SCHWCharles Schwab Corporation
The Charles Schwab Corporation (CSC) is a savings and loan holding company. 10-K, Item 1
- Employees
- 33,000
- Headquarters
- Westlake, TX
- CEO
- Richard A. Wurster
- Next results
- around Jan 20, 2027
What SCHW's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Facts only; most of these sales are routine, such as selling shares from vesting stock awards.
Trading plans adopted or ended
3 plans still running: Jonathan S. Beatty.
| Insider | What | Date | Shares | Runs to | Reported in |
|---|---|---|---|---|---|
| Jonathan S. Beatty Managing Director and Head of Advisor Services |
Adopted 10b5-1 plan | Aug 28, 2026 | up to 6,894 | 185 days | 10-Q Nov 6, 2026 |
The company's descriptionDuring the three months ended September 30, 2026, certain of our directors and officers adopted or terminated trading arrangements for the sale of shares of our common stock as follows: Plans Action Date Rule 10b5-1 (1) Non-Rule 10b5-1 (2) Number of Securities to be Sold Latest Expiration (3) Jonathan S. Beatty, Managing Director and Head of Advisor Services Adoption 8/28/2026 x — 6,894 3/1/2027 (1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (3) The plan expires at the close of trading on the date presented or at such earlier date upon the completion of all trades under the plan (or the expiration of the orders relating to such trades without execution). | |||||
| Jonathan S. Beatty Managing Director and Head of Advisor Services |
Adopted 10b5-1 plan | Feb 27, 2026 | up to 8,000 | 307 days | 10-Q May 8, 2026 |
| Nigel J. Murtagh Managing Director and Chief Risk Officer |
Adopted 10b5-1 plan | Nov 25, 2025 | up to 93,972 | Oct 9, 2026 | 10-K Feb 25, 2026 |
The company's descriptionSecurities to be sold under the plan represent the aggregate of (i) up to 93,972 shares of our common stock to be acquired upon the exercise of stock options; and (ii) the net after-tax number of shares of our common stock to be issued upon the settlement of PBRSUs vesting on March 1, 2026, which is based on the achievement of pre-established performance goals, and is not yet determinable. The actual number of shares that will be issued to the officer in connection with the unvested PBRSUs and sold under the trading arrangement will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such PBRSUs. | |||||
| Paul V. Woolway Managing Director and Chief Banking Officer |
Adopted 10b5-1 plan | Nov 24, 2025 | up to 41,898 | Oct 9, 2026 | 10-K Feb 25, 2026 |
The company's descriptionSecurities to be sold under the plan represent the aggregate of (i) up to 41,898 shares of our common stock to be acquired upon the exercise of stock options; and (ii) the net after-tax number of shares of our common stock to be issued upon the settlement of PBRSUs vesting on March 1, 2026, which is based on the achievement of pre-established performance goals, and is not yet determinable. The actual number of shares that will be issued to the officer in connection with the unvested PBRSUs and sold under the trading arrangement will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such PBRSUs. | |||||
| Jonathan M. Craig Managing Director and Head of Investor Services |
Adopted 10b5-1 plan | Nov 11, 2025 | up to 139,948 | Nov 6, 2026 | 10-K Feb 25, 2026 |
The company's descriptionSecurities to be sold under the plan represent the aggregate of (i) up to 139,948 shares of our common stock to be acquired upon the exercise of stock options; and (ii) the net after-tax number of shares of our common stock to be issued upon the settlement of performance-based restricted stock units (PBRSUs) vesting on March 1, 2026, which is based on the achievement of pre-established performance goals, and is not yet determinable. The actual number of shares that will be issued to the officer in connection with the unvested PBRSUs and sold under the trading arrangement will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such PBRSUs. | |||||
| Jonathan S. Beatty Managing Director and Head of Advisor Services |
Adopted 10b5-1 plan | May 28, 2025 | up to 13,216 | Dec 31, 2026 | 10-Q Aug 8, 2025 |
| Nigel J. Murtagh Managing Director and Chief Risk Officer |
