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SCHWCharles Schwab Corporation

Financials · Brokers & Investment Banks · NYSE

The Charles Schwab Corporation (CSC) is a savings and loan holding company. 10-K, Item 1

Employees
33,000
Headquarters
Westlake, TX
CEO
Richard A. Wurster
Next results
around Jan 20, 2027
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What SCHW's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Facts only; most of these sales are routine, such as selling shares from vesting stock awards.

Trading plans adopted or ended

3 plans still running: Jonathan S. Beatty.

InsiderWhatDateSharesRuns toReported in
Jonathan S. Beatty
Managing Director and Head of Advisor Services
Adopted 10b5-1 plan Aug 28, 2026 up to 6,894 185 days 10-Q Nov 6, 2026
The company's description
During the three months ended September 30, 2026, certain of our directors and officers adopted or terminated trading arrangements for the sale of shares of our common stock as follows: Plans Action Date Rule 10b5-1 (1) Non-Rule 10b5-1 (2) Number of Securities to be Sold Latest Expiration (3) Jonathan S. Beatty, Managing Director and Head of Advisor Services Adoption 8/28/2026 x — 6,894 3/1/2027 (1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (3) The plan expires at the close of trading on the date presented or at such earlier date upon the completion of all trades under the plan (or the expiration of the orders relating to such trades without execution).
Jonathan S. Beatty
Managing Director and Head of Advisor Services
Adopted 10b5-1 plan Feb 27, 2026 up to 8,000 307 days 10-Q May 8, 2026
Nigel J. Murtagh
Managing Director and Chief Risk Officer
Adopted 10b5-1 plan Nov 25, 2025 up to 93,972 Oct 9, 2026 10-K Feb 25, 2026
The company's description
Securities to be sold under the plan represent the aggregate of (i) up to 93,972 shares of our common stock to be acquired upon the exercise of stock options; and (ii) the net after-tax number of shares of our common stock to be issued upon the settlement of PBRSUs vesting on March 1, 2026, which is based on the achievement of pre-established performance goals, and is not yet determinable. The actual number of shares that will be issued to the officer in connection with the unvested PBRSUs and sold under the trading arrangement will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such PBRSUs.
Paul V. Woolway
Managing Director and Chief Banking Officer
Adopted 10b5-1 plan Nov 24, 2025 up to 41,898 Oct 9, 2026 10-K Feb 25, 2026
The company's description
Securities to be sold under the plan represent the aggregate of (i) up to 41,898 shares of our common stock to be acquired upon the exercise of stock options; and (ii) the net after-tax number of shares of our common stock to be issued upon the settlement of PBRSUs vesting on March 1, 2026, which is based on the achievement of pre-established performance goals, and is not yet determinable. The actual number of shares that will be issued to the officer in connection with the unvested PBRSUs and sold under the trading arrangement will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such PBRSUs.
Jonathan M. Craig
Managing Director and Head of Investor Services
Adopted 10b5-1 plan Nov 11, 2025 up to 139,948 Nov 6, 2026 10-K Feb 25, 2026
The company's description
Securities to be sold under the plan represent the aggregate of (i) up to 139,948 shares of our common stock to be acquired upon the exercise of stock options; and (ii) the net after-tax number of shares of our common stock to be issued upon the settlement of performance-based restricted stock units (PBRSUs) vesting on March 1, 2026, which is based on the achievement of pre-established performance goals, and is not yet determinable. The actual number of shares that will be issued to the officer in connection with the unvested PBRSUs and sold under the trading arrangement will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such PBRSUs.
Jonathan S. Beatty
Managing Director and Head of Advisor Services
