) shares which will be acquired upon the exercise of employee stock options; and ii) vested restricted stock units. | |||||
| Robert Fauber Chief Executive Officer |
Adopted 10b5-1 plan | May 12, 2023 | up to 28,010 | 175 days | 10-Q Jul 26, 2023 |
The company's descriptionOn May 12, 2023, Robert Fauber, the Company's Chief Executive Officer, adopted a trading plan intended to satisfy Rule 10b5-1(c). The plan relates to the sale of up to 28,010 shares of Moody’s Corporation common stock between August 16, 2023 and February 7, 2024. The shares include: i) shares which will be acquired upon the exercise of employee stock options; and ii) vested restricted stock units. | |||||
From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 15 filings checked since Apr 26, 2023.
Form 144 notices of planned sales
| Filed | Seller | Shares | Value | Shares came from | 10b5-1 plan | Form 4 sales after |
|---|---|---|---|---|---|---|
| Nov 9, 2026 | Fauber Robert Officer, Director |
1,743 | $890,237 | Stock Option Exercise | adopted Aug 10, 2026 | none found |
| Nov 5, 2026 | Phillips Jason D Officer |
95 | $49,336 | Restricted Stock Vesting | none given | 95 shares from Nov 5, 2026 |
| Nov 4, 2026 | West Michael L Officer |
195 | $103,200 | Restricted Stock Vesting | none given | 195 shares from Nov 4, 2026 |
| Nov 2, 2026 | Phillips Jason D Officer |
195 | $99,300 | Restricted Stock Vesting | none given | 290 shares from Nov 2, 2026 |
| Nov 2, 2026 | West Michael L Officer |
185 | $93,774 | Restricted Stock Vesting | none given | 380 shares from Nov 2, 2026 |
| Oct 29, 2026 | West Michael L Officer |
9,946 | $4,853,676 | Restricted Stock Vesting; Stock Option Exercise | none given | 10,326 shares from Oct 29, 2026 |
| Oct 1, 2026 | Fauber Robert Officer, Director |
923 | $419,965 | Restricted Stock Vesting; Stock Option Exercise | adopted Jul 30, 2025 | 923 shares from Oct 1, 2026 |
| Sep 1, 2026 | Fauber Robert Officer, Director |
1,467 | $736,273 | Restricted Stock Vesting; Stock Option Exercise | adopted Jul 30, 2025 | 2,390 shares from Sep 1, 2026 |
| Aug 3, 2026 | Fauber Robert Officer, Director |
1,467 | $710,468 | Restricted Stock Vesting; Stock Option Exercise | adopted Jul 30, 2025 | 2,934 shares from Aug 3, 2026 |
| Jul 1, 2026 | Steele Richard G Officer |
157 | $71,512 | Restricted Stock Vesting | adopted Jul 29, 2025 | 157 shares from Jul 1, 2026 |
| Jul 1, 2026 | Fauber Robert Officer, Director |
1,467 | $665,534 | Restricted Stock Vesting; Stock Option Exercise | adopted Jul 30, 2025 | 1,467 shares from Jul 1, 2026 |
| Jun 1, 2026 | Steele Richard G Officer |
158 | $71,680 | Restricted Stock Vesting | adopted Jul 29, 2025 | 315 shares from Jun 1, 2026 |
| Jun 1, 2026 | Fauber Robert Officer, Director |
1,467 | $665,534 | Option Granted - 02/16/2018; Option Granted - 02/23/2017; Restricted Stock Vesting | adopted Jul 30, 2025 | 2,934 shares from Jun 1, 2026 |
| May 1, 2026 | Steele Richard G Officer |
158 | $73,690 | Restricted Stock Vesting | adopted Jul 29, 2025 | 158 shares from May 1, 2026 |
| May 1, 2026 | Fauber Robert Officer, Director |
1,467 | $684,194 | Options Granted - 02/16/2018; Options Granted - 02/23/2017; Restricted Stock Vesting | adopted Jul 30, 2025 | 1,467 shares from May 1, 2026 |
| Apr 1, 2026 | Steele Richard G Officer |
158 | $69,168 | Restricted Stock Vesting | adopted Jul 29, 2025 | 158 shares from May 1, 2026 |
| Apr 1, 2026 | Fauber Robert Officer, Director |
1,467 | $642,209 | Options Granted 02/16/2018; Options Granted 02/23/2017; Restricted Stock Vesting | adopted Jul 30, 2025 | 1,467 shares from May 1, 2026 |
| Mar 4, 2026 | West Michael L Officer |
4,250 | $2,013,301 | Restricted Stock Vesting | none given | none found |
| Mar 4, 2026 | Phillips Jason D Officer |
334 | $157,437 | Restricted Stock Vesting | none given | none found |
| Mar 4, 2026 | Heuland Noemie Clemence Officer |
100 | $46,587 | Restricted Stock Vesting | none given | none found |
| Mar 3, 2026 | Fauber Robert Officer, Director |
5,213 | $2,380,829 | Restricted Stock Vesting | adopted Jul 30, 2025 | none found |
| Mar 3, 2026 | Steele Richard G Officer |
375 | $171,266 | Restricted Stock Vesting | adopted Jul 29, 2025 | none found |
| Feb 26, 2026 | West Michael L Officer |
3,327 | $1,577,340 | Options Granted - 02/17/2022; Options Granted - 02/21/2023 | none given | none found |
| Feb 3, 2026 | Fauber Robert Officer, Director |
575 | $286,868 | Option Granted - 02/16/2018 | adopted Jul 30, 2025 | none found |
| Feb 2, 2026 | Fauber Robert Officer, Director |
592 | $305,561 | Option Granted 02/23/2017 | adopted Jul 30, 2025 | none found |
| Jan 5, 2026 | Fauber Robert Officer, Director |
575 | $288,949 | Options Granted - 02/16/2018 | adopted Jul 30, 2025 | none found |
| Jan 2, 2026 | Fauber Robert Officer, Director |
592 | $301,292 | Option Granted-02/23/2017 | adopted Jul 30, 2025 | none found |
| Dec 3, 2025 | Fauber Robert Officer, Director |
575 | $280,525 | Option Granted - 02/16/2018 | adopted Jul 30, 2025 | none found |
| Dec 1, 2025 | Fauber Robert Officer, Director |
592 | $287,765 | Option Granted - 02/23/2017 | adopted Jul 30, 2025 | none found |
| Nov 3, 2025 | Fauber Robert Officer, Director |
1,167 | $558,935 | Option Granted - 02/16/2018; Option Granted - 02/23/2017 | adopted Jul 30, 2025 | none found |
| Oct 28, 2025 | Fauber Robert Officer, Director |
546 | $269,669 | Option Granted - 02/23/2017 | adopted Jul 30, 2025 | none found |
| Oct 28, 2025 | Steele Richard G Officer |
26 | $12,841 | Restricted Stock Vesting | adopted Jul 29, 2025 | none found |
From the Form 144 XML filed with the SEC, since Oct 28, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.
Work on MCO in a spreadsheet:
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