Adopted 10b5-1 plan | Nov 23, 2024 | up to 45,872 | Oct 10, 2025 | 10-K Feb 26, 2025 |
| Paul V. Woolway Managing Director and Chief Banking Officer |
Adopted 10b5-1 plan | Nov 15, 2024 | up to 35,970 | Oct 10, 2025 | 10-K Feb 26, 2025 |
| Jonathan M. Craig Managing Director and Head of Investor Services |
Adopted 10b5-1 plan | Oct 31, 2024 | up to 38,227 | Nov 10, 2025 | 10-K Feb 26, 2025 |
| Carrie Schwab-Pomerantz Director |
Adopted 10b5-1 plan | Aug 14, 2024 | up to 96,000 | 428 days | 10-Q Nov 8, 2024 |
The company's descriptionDuring the three months ended September 30, 2024, certain of our directors and officers adopted or terminated trading arrangements for the sale of shares of our common stock as follows: Plans Action Date Rule 10b5-1 (1) Non-Rule 10b5-1 (2) Number of Securities to be Sold Latest Expiration (3) Carrie Schwab-Pomerantz, Director Adoption 8/14/2024 x — 240,000 (4) 10/16/2025 (1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (3) Plans expire at the close of trading on the date presented or at such earlier date upon the completion of all trades under the plan (or the expiration of the orders relating to such trades without execution). (4) Includes 96,000 shares to be sold by a trust for which the director’s spouse is a trustee. | |||||
| Bernard J. Clark Managing Director and Head of Advisor Services |
Adopted 10b5-1 plan | Feb 27, 2024 | up to 48,761 | 384 days | 10-Q May 9, 2024 |
The company's descriptionDuring the three months ended March 31, 2024, certain of our directors and officers adopted or terminated trading arrangements for the sale of shares of our common stock as follows: Plans Action Date Rule 10b5-1 (1) Non-Rule 10b5-1 (2) Number of Securities to be Sold (3) Latest Expiration (4) Bernard J. Clark, Managing Director and Head of Advisor Services Adoption 2/27/2024 x — 3/17/2025 (1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (3) Securities to be sold under the plan represent the aggregate of (i) up to 81,085 shares of our common stock to be acquired upon the exercise of stock options; (ii) up to 48,761 shares of our common stock issued upon the settlement of performance-based restricted stock units (PBRSUs) that vested on March 1, 2024; and (iii) the net after-tax number of shares of our common stock to be issued upon settlement of PBRSUs vesting on March 1, 2025, which is based on the achievement of pre-established performance goals and is not yet determinable. The actual number of shares that will be issued to the officer in connection with the unvested PBRSUs and sold under the trading arrangement will be net of the number of shares withheld to satisfy tax withholding obligations arising from the vesting of such PBRSUs. (4) The plan expires at the close of trading on the date presented or at such earlier date upon the completion of all trades under the plan (or the expiration of the orders relating to such trades without execution). | |||||
| Nigel Murtagh Managing Director and Chief Risk Officer |
Adopted 10b5-1 plan | Nov 24, 2023 | up to 12,948 | 329 days | 10-K Feb 23, 2024 |
| Carrie Schwab-Pomerantz Director |
Adopted 10b5-1 plan | Nov 10, 2023 | up to 39,600 | 417 days | 10-K Feb 23, 2024 |
| Jonathan M. Craig Managing Director and Head of Investor Services and Marketing |
Adopted 10b5-1 plan | Oct 27, 2023 | up to 4,977 | 354 days | 10-K Feb 23, 2024 |
| John K. Adams, Jr. Director |
Adopted 10b5-1 plan | Aug 28, 2023 | up to 15,701 | 626 days | 10-Q Nov 8, 2023 |
The company's descriptionDuring the three months ended September 30, 2023, certain of our officers and directors adopted or terminated trading arrangements for the sale of shares of our common stock as follows: Plans Action Date Rule 10b5-1 (1) Non-Rule 10b5-1 (2) Number of Securities to be Sold (3) Latest Expiration John K. Adams, Jr. , Director Adoption August 28, 2023 X — 15,701 Close of trading on May 15, 2025 (1) Intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (2) Not intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). (3) Securities to be sold under the plan represent shares acquired upon the exercise of stock options. | |||||
From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 15 filings checked since May 8, 2023.