Adopted 10b5-1 plan May 28, 2025 up to 13,216 Dec 31, 2026 10-Q Aug 8, 2025
Nigel J. Murtagh
Managing Director and Chief Risk Officer
Adopted 10b5-1 plan Nov 23, 2024 up to 45,872 Oct 10, 2025 10-K Feb 26, 2025
Paul V. Woolway
Managing Director and Chief Banking Officer
Adopted 10b5-1 plan Nov 15, 2024 up to 35,970 Oct 10, 2025 10-K Feb 26, 2025
Jonathan M. Craig
Managing Director and Head of Investor Services
Adopted 10b5-1 plan Oct 31, 2024 up to 38,227 Nov 10, 2025 10-K Feb 26, 2025
Carrie Schwab-Pomerantz
Director
Adopted 10b5-1 plan Aug 14, 2024 up to 96,000 428 days 10-Q Nov 8, 2024
The company's description
During the three months ended September 30, 2024, certain of our directors and officers adopted or terminated trading arrangements for the sale of shares of our common stock as follows: Plans Action Date Rule 10b5-1 (1) Non-Rule 10b5-1 (2) Number of Securities to be Sold Latest Expiration (3) Carrie Schwab-Pomerantz, Director Adoption 8/14/2024 x — 240,000 (4) 10/16/2025 (1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (3) Plans expire at the close of trading on the date presented or at such earlier date upon the completion of all trades under the plan (or the expiration of the orders relating to such trades without execution). (4) Includes 96,000 shares to be sold by a trust for which the director’s spouse is a trustee.
Bernard J. Clark
Managing Director and Head of Advisor Services
Adopted 10b5-1 plan Feb 27, 2024 up to 48,761 384 days 10-Q May 9, 2024
The company's description
During the three months ended March 31, 2024, certain of our directors and officers adopted or terminated trading arrangements for the sale of shares of our common stock as follows: Plans Action Date Rule 10b5-1 (1) Non-Rule 10b5-1 (2) Number of Securities to be Sold (3) Latest Expiration (4) Bernard J. Clark, Managing Director and Head of Advisor Services Adoption 2/27/2024 x — 3/17/2025 (1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (3) Securities to be sold under the plan represent the aggregate of (i) up to 81,085 shares of our common stock to be acquired upon the exercise of stock options; (ii) up to 48,761 shares of our common stock issued upon the settlement of performance-based restricted stock units (PBRSUs) that vested on March 1, 2024; and (iii) the net after-tax number of shares of our common stock to be issued upon settlement of PBRSUs vesting on March 1, 2025, which is based on the achievement of pre-established performance goals and is not yet determinable. The actual number of shares that will be issued to the officer in connection with the unvested PBRSUs and sold under the trading arrangement will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such PBRSUs. (4) The plan expires at the close of trading on the date presented or at such earlier date upon the completion of all trades under the plan (or the expiration of the orders relating to such trades without execution).
Nigel Murtagh
Managing Director and Chief Risk Officer
Adopted 10b5-1 plan Nov 24, 2023 up to 12,948 329 days 10-K Feb 23, 2024
Carrie Schwab-Pomerantz
Director
Adopted 10b5-1 plan Nov 10, 2023 up to 39,600 417 days 10-K Feb 23, 2024
Jonathan M. Craig
Managing Director and Head of Investor Services and Marketing
Adopted 10b5-1 plan Oct 27, 2023 up to 4,977 354 days 10-K Feb 23, 2024
John K. Adams, Jr.
Director
Adopted 10b5-1 plan Aug 28, 2023 up to 15,701 626 days 10-Q Nov 8, 2023
The company's description
During the three months ended September 30, 2023, certain of our officers and directors adopted or terminated trading arrangements for the sale of shares of our common stock as follows: Plans Action Date Rule 10b5-1 (1) Non-Rule 10b5-1 (2) Number of Securities to be Sold (3) Latest Expiration John K. Adams, Jr. , Director Adoption August 28, 2023 X — 15,701 Close of trading on May 15, 2025 (1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (3) Securities to be sold under the plan represent shares acquired upon the exercise of stock options.

From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 15 filings checked since May 8, 2023.

