STTState Street Corporation
State Street Corporation is one of the world’s leading providers of financial services to institutional investors, including investment servicing, markets and financing solutions and investment management. 10-K, Item 1
- Headquarters
- Boston, MA
- CEO
- Hanley Ronald P. O
- Next results
- around Jan 15, 2027
What STT's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Facts only; most of these sales are routine, such as selling shares from vesting stock awards.
Trading plans adopted or ended
5 plans still running: Ronald O'Hanley, Kathryn M. Horgan, Bradford Hu, Ronald O’Hanley.
| Insider | What | Date | Shares | Runs to | Reported in |
|---|---|---|---|---|---|
| Ronald O'Hanley Chairman, Chief Executive Officer and President |
Adopted 10b5-1 plan | Aug 14, 2026 | up to 129,604 | Dec 31, 2027 | 10-Q Oct 28, 2026 |
| Kathryn M. Horgan Executive Vice President |
Adopted 10b5-1 plan | Aug 7, 2026 | up to 12,874 | Dec 11, 2026 | 10-Q Oct 28, 2026 |
| Kathryn M. Horgan Executive Vice President |
Adopted 10b5-1 plan | Mar 12, 2026 | up to 11,023 | Dec 31, 2026 | 10-Q Apr 29, 2026 |
| Bradford Hu Executive Vice President |
Adopted 10b5-1 plan | Feb 24, 2026 | up to 80,036 | May 27, 2027 | 10-Q Apr 29, 2026 |
| Ronald O’Hanley Chairman, Chief Executive Officer and President |
Adopted 10b5-1 plan | Nov 26, 2025 | not stated | Nov 30, 2026 | 10-K Feb 19, 2026 |
The company's descriptionThe following table describes contracts, instructions or written plans for the sale or purchase of our securities adopted by executive officers during the fourth quarter of 2025, which are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), referred to as a Rule 10b5-1 trading plan. Name and Title Date of Adoption of Rule 10b5-1 Trading Plan Scheduled Expiration Date of Rule 10b5-1 Trading Plan (1) Aggregate Number of Securities to Be Purchased or Sold Ronald O’Hanley Chairman, Chief Executive Officer and President 11/26/2025 11/30/2026 Sale of up to 130,216 shares of common stock in transactions during 2025 and 2026 (1) A trading plan may also expire on such earlier date as all transactions under the trading plan are completed. | |||||
| Kathryn M. Horgan Executive Vice President |
Adopted 10b5-1 plan | Aug 29, 2025 | up to 11,352 | Feb 27, 2026 | 10-Q Oct 30, 2025 |
The company's descriptionThe following table describes contracts, instructions or written plans for the sale or purchase of our securities adopted by executive officers during the third quarter of 2025, which are intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), referred to as a Rule 10b5-1 trading plan. Name and Title Date of Adoption of Rule 10b5-1 Trading Plan Scheduled Expiration Date of Rule 10b5-1 Trading Plan (1) Aggregate Number of Securities to Be Purchased or Sold Kathryn M. Horgan Executive Vice President 8/29/2025 2/27/2026 Sale of up to 11,352 shares of common stock in transactions during 2025 and 2026 (1) A trading plan may also expire on such earlier date as all transactions under the trading plan are completed. | |||||
| Ronald O'Hanley Irrevocable Trust(2) |
Adopted 10b5-1 plan | Feb 27, 2025 | up to 82,350 | Aug 15, 2025 | 10-Q May 1, 2025 |
| Kathryn M. Horgan Executive Vice President |
Adopted 10b5-1 plan | Feb 26, 2025 | up to 11,120 | May 29, 2026 | 10-Q May 1, 2025 |
| Ann Fogarty Executive Vice President |
Adopted 10b5-1 plan | Aug 21, 2024 | up to 14,200 | Aug 29, 2025 | 10-Q Oct 31, 2024 |
| Kathryn M. Horgan Executive Vice President |
Adopted 10b5-1 plan | Aug 21, 2024 | up to 12,500 | Aug 29, 2025 | 10-Q Oct 31, 2024 |
| Eric W. Aboaf Vice Chairman and Chief Financial Officer |
Adopted 10b5-1 plan | Apr 29, 2024 | up to 28,000 | May 30, 2025 | 10-Q Aug 1, 2024 |
The company's descriptionThe following table describes a contract, instruction or written plan for the sale or purchase of our securities adopted by an executive officer during the second quarter of 2024, which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), referred to as a Rule 10b5-1 trading plan. Name and Title Date of Adoption of Rule 10b5-1 Trading Plan Scheduled Expiration Date of Rule 10b5-1 Trading Plan (1) Aggregate Number of Securities to Be Purchased or Sold Eric W. Aboaf Vice Chairman and Chief Financial Officer 4/29/2024 5/30/2025 Sale of up to 28,000 shares of common stock in several transactions during 2024 and 2025 (1) A trading plan may also expire on such earlier date as all transactions under the trading plan are completed. | |||||
| Donna Milrod Executive Vice President |
Adopted 10b5-1 plan | Feb 29, 2024 | up to 7,545 | 427 days | 10-Q May 2, 2024 |
| Eric W. Aboaf Vice Chairman and Chief Financial Officer |
Adopted plan | Nov 17, 2023 | up to 24,000 | 196 days | 10-K Feb 15, 2024 |
| Louis D. Maiuri Former President and Chief Operating Officer |
Adopted plan | Nov 17, 2023 | up to 7,400 | 104 days | 10-K Feb 15, 2024 |
| Kathryn M. Horgan Executive Vice President, Chief Human Resources and Corporate Citizenship Officer |
Adopted 10b5-1 plan | May 22, 2023 | up to 12,006 | – | 10-Q Jul 28, 2023 |
From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 15 filings checked since Apr 27, 2023.
