PRUPrudential Financial
- Headquarters
- Newark, NJ
- CEO
- Andrew F. Sullivan
- Next results
- around Feb 2, 2027
What PRU's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Facts only; most of these sales are routine, such as selling shares from vesting stock awards.
Trading plans adopted or ended
No trading plans reported in 15 10-Qs and 10-Ks since May 4, 2023.
From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 15 filings checked since May 4, 2023.
Form 144 notices of planned sales
| Filed | Seller | Shares | Value | Shares came from | 10b5-1 plan | Form 4 sales after |
|---|---|---|---|---|---|---|
| Nov 6, 2026 | Boyle Robert E Officer |
2,876 | $348,686 | Exercise of stock options granted 02/13/2018; Exercise of stock options granted 02/14/2017 | none given | none found |
| Nov 6, 2026 | SULLIVAN ANDREW F Officer, Director, Chief Executive Officer and Chairman of the Board |
3,705 | $449,490 | Exercise of stock options granted 02/14/2017; Exercise of stock options granted 10/02/2017 | none given | none found |
| Nov 6, 2026 | KAPPLER ANN M Officer |
2,919 | $352,031 | Exercise of stock options granted 02/13/2018; Exercise of stock options granted 02/14/2017 | none given | none found |
| Aug 14, 2026 | KAPPLER ANN M Officer |
7,652 | $956,500 | Exercise of stock options granted 02/09/2016; Exercise of stock options granted 10/13/2015; Release of Performance Shares Awarded 02/08/2022; Release of Performance Shares Awarded 02/09/2021 | none given | 7,652 shares from Aug 14, 2026 |
| May 14, 2026 | KAPPLER ANN M Officer |
13,580 | $1,398,740 | Release of Performance Shares Awarded 2/08/2022; Release of Performance Shares Awarded 2/14/2023; Release of Restricted Stock Units Awarded 02/08/2022; Release of Restricted Stock Units Awarded 02/13/2024; Release of Restricted Stock Units Awarded 02/14/2023; Release of Restricted Stock Units Awarded 2/11/2025 | adopted May 14, 2026 | 13,580 shares from May 14, 2026 |
| Dec 11, 2025 | Feeney Caroline Officer |
6,662 | $774,657 | Exercise of stock options granted 02/13/2018; Exercise of stock options granted 02/14/2017; Exercise of stock options granted 06/12/2018; Exercise of stock options granted 10/02/2017 | none given | none found |
| Dec 2, 2025 | SCHMIDT TIMOTHY L Officer |
8,000 | $861,520 | Release of Performance Shares Awarded 2/09/2021 | none given | none found |
| Nov 10, 2025 | Lowrey Charles F Officer, CHAIRMAN OF THE BOARD |
48,164 | $5,105,384 | Exercise of stock options granted 02/09/2016; Exercise of stock options granted 02/11/2014; Exercise of stock options granted 02/11/2020; Exercise of stock options granted 02/12/2019; Release of Performance Shares Awarded 2/08/2022; Release of Performance Shares Awarded 2/09/2021; Release of Performance Shares Awarded 2/10/2015; Release of Restricted Stock Units Awarded 02/13/2024; Release of Restricted Stock Units Awarded 02/14/2023; Release of Restricted Stock Units Awarded 02/8/2022 | none given | none found |
From the Form 144 XML filed with the SEC, since Nov 10, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.
Work on PRU in a spreadsheet:
Excel workbook (a sheet per section, ten years by column, charts, links to the filings) ·
CSV.
For a Google Sheet that stays up to date, paste =IMPORTDATA("https://tickdelta.com/company/PRU/export.csv") into a cell.