Form 144 notices of planned sales

FiledSellerSharesValueShares came from10b5-1 planForm 4 sales after
Nov 9, 2026 Schwab Charles R.
Officer, Director
70,750 $6,579,382 LEVERAGED BUYOUT none given none found
Nov 3, 2026 Schwab Charles R.
Officer, Director
11,675 $1,039,075 LEVERAGED BUYOUT none given 11,675 shares from Nov 3, 2026
Oct 29, 2026 Schwab Charles R.
Officer, Director
67,050 $6,028,050 LEVERAGED BUYOUT none given 148,075 shares from Oct 29, 2026
Oct 29, 2026 Schwab Charles R.
Officer, Director
69,350 $6,234,565 LEVERAGED BUYOUT none given 148,075 shares from Oct 29, 2026
Oct 28, 2026 Schwab Charles R.
Officer, Director
66,750 $5,892,269 LEVERAGED BUYOUT none given 214,825 shares from Oct 28, 2026
Aug 28, 2026 Bettinger Walter W
Director
74,388 $8,250,648 STOCK OPTION EX / SELL none given 74,388 shares from Aug 28, 2026
Aug 28, 2026 Hathi Neesha
Officer
16,354 $1,769,502 STOCK OPTIONS EX/SELL adopted May 29, 2026 6,354 shares from Aug 28, 2026
Aug 26, 2026 Schwab-Pomerantz Carolyn
Director
9,175 $1,002,397 GIFT none given 9,175 shares from Aug 26, 2026
Aug 24, 2026 Bettinger Walter W
Director
176,210 $19,999,835 STOCK OPTION EX / SELL none given 250,598 shares from Aug 24, 2026
Aug 24, 2026 Schwab Charles R.
Officer, Director
117,000 $13,277,160 LEVERAGED BUYOUT none given 117,000 shares from Aug 24, 2026
Aug 17, 2026 Beatty Jonathan S
Officer
1,000 $111,000 RSU / AWARD none given 1,000 shares from Aug 17, 2026
Aug 14, 2026 Schwab Charles R.
Officer, Director
90,500 $10,045,500 LEVERAGED BUYOUT none given 117,000 shares from Aug 24, 2026
Aug 13, 2026 Schwab Charles R.
Officer, Director
91,325 $9,977,256 LEVERAGED BUYOUT none given 117,000 shares from Aug 24, 2026
Aug 13, 2026 Howard Dennis
Officer
2,198 $241,780 RSU NET SHARES adopted Nov 25, 2025 2,198 shares from Aug 13, 2026
Aug 12, 2026 Schwab Charles R.
Officer, Director
46,410 $5,019,706 LEVERAGED BUYOUT none given 163,410 shares from Aug 12, 2026
Aug 11, 2026 Schwab Charles R.
Officer, Director
46,445 $5,016,060 LEVERAGED BUYOUT none given 209,855 shares from Aug 11, 2026
Aug 7, 2026 SNEED PAULA A
Director
5,263 $563,943 RSU NET SHS ACQUIRED ON: 5/15/06 & 5/17/07 none given 5,263 shares from Aug 7, 2026
Aug 5, 2026 Schwab-Pomerantz Carolyn
Director
18,561 $1,999,016 GIFT none given 27,736 shares from Aug 5, 2026
Aug 5, 2026 Craig Jonathan M.
Officer
56,740 $6,277,262 STOCK OPTION EX adopted Nov 11, 2025 43,616 shares from Aug 5, 2026
Aug 4, 2026 Schwab-Pomerantz Carolyn
Director
22,640 $2,405,500 GIFT none given 50,376 shares from Aug 4, 2026
Aug 4, 2026 Schwab Charles R.
Officer, Director
47,650 $5,033,951 LEVERAGED BUYOUT none given 257,505 shares from Aug 4, 2026
Aug 3, 2026 Schwab Charles R.
Officer, Director
95,250 $10,001,250 LEVERAGED BUYOUT none given 352,755 shares from Aug 3, 2026
Jul 29, 2026 Schwab Charles R.
Officer, Director
95,450 $10,058,120 LEVERAGED BUYOUT none given 448,205 shares from Jul 29, 2026
Jul 28, 2026 Schwab-Pomerantz Carolyn
