Schedule 13D filings from the last 90 days. A 13D is required within 10 days of crossing 5% of a company by anyone who does
not hold it passively. Item 4 says what the owner intends: board seats, a sale, a buyback, or nothing in particular. Quoted as filed.
295 filings.
Nov 4, 202613DVVR Invesco Senior Income Trust5.2%of VVR's sharesnew stake, above 5%
Saba Capital Management, L.P.known activist and 2 more reporting persons · 7.98M shares · event Nov 2, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the Common Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Trustees (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in the Common Shares and the Issuer, including, without limitation, matters concerning the Issuer's business, operations, board appointments, governance, performance, management, capital…
Nov 4, 202613D Constitution Capital Access Fund, LLC63.6%of the sharesnew stake, above 5%
Universities Superannuation Scheme Ltd as sole corporate trustee for Universities Superannuation Scheme · 42.44M shares · event Sep 30, 2026
Item 4, purpose of the transaction: The Reporting Person acquired the Class I Shares subject to this Schedule 13D for investment purposes. Subject and pursuant to the terms of the Agreement (as described and defined below), L8 has requested, and will continue to request, to tender its Class I Shares of the Fund in each repurchase offer conducted by the Fund. Other than the foregoing, the Reporting Person has no present plans or proposals that relate to or would result in any additional actions described in subparagraphs (a) through (j) of Item 4 of Schedule 13D.
As of September 30, 2026, the Reporting Person disposed of a portion of its Class I Shares as a part of its quarterly tender process.
SK hynix Inc. and 2 more reporting persons · 6.10M shares · event Oct 29, 2026
Item 4, purpose of the transaction: The information set forth in Item 6 of this Schedule 13D is hereby incorporated by reference.
Other than as set forth in this Schedule 13D, the Reporting Persons do not have any present plans or proposals which relate to or would result in: (i) any acquisition by any person of additional securities of the Issuer, or any disposition of securities of the Issuer; (ii) any extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (iii) any sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (iv) any change in the board or management of the Issuer, including any plans or proposals t…
Nov 3, 202613D SPACCircle Acquisition Corp.34.5%of the sharesnew stake, above 5%
Spaccircle Sponsor LLC and 3 more reporting persons · 5.27M shares · event Oct 28, 2026
Item 4, purpose of the transaction: In connection with the organization of the Issuer, on April 22, 2026, 5,750,000 Class B Ordinary Shares (the "Founder Shares") were purchased by the Sponsor for the amount of $25,000, pursuant to a Securities Subscription Agreement, dated as of April 22, 2026, by and between the Sponsor and the Issuer (the "Founder Share Purchase Agreement"), as more fully described in Item 6 of this Schedule 13D which information is incorporated herein by reference. On November 2, 2026, the Sponsor forfeited 750,000 Class B Ordinary Shares as a result of the forfeiture by the underwriters in the IPO of their over-allotment option. On October 28, 2026, simultaneously with the consummation of the IPO, the Spo…
Gregory D. Wasson and 1 more reporting person · 18.75M shares · event Oct 27, 2026
Item 4, purpose of the transaction: Private Placement
The securities were acquired for investment and participation in the Issuer's financing and business-development strategy pursuant to the Securities Purchase Agreement dated as of October 26, 2026, among the Issuer and the purchasers party thereto (the "Purchase Agreement"). At the initial closing on October 27, 2026 (the "Initial Closing"), Wasson LLC and G&K acquired the securities described in Item 3. The Purchase Agreement contemplates additional rolling closings through an offering termination date no later than December 31, 2026, with aggregate proceeds targeted at approximately $5 million, subject to the agreement's maximum offering amount and conditions.
Prospecti…
Nov 2, 202613DVDTA Vertical Data Inc.18.7%of VDTA's sharesnew stake, above 5%
Soni Deven and 1 more reporting person · 2.86M shares · event Mar 11, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the securities reported in this statement as founder shares, upon exercise of stock options granted by the Issuer, and as compensation for services rendered to the Issuer. The Reporting Persons hold those securities for investment.
Mr. Soni serves as Chairman of the Board, President and Chief Executive Officer of the Issuer. In those capacities he participates in the management and direction of the business and affairs of the Issuer and may be deemed to have the ability to influence the control of the Issuer. Ms. Gupta holds no position with the Issuer.