Form 144 notices of planned sales
| Filed | Seller | Shares | Value | Shares came from | 10b5-1 plan | Form 4 sales after |
|---|---|---|---|---|---|---|
| Nov 9, 2026 | Schwab Charles R. Officer, Director |
70,750 | $6,579,382 | LEVERAGED BUYOUT | none given | none found |
| Nov 3, 2026 | Schwab Charles R. Officer, Director |
11,675 | $1,039,075 | LEVERAGED BUYOUT | none given | 11,675 shares from Nov 3, 2026 |
| Oct 29, 2026 | Schwab Charles R. Officer, Director |
67,050 | $6,028,050 | LEVERAGED BUYOUT | none given | 148,075 shares from Oct 29, 2026 |
| Oct 29, 2026 | Schwab Charles R. Officer, Director |
69,350 | $6,234,565 | LEVERAGED BUYOUT | none given | 148,075 shares from Oct 29, 2026 |
| Oct 28, 2026 | Schwab Charles R. Officer, Director |
66,750 | $5,892,269 | LEVERAGED BUYOUT | none given | 214,825 shares from Oct 28, 2026 |
| Aug 28, 2026 | Bettinger Walter W Director |
74,388 | $8,250,648 | STOCK OPTION EX / SELL | none given | 74,388 shares from Aug 28, 2026 |
| Aug 28, 2026 | Hathi Neesha Officer |
16,354 | $1,769,502 | STOCK OPTIONS EX/SELL | adopted May 29, 2026 | 6,354 shares from Aug 28, 2026 |
| Aug 26, 2026 | Schwab-Pomerantz Carolyn Director |
9,175 | $1,002,397 | GIFT | none given | 9,175 shares from Aug 26, 2026 |
| Aug 24, 2026 | Bettinger Walter W Director |
176,210 | $19,999,835 | STOCK OPTION EX / SELL | none given | 250,598 shares from Aug 24, 2026 |
| Aug 24, 2026 | Schwab Charles R. Officer, Director |
117,000 | $13,277,160 | LEVERAGED BUYOUT | none given | 117,000 shares from Aug 24, 2026 |
| Aug 17, 2026 | Beatty Jonathan S Officer |
1,000 | $111,000 | RSU / AWARD | none given | 1,000 shares from Aug 17, 2026 |
| Aug 14, 2026 | Schwab Charles R. Officer, Director |
90,500 | $10,045,500 | LEVERAGED BUYOUT | none given | 117,000 shares from Aug 24, 2026 |
| Aug 13, 2026 | Schwab Charles R. Officer, Director |
91,325 | $9,977,256 | LEVERAGED BUYOUT | none given | 117,000 shares from Aug 24, 2026 |
| Aug 13, 2026 | Howard Dennis Officer |
2,198 | $241,780 | RSU NET SHARES | adopted Nov 25, 2025 | 2,198 shares from Aug 13, 2026 |
| Aug 12, 2026 | Schwab Charles R. Officer, Director |
46,410 | $5,019,706 | LEVERAGED BUYOUT | none given | 163,410 shares from Aug 12, 2026 |
| Aug 11, 2026 | Schwab Charles R. Officer, Director |
46,445 | $5,016,060 | LEVERAGED BUYOUT | none given | 209,855 shares from Aug 11, 2026 |
| Aug 7, 2026 | SNEED PAULA A Director |
5,263 | $563,943 | RSU NET SHS ACQUIRED ON: 5/15/06 & 5/17/07 | none given | 5,263 shares from Aug 7, 2026 |
| Aug 5, 2026 | Schwab-Pomerantz Carolyn Director |
18,561 | $1,999,016 | GIFT | none given | 27,736 shares from Aug 5, 2026 |
| Aug 5, 2026 | Craig Jonathan M. Officer |
56,740 | $6,277,262 | STOCK OPTION EX | adopted Nov 11, 2025 | 43,616 shares from Aug 5, 2026 |
| Aug 4, 2026 | Schwab-Pomerantz Carolyn Director |
22,640 | $2,405,500 | GIFT | none given | 50,376 shares from Aug 4, 2026 |
| Aug 4, 2026 | Schwab Charles R. Officer, Director |
47,650 | $5,033,951 | LEVERAGED BUYOUT | none given | 257,505 shares from Aug 4, 2026 |
| Aug 3, 2026 | Schwab Charles R. Officer, Director |
95,250 | $10,001,250 | LEVERAGED BUYOUT | none given | 352,755 shares from Aug 3, 2026 |
| Jul 29, 2026 | Schwab Charles R. Officer, Director |
95,450 | $10,058,120 | LEVERAGED BUYOUT | none given | 448,205 shares from Jul 29, 2026 |