Director
22,650 $2,395,238 GIFT none given 73,026 shares from Jul 28, 2026
Jul 28, 2026 Schwab Charles R.
Officer, Director
48,000 $5,040,000 LEVERAGED BUYOUT none given 496,205 shares from Jul 28, 2026
Jul 28, 2026 Woolway Paul V
Officer
10,131 $1,089,121 STOCK OPTION EXERCISE AND SELLS adopted Nov 24, 2025 none found
Jul 28, 2026 Howard Dennis
Officer
56,000 $6,160,263 STOCK OPTION EX/SELL adopted Nov 25, 2025 30,198 shares from Jul 28, 2026
Jul 28, 2026 Bettinger Walter W
Director
93,408 $9,714,432 STOCK OPTION EX / SELL none given 269,618 shares from Jul 28, 2026
Jul 27, 2026 Bettinger Walter W
Director
192,488 $19,999,823 STOCK OPTION EX none given 462,106 shares from Jul 27, 2026
Jul 27, 2026 Murtagh Nigel J
Officer
11,000 $1,144,035 VARIOUS METHODS & DATES AQUIRED BETWEEN: 4/16/19 - 8/23/24 none given 59,622 shares from Jul 27, 2026
Jul 24, 2026 Schwab Charles R.
Officer, Director
45,500 $4,550,000 LEVERAGED BUYOUT none given 424,705 shares from Jul 24, 2026
Jul 23, 2026 Morgan Peter J. III
Officer
6,952 $708,409 RSU none given 6,952 shares from Jul 23, 2026
Jul 21, 2026 Murtagh Nigel J
Officer
52,675 $5,616,918 STOCK OPTION EX adopted Nov 25, 2025 63,675 shares from Jul 21, 2026
Jul 2, 2026 Beatty Jonathan S
Officer
8,000 $806,059 RSU / AWARD adopted Feb 27, 2026 8,000 shares from Jul 2, 2026
May 19, 2026 Schwab Charles R.
Officer, Director
27,500 $2,534,125 LEVERAGED BUYOUT none given 27,500 shares from May 19, 2026
May 18, 2026 Schwab Charles R.
Officer, Director
27,500 $2,536,875 LEVERAGED BUYOUT none given 55,000 shares from May 18, 2026
May 13, 2026 Sarin Arun
Director
2,500 $227,910 OPTION EXERCISE none given 2,500 shares from May 13, 2026
May 6, 2026 Schwab Charles R.
Officer, Director
109,300 $10,082,925 LEVERAGED BUYOUT none given 164,300 shares from May 6, 2026
May 5, 2026 Schwab-Pomerantz Carolyn
Director
9,910 $914,609 OPTION EXERCISE none given 9,910 shares from May 5, 2026
May 4, 2026 Schwab Charles R.
Officer, Director
109,300 $10,000,950 LEVERAGED BUYOUT none given 273,600 shares from May 4, 2026
May 1, 2026 Schwab Charles R.
Officer, Director
55,000 $5,073,750 LEVERAGED BUYOUT none given 328,600 shares from May 1, 2026
Apr 30, 2026 Schwab Charles R.
Officer, Director
50,000 $4,587,500 LEVERAGED BUYOUT none given 378,600 shares from Apr 30, 2026
Apr 29, 2026 Schwab Charles R.
Officer, Director
63,743 $5,736,870 RSU NET SHS ACQUIRED ON: 3/1/25 & 3/1/26 none given 442,343 shares from Apr 29, 2026
Apr 28, 2026 HERRINGER FRANK C
Director
2,520 $228,313 STOCK OPTION EXERCISE none given 2,520 shares from Apr 28, 2026
Apr 27, 2026 Schwab Charles R.
Officer, Director
36,450 $3,280,562 LEVERAGED BUYOUT none given 478,793 shares from Apr 27, 2026
Apr 23, 2026 Schwab Charles R.
Officer, Director
36,450 $3,280,500 LEVERAGED BUYOUT none given 515,243 shares from Apr 23, 2026
Apr 14, 2026 Craig Jonathan M.
Officer
87,116 $9,126,344 STOCK OPTION EX adopted Nov 11, 2025 none found