Form 144 notices of planned sales
| Filed | Seller | Shares | Value | Shares came from | 10b5-1 plan | Form 4 sales after |
|---|---|---|---|---|---|---|
| Oct 26, 2026 | Hu W. Bradford Officer |
7,099 | $1,197,104 | Restricted Stock Vesting | adopted Feb 23, 2026 | 7,099 shares from Oct 26, 2026 |
| Oct 20, 2026 | O HANLEY RONALD P Officer, Director |
14,554 | $2,395,588 | Restricted Stock Vesting | adopted Nov 26, 2025 | 14,554 shares from Oct 20, 2026 |
| Aug 31, 2026 | Schaefer Elizabeth Former Officer |
500 | $96,058 | Restricted Stock Vesting | none given | none found |
| Aug 3, 2026 | Schaefer Elizabeth Officer |
500 | $90,598 | Restricted Stock Vesting | none given | 500 shares from Aug 3, 2026 |
| Jul 24, 2026 | Hu W. Bradford Officer |
9,758 | $1,800,546 | Restricted Stock Vesting | adopted Feb 23, 2026 | 9,758 shares from Jul 24, 2026 |
| Jul 21, 2026 | Horgan Kathryn M Officer |
5,523 | $1,017,171 | Restricted Stock Vesting | adopted Mar 12, 2026 | 5,523 shares from Jul 21, 2026 |
| Jul 21, 2026 | O HANLEY RONALD P Officer, Director |
14,553 | $2,680,226 | Restricted Stock Vesting | adopted Nov 26, 2025 | 14,553 shares from Jul 21, 2026 |
| Jun 11, 2026 | Horgan Kathryn M Officer |
5,500 | $895,290 | Restricted Stock Vesting | adopted Mar 12, 2026 | 5,500 shares from Jun 11, 2026 |
| Jun 8, 2026 | RICHARDS MICHAEL L Officer |
1,500 | $243,210 | Restricted Stock Vesting | none given | 1,500 shares from Jun 8, 2026 |
| May 26, 2026 | O HANLEY RONALD P Officer, Director |
14,553 | $2,260,809 | Restricted Stock Vesting | adopted Nov 26, 2025 | 14,553 shares from May 26, 2026 |
| May 26, 2026 | Hu W. Bradford Officer |
9,212 | $1,431,084 | Restricted Stock Vesting | adopted Feb 23, 2026 | 9,212 shares from May 26, 2026 |
| May 13, 2026 | Schaefer Elizabeth Officer |
500 | $75,435 | Restricted Stock Vesting | none given | 500 shares from May 13, 2026 |
| Apr 22, 2026 | TAHIRI MOSTAPHA Officer |
9,611 | $1,469,827 | Restricted Stock Vesting | none given | none found |
| Apr 22, 2026 | RICHARDS MICHAEL L Officer |
3,000 | $461,672 | Restricted Stock Vesting | none given | none found |
| Mar 11, 2026 | THE JOHN & LISA PLANSKY REV TRUST Officer |
16,100 | $2,001,684 | Restricted stock vesting under a registered plan | none given | none found |
| Mar 2, 2026 | O HANLEY RONALD P Officer, Director |
29,107 | $3,658,750 | Restricted Stock Vesting | adopted Nov 26, 2025 | none found |
| Feb 24, 2026 | RICHARDS MICHAEL L Officer |
2,500 | $319,775 | Restricted Stock Vesting | none given | none found |
| Feb 23, 2026 | Horgan Kathryn M Officer |
5,676 | $721,420 | Restricted Stock Vesting | adopted Aug 28, 2025 | none found |
| Feb 23, 2026 | AMBROSIUS JOERG Officer |
8,765 | $1,121,920 | Restricted Stock Vesting | none given | none found |
| Nov 28, 2025 | Horgan Kathryn M Officer |
5,676 | $672,890 | Restricted Stock Vesting | adopted Aug 28, 2025 | none found |
| Nov 17, 2025 | Keating Mark R Officer |
572 | $65,049 | Restricted Stock Vesting | none given | none found |
| Oct 27, 2025 | RICHARDS MICHAEL L Officer |
1,500 | $175,860 | Restricted Stock Vesting | none given | none found |
From the Form 144 XML filed with the SEC, since Oct 27, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.
Work on STT in a spreadsheet:
Excel workbook (a sheet per section, ten years by column, charts, links to the filings) ·
CSV.
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