| Jul 28, 2026 | Schwab-Pomerantz Carolyn Director |
22,650 | $2,395,238 | GIFT | none given | 73,026 shares from Jul 28, 2026 |
| Jul 28, 2026 | Schwab Charles R. Officer, Director |
48,000 | $5,040,000 | LEVERAGED BUYOUT | none given | 496,205 shares from Jul 28, 2026 |
| Jul 28, 2026 | Woolway Paul V Officer |
10,131 | $1,089,121 | STOCK OPTION EXERCISE AND SELLS | adopted Nov 24, 2025 | none found |
| Jul 28, 2026 | Howard Dennis Officer |
56,000 | $6,160,263 | STOCK OPTION EX/SELL | adopted Nov 25, 2025 | 30,198 shares from Jul 28, 2026 |
| Jul 28, 2026 | Bettinger Walter W Director |
93,408 | $9,714,432 | STOCK OPTION EX / SELL | none given | 269,618 shares from Jul 28, 2026 |
| Jul 27, 2026 | Bettinger Walter W Director |
192,488 | $19,999,823 | STOCK OPTION EX | none given | 462,106 shares from Jul 27, 2026 |
| Jul 27, 2026 | Murtagh Nigel J Officer |
11,000 | $1,144,035 | VARIOUS METHODS & DATES AQUIRED BETWEEN: 4/16/19 - 8/23/24 | none given | 59,622 shares from Jul 27, 2026 |
| Jul 24, 2026 | Schwab Charles R. Officer, Director |
45,500 | $4,550,000 | LEVERAGED BUYOUT | none given | 424,705 shares from Jul 24, 2026 |
| Jul 23, 2026 | Morgan Peter J. III Officer |
6,952 | $708,409 | RSU | none given | 6,952 shares from Jul 23, 2026 |
| Jul 21, 2026 | Murtagh Nigel J Officer |
52,675 | $5,616,918 | STOCK OPTION EX | adopted Nov 25, 2025 | 63,675 shares from Jul 21, 2026 |
| Jul 2, 2026 | Beatty Jonathan S Officer |
8,000 | $806,059 | RSU / AWARD | adopted Feb 27, 2026 | 8,000 shares from Jul 2, 2026 |
| May 19, 2026 | Schwab Charles R. Officer, Director |
27,500 | $2,534,125 | LEVERAGED BUYOUT | none given | 27,500 shares from May 19, 2026 |
| May 18, 2026 | Schwab Charles R. Officer, Director |
27,500 | $2,536,875 | LEVERAGED BUYOUT | none given | 55,000 shares from May 18, 2026 |
| May 13, 2026 | Sarin Arun Director |
2,500 | $227,910 | OPTION EXERCISE | none given | 2,500 shares from May 13, 2026 |
| May 6, 2026 | Schwab Charles R. Officer, Director |
109,300 | $10,082,925 | LEVERAGED BUYOUT | none given | 164,300 shares from May 6, 2026 |
| May 5, 2026 | Schwab-Pomerantz Carolyn Director |
9,910 | $914,609 | OPTION EXERCISE | none given | 9,910 shares from May 5, 2026 |
| May 4, 2026 | Schwab Charles R. Officer, Director |
109,300 | $10,000,950 | LEVERAGED BUYOUT | none given | 273,600 shares from May 4, 2026 |
| May 1, 2026 | Schwab Charles R. Officer, Director |
55,000 | $5,073,750 | LEVERAGED BUYOUT | none given | 328,600 shares from May 1, 2026 |
| Apr 30, 2026 | Schwab Charles R. Officer, Director |
50,000 | $4,587,500 | LEVERAGED BUYOUT | none given | 378,600 shares from Apr 30, 2026 |
| Apr 29, 2026 | Schwab Charles R. Officer, Director |
63,743 | $5,736,870 | RSU NET SHS ACQUIRED ON: 3/1/25 & 3/1/26 | none given | 442,343 shares from Apr 29, 2026 |
| Apr 28, 2026 | HERRINGER FRANK C Director |
2,520 | $228,313 | STOCK OPTION EXERCISE | none given | 2,520 shares from Apr 28, 2026 |
| Apr 27, 2026 | Schwab Charles R. Officer, Director |
36,450 | $3,280,562 | LEVERAGED BUYOUT | none given | 478,793 shares from Apr 27, 2026 |
| Apr 23, 2026 | Schwab Charles R. Officer, Director |
36,450 | $3,280,500 | LEVERAGED BUYOUT | none given | 515,243 shares from Apr 23, 2026 |
| Apr 14, 2026 | Craig Jonathan M. Officer |