Apr 14, 2026 Murtagh Nigel J
Officer
93,972 $9,700,391 STOCK OPTION EX adopted Nov 25, 2025 none found
Mar 3, 2026 Murtagh Nigel J
Officer
7,203 $682,196 RSU VESTING adopted Nov 25, 2025 none found
Mar 3, 2026 Craig Jonathan M.
Officer
14,481 $1,370,482 RSU VESTING adopted Nov 11, 2025 none found
Mar 3, 2026 Howard Dennis
Officer
10,108 $956,809 RSU VESTING adopted Nov 25, 2025 none found
Mar 3, 2026 Woolway Paul V
Officer
6,126 $579,030 RSU VESTING adopted Nov 24, 2025 none found
Mar 2, 2026 Woolway Paul V
Officer
41,898 $4,172,302 STOCK OPTION EXERCISE AND SELLS adopted Nov 24, 2025 none found
Feb 27, 2026 Beatty Jonathan S
Officer
2,030 $193,454 RSU ACQUIRED ON: 3/1/24 & 11/2/24 none given none found
Feb 26, 2026 Ellis Stephen A
Director
10,725 $1,035,693 STOCK OPTION EX/HOLD'S ACQUIRED ON:12/18/24, 8/22/25, 9/23/25, 12/16/25 none given none found
Feb 25, 2026 Howard Dennis
Officer
55,903 $5,591,402 STOCK OPTION EXERCISE adopted Nov 25, 2025 none found
Feb 10, 2026 Schwab Charles R.
Officer, Director
32,413 $3,422,080 LEVERAGED BUYOUT none given none found
Feb 9, 2026 Schwab Charles R.
Officer, Director
126,200 $13,446,547 LEVERAGED BUYOUT none given none found
Feb 6, 2026 DODDS CHRISTOPHER V
Director
11,825 $1,236,314 STOCK OPTION none given none found
Feb 4, 2026 Schwab Charles R.
Officer, Director
71,975 $7,485,400 LEVERAGED BUYOUT none given none found
Feb 4, 2026 Bettinger Walter W
Director
162,462 $16,936,664 STOCK OPTION EX none given none found
Feb 3, 2026 Bettinger Walter W
Director
162,462 $16,855,433 STOCK OPTION EX none given none found
Feb 3, 2026 Schwab Charles R.
Officer, Director
96,625 $10,000,688 LEVERAGED BUYOUT none given none found
Feb 2, 2026 Morgan Peter J. III
Officer
7,595 $792,796 STOCK OPTION none given none found
Jan 29, 2026 Schwab Charles R.
Officer, Director
145,650 $15,023,798 LEVERAGED BUYOUT none given none found
Jan 28, 2026 Schwab Charles R.
Officer, Director
71,437 $7,368,727 VARIOUS METHODS & DATES none given none found
Jan 26, 2026 Schwab Charles R.
Officer, Director
134,895 $13,904,976 STOCK OPTION EXERCISE none given none found
Jan 22, 2026 Schwab-Pomerantz Carolyn
Director
42,865 $4,509,006 GIFT none given none found
Dec 23, 2025 Beatty Jonathan S
Officer
4,000 $414,020 STOCK OPTION EXERCISE adopted May 28, 2025 none found
Nov 7, 2025 Craig Jonathan M.
Officer
35,188 $3,355,028 STOCK OPTIONS EXERCISE none given none found
Oct 29, 2025 Schwab Charles R.
Officer, Director
44,750 $4,206,500 LEVERAGED BUYOUT none given none found
Oct 28, 2025 Schwab Charles R.
Officer, Director
64,400 $6,053,600 LEVERAGED BUYOUT none given none found

From the Form 144 XML filed with the SEC, since Oct 28, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.

Work on SCHW in a spreadsheet: Excel workbook (a sheet per section, ten years by column, charts, links to the filings) · CSV. For a Google Sheet that stays up to date, paste =IMPORTDATA("https://tickdelta.com/company/SCHW/export.csv") into a cell.