The Issuer has publicly disclosed that it is pursuing a listing of its common stock on a national securitie…
Item 4, purpose of the transaction: (a) The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer
Nov 2, 202613DSEER Seer, Inc.4.7%of SEER's sharesnew stake, above 5%
BML Investment Partners, L.P. and 1 more reporting person · 2.60M shares · event Nov 2, 2026
Item 4, purpose of the transaction: On November 2, the Reporting Person sent a letter to the Board expressing disappointment in the Board's decision to remain a public company.
Nov 2, 202613DDIN Dine Brands Global, Inc.4.3%of DIN's sharesnew stake, above 5%
Arkhouse Management Co. LP and 4 more reporting persons · 547K shares · event Oct 26, 2026
Item 4, purpose of the transaction: The Reporting Persons believe that the Issuer's Common Stock is undervalued and represents an attractive investment opportunity.
On October 26, 2026, Arkhouse Management (together with its affiliates, "Arkhouse") and Cobblers Cove Capital LP ("Cobblers Cove") delivered to the Board of Directors of the Issuer (the "Issuer's Board") a non-binding proposal (the "Proposal") to acquire all of the outstanding shares of Common Stock of the Issuer for $39.00 per share, in cash. A copy of the Proposal is filed herewith as Exhibit 99.1 and is incorporated herein by reference. Also on October 26, 2026, Arkhouse and Cobblers Cove executed a non-binding summary of proposed terms (the "Term Sheet") outli…
Nov 2, 202613D Hamilton Lane Venture Capital & Growth Fund17.6%of the sharesnew stake, above 5%
Hamilton Lane Advisors, L.L.C. · 2.40M shares · event Jul 28, 2025
Item 4, purpose of the transaction: The information set forth under Items 3, 5 and 6 of this Schedule 13D is incorporated herein by reference.
All of the securities reported herein as beneficially owned by HLA were acquired for investment purposes, subject to the following. Depending on market conditions and other factors (including evaluation of the Issuer's businesses and prospects, availability of funds, alternative uses of funds and general economic conditions and additional contributions by clients), the Reporting Person may from time to time acquire beneficial ownership of additional securities of the Issuer or dispose of all or a portion of their investment in the Issuer.
HLA is the Issuer's investment adviser and is …
Nov 2, 202613DDIN Dine Brands Global, Inc.1.4%of DIN's sharesnew stake, above 5%
Cobblers Cove Capital LP and 3 more reporting persons · 172K shares · event Oct 26, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the shares reported herein, as applicable, because they believed the shares represented an attractive investment opportunity.
Cobblers Cove believes that the Issuer's Common Stock is undervalued and represents an attractive investment opportunity.
On October 26, 2026, Cobblers Cove and Arkhouse Management Co. LP ("Arkhouse") delivered to the Board of Directors of the Issuer (the "Issuer's Board") a non-binding proposal (the "Proposal") to acquire all of the outstanding shares of Common Stock of the Issuer for $39.00 per share, in cash. A copy of the Proposal is filed herewith as Exhibit 99.1 and is incorporated herein by reference. Also on October 26, 2026, C…
Nov 2, 202613D MSG Rangers Corp.13.2%of the sharesnew stake, above 5%
James L. Dolan and 24 more reporting persons · 1.49M shares · event Oct 26, 2026
Item 4, purpose of the transaction: The information contained in Item 6 of this Schedule 13D is incorporated by reference.
On October 26, 2026, MSG Knickerbockers Corp., which was formerly known as Madison Square Garden Sports Corp. ("MSG Knickerbockers"), completed a spin-off of the Issuer, by distributing all of the Common Stock of the Issuer to MSG Knickerbockers' stockholders (the "Distribution"). In connection with the Distribution (i) holders of record of MSG Knickerbockers Class A common stock as of the close of business, New York City time, on October 20, 2026 (the "record date"), received one share of Issuer Class A Common Stock for every two shares of MSG Knickerbockers Class A common stock held, (ii) holders of rec…
Item 4, purpose of the transaction: While the Reporting Person intends to exercise its rights as majority stockholder of the Issuer, neither the Reporting Person nor any of the Insiders currently has any plans or proposals which relate to or would result in: (a) the acquisition by any person of additional securities of the Issuer or the disposition of securities of the Issuer; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (d) any change in the present Board of Directors or management of the Issuer, including any plans or proposals to cha…
Oct 30, 202613DLEE LEE ENTERPRISES, Inc14.4%of LEE's sharesnew stake, above 5%
Quint Digital Ltd · 3.24M shares · event Oct 29, 2026
Item 4, purpose of the transaction: The Reporting Person acquired the Common Stock to which this Schedule 13D relates in the ordinary course of business as a long-term strategic investment. Consistent with such purposes, the Reporting Person may engage constructively with the Issuer's management and Board of Directors in support of the Issuer's long-term success. Such engagement may include discussions regarding potential Board representation, which would be pursued cooperatively with the Issuer and subject to applicable contractual and legal requirements. The Reporting Person does not currently intend to seek control of the Issuer or to initiate a contested solicitation for the election of directors.
