RIOTRiot Platforms
We are a vertically integrated digital infrastructure company principally engaged in developing and optimizing our large-scale power assets. 10-K, Item 1
- Headquarters
- Castle Rock, CO
- CEO
- Jason Les
- Next results
- around Mar 1, 2027
What RIOT's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Facts only; most of these sales are routine, such as selling shares from vesting stock awards.
Trading plans adopted or ended
3 plans still running: Stephen Howell, Ryan Werner, Colin Yee.
| Insider | What | Date | Shares | Runs to | Reported in |
|---|---|---|---|---|---|
| Stephen Howell Company’s Chief Operating Officer |
Adopted 10b5-1 plan | Aug 17, 2026 | up to 887,942 | Feb 1, 2028 | 10-Q Nov 4, 2026 |
The company's descriptionOn August 17, 2026, Stephen Howell, the Company’s Chief Operating Officer, adopted a Rule 10b5-1 trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. The trading arrangement provides for the sale of up to 887,942 shares of our common stock, which includes shares issuable upon the future vesting of equity awards (with the actual number of such shares to be sold reduced by shares withheld to satisfy tax withholding obligations), and will remain in effect until the earlier of February 1, 2028 and the date on which all transactions under the arrangement are completed. | |||||
| Mr. Werner | Ended 10b5-1 plan | Dec 6, 2025 | not stated | – | 10-K Mar 2, 2026 |
| Ryan Werner Chief Accounting Officer |
Adopted 10b5-1 plan | Dec 2, 2025 | up to 469,434 | Feb 16, 2027 | 10-K Mar 2, 2026 |
The company's descriptionOn December 2, 2025, Ryan Werner, the Company’s Chief Accounting Officer, adopted a 10b5-1 Plan providing for the potential sale of up to 469,434 shares of the Company’s common stock, subject to sales occurring only when the market price of our common stock is greater than certain minimum threshold prices during the period beginning on the first potential sale date of March 3, 2026 and ending on the scheduled expiration date of the 10b5-1 Plan on February 16, 2027 . | |||||
| Jason Les Chief Executive Officer |
Ended 10b5-1 plan | Oct 31, 2025 | not stated | – | 10-K Mar 2, 2026 |
| Colin Yee Chief Financial Officer |
Adopted 10b5-1 plan | Sep 4, 2025 | up to 48,577 | Apr 1, 2027 | 10-Q Oct 30, 2025 |
The company's descriptionOn September 4, 2025, Colin Yee, Chief Financial Officer of the Company, entered into a 10b5-1 Plan providing for the potential sale of up to 48,577 shares of our common stock. The first sale date shall be April 1, 2026, and the 10b5-1 Plan shall remain in effect until the earlier of the scheduled expiration date of April 1, 2027, or such time as the 10b5-1 Plan is otherwise terminated according to its terms. | |||||
| Jason Les Chief Executive Officer |
Adopted 10b5-1 plan | Aug 25, 2025 | up to 1,050,000 | Nov 2, 2026 | 10-Q Oct 30, 2025 |
The company's descriptionOn August 25, 2025, Jason Les, Chief Executive Officer of the Company, entered into a 10b5-1 Plan providing for the potential sale of up to 1,050,000 shares of our common stock, subject to sales only when the market price of our common stock is higher than certain minimum threshold prices between the first potential sale date of December 1, 2025 and the scheduled expiration date of the 10b5-1 Plan of November 2, 2026. | |||||
| Ryan Werner Chief Accounting Officer |
Adopted 10b5-1 plan | Dec 13, 2024 | up to 101,484 | Dec 6, 2025 | 10-K Feb 28, 2025 |
The company's descriptionOn December 13, 2024 , Ryan Werner , Chief Accounting Officer of the Company, entered into a 10b5-1 Plan providing for the potential sale of up to 101,484 shares of our common stock so long as the market price of our common stock is higher than certain minimum threshold prices between the first potential sale date of July 7, 2025 and the scheduled expiration date of the 10b5-1 Plan of December 6, 2025 . | |||||
| Jason Les Chief Executive Officer and director |
Adopted 10b5-1 plan | Sep 10, 2024 | up to 1,050,000 | Oct 31, 2025 | 10-Q Nov 4, 2024 |
The company's descriptionOn September 10, 2024, Jason Les, Chief Executive Officer and director of the Company, entered into a 10b5-1 Plan providing for the potential sale of up to 1,050,000 shares of our common stock through the scheduled expiration date of the 10b5-1 Plan on October 31, 2025. | |||||
| Lance D’Ambrosio director |
Ended 10b5-1 plan | Aug 31, 2023 | up to 26,000 | – | 10-Q Nov 8, 2023 |
The company's descriptionEffective August 31, 2023, the Rule 10b5-1 sales plan of our director, Lance D’Ambrosio, terminated at its plan end date in accordance with the terms of the plan. Mr. D’Ambrosio’s Rule 10b5-1 sales plan became effective October 31, 2022, and instructed for the sale of vested shares of Riot stock in four equal tranches of 26,000 shares, quarterly, through the plan end date. | |||||
From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 15 filings checked since May 10, 2023.
Form 144 notices of planned sales
| Filed | Seller | Shares | Value | Shares came from | 10b5-1 plan | Form 4 sales after |
|---|---|---|---|---|---|---|
| Jun 22, 2026 | Jason Les CEO, Director |
250,000 | $7,025,000 | Transfer | adopted Aug 25, 2025 | 62,703 shares from Jun 22, 2026 |
| May 11, 2026 | Jason Les CEO, Director |
175,000 | $4,214,000 | Transfer | adopted Aug 25, 2025 | 175,000 shares from May 11, 2026 |
From the Form 144 XML filed with the SEC, since May 11, 2026. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.
Work on RIOT in a spreadsheet:
Excel workbook (a sheet per section, ten years by column, charts, links to the filings) ·
CSV.
For a Google Sheet that stays up to date, paste =IMPORTDATA("https://tickdelta.com/company/RIOT/export.csv") into a cell.