87,116 | $9,126,344 | STOCK OPTION EX | adopted Nov 11, 2025 | none found |
| Apr 14, 2026 | Murtagh Nigel J Officer |
93,972 | $9,700,391 | STOCK OPTION EX | adopted Nov 25, 2025 | none found |
| Mar 3, 2026 | Murtagh Nigel J Officer |
7,203 | $682,196 | RSU VESTING | adopted Nov 25, 2025 | none found |
| Mar 3, 2026 | Craig Jonathan M. Officer |
14,481 | $1,370,482 | RSU VESTING | adopted Nov 11, 2025 | none found |
| Mar 3, 2026 | Howard Dennis Officer |
10,108 | $956,809 | RSU VESTING | adopted Nov 25, 2025 | none found |
| Mar 3, 2026 | Woolway Paul V Officer |
6,126 | $579,030 | RSU VESTING | adopted Nov 24, 2025 | none found |
| Mar 2, 2026 | Woolway Paul V Officer |
41,898 | $4,172,302 | STOCK OPTION EXERCISE AND SELLS | adopted Nov 24, 2025 | none found |
| Feb 27, 2026 | Beatty Jonathan S Officer |
2,030 | $193,454 | RSU ACQUIRED ON: 3/1/24 & 11/2/24 | none given | none found |
| Feb 26, 2026 | Ellis Stephen A Director |
10,725 | $1,035,693 | STOCK OPTION EX/HOLD'S ACQUIRED ON:12/18/24, 8/22/25, 9/23/25, 12/16/25 | none given | none found |
| Feb 25, 2026 | Howard Dennis Officer |
55,903 | $5,591,402 | STOCK OPTION EXERCISE | adopted Nov 25, 2025 | none found |
| Feb 10, 2026 | Schwab Charles R. Officer, Director |
32,413 | $3,422,080 | LEVERAGED BUYOUT | none given | none found |
| Feb 9, 2026 | Schwab Charles R. Officer, Director |
126,200 | $13,446,547 | LEVERAGED BUYOUT | none given | none found |
| Feb 6, 2026 | DODDS CHRISTOPHER V Director |
11,825 | $1,236,314 | STOCK OPTION | none given | none found |
| Feb 4, 2026 | Schwab Charles R. Officer, Director |
71,975 | $7,485,400 | LEVERAGED BUYOUT | none given | none found |
| Feb 4, 2026 | Bettinger Walter W Director |
162,462 | $16,936,664 | STOCK OPTION EX | none given | none found |
| Feb 3, 2026 | Bettinger Walter W Director |
162,462 | $16,855,433 | STOCK OPTION EX | none given | none found |
| Feb 3, 2026 | Schwab Charles R. Officer, Director |
96,625 | $10,000,688 | LEVERAGED BUYOUT | none given | none found |
| Feb 2, 2026 | Morgan Peter J. III Officer |
7,595 | $792,796 | STOCK OPTION | none given | none found |
| Jan 29, 2026 | Schwab Charles R. Officer, Director |
145,650 | $15,023,798 | LEVERAGED BUYOUT | none given | none found |
| Jan 28, 2026 | Schwab Charles R. Officer, Director |
71,437 | $7,368,727 | VARIOUS METHODS & DATES | none given | none found |
| Jan 26, 2026 | Schwab Charles R. Officer, Director |
134,895 | $13,904,976 | STOCK OPTION EXERCISE | none given | none found |
| Jan 22, 2026 | Schwab-Pomerantz Carolyn Director |
42,865 | $4,509,006 | GIFT | none given | none found |
| Dec 23, 2025 | Beatty Jonathan S Officer |
4,000 | $414,020 | STOCK OPTION EXERCISE | adopted May 28, 2025 | none found |
| Nov 7, 2025 | Craig Jonathan M. Officer |
35,188 | $3,355,028 | STOCK OPTIONS EXERCISE | none given | none found |
| Oct 29, 2025 | Schwab Charles R. Officer, Director |
44,750 | $4,206,500 | LEVERAGED BUYOUT | none given | none found |
| Oct 28, 2025 | Schwab Charles R. Officer, Director |
64,400 | $6,053,600 | LEVERAGED BUYOUT | none given | none found |
From the Form 144 XML filed with the SEC, since Oct 28, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.
Work on SCHW in a spreadsheet:
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