The Reporting Person is …
Oct 30, 202613DRADB Bradbury Capital Inc.7.2%of RADB's sharesnew stake, above 5%
Benjamin Tan Hua Boon · 2.00M shares · event Oct 6, 2026
Item 4, purpose of the transaction: The acquisition by Benjamin Tan Hua Boon of the Shares (as hereinafter defined) as described herein was effected because of the belief that the Shares represent an attractive investment. Depending on prevailing market, economic and other conditions, Benjamin Tan Hua Boon may from time to time acquire additional Shares or engage in discussions with the Company concerning future acquisitions of shares of its capital stock. Such acquisitions may be made by means of open-market purchases, privately negotiated transactions, direct acquisitions from the Company or otherwise. Benjamin Tan Hua Boon intends to review his investment in the Company on a continuing basis and, depending upon the price an…
Oct 30, 202613D Ives Ultra AI Opportunities Inc.9.4%of the sharesnew stake, above 5%
YA II PN, Ltd. and 6 more reporting persons · 2.50M shares · event Oct 31, 2026
Item 4, purpose of the transaction: The Reporting Persons entered into the Option and expect to exercise the Option and acquire the securities reported herein for investment purposes, subject to the following:
The Reporting Persons have engaged, and intend to continue to engage, in communications with the Issuer's Board of Directors (the "Board") and management team regarding opportunities to enhance stockholder value. The Reporting Persons intend to discuss their views with respect to the foregoing matters with the Issuer, its stockholders and other market participants.
No Reporting Person has any present plan or proposal which would relate to or result in any of the matters set forth in subparagraphs (a) - (j) of Item 4 of…
Oct 29, 202613DZVIA Zevia PBC16.1%of ZVIA's sharesnew stake, above 5%
Bubble Holdings, LLC and 2 more reporting persons · 13.81M shares · event Oct 22, 2026
Item 4, purpose of the transaction: Investment: The Reporting Persons acquired the Series A Preferred Stock for investment purposes. Under the October 22, 2026 Securities Purchase Agreement, Bubble Holdings agreed to invest up to $20 million, purchasing 15,000 preferred shares for $15 million at the initial closing and potentially another 5,000 shares for $5 million at a deferred closing.
Deferred investment: The additional $5 million is generally conditioned on the Issuer achieving 2026 net sales of at least $172.5 million and Adjusted EBITDA of at least negative $3 million, together with certain customary closing conditions. Bubble may waive these financial conditions or elect to close early, in which case they are automati…
Oct 29, 202613DLUDG Ludwig Enterprises, Inc.74.9%of LUDG's sharesnew stake, above 5%
Foxo Technologies Inc. · 500.00M shares · event Oct 25, 2026
Item 4, purpose of the transaction: FOXO entered into the Purchase Agreements, the Voting Agreements and the Note Purchase Agreement for the purpose of acquiring voting control of the Issuer. If the transactions close, FOXO would hold the 5,000,000 Subject Preferred Shares, representing approximately 71.4% of the outstanding Preferred Stock as represented in the Purchase Agreements, and approximately 57.7% of the combined voting power of the outstanding Common Stock and Preferred Stock voting together (500,000,000 of 867,166,897 votes, based on the Common Stock outstanding as of May 28, 2026 reported in the Issuer's Form 10-Q and 7,000,000 outstanding shares of Preferred Stock). This combined voting power percentage differs fr…
Item 4, purpose of the transaction: The Reporting Person acquired the Ordinary Shares beneficially owned by him for investment purposes and intends to review his investment in the Issuer on a continuing basis.
The Reporting Person is dissatisfied with the Issuer's performance and the resulting impact on shareholder value. The Reporting Person intends to engage in discussions with the Issuer's management and Board of Directors (the "Board"), as well as other shareholders and interested parties, concerning the Issuer's business, operations, financial performance, strategy, management, corporate governance, Board composition and other matters relating to the Issuer.
In particular, the Reporting Person opposes the proposed incre…
Item 4, purpose of the transaction: The Reporting Person acquired the shares of Common Stock reported on this Schedule 13D in connection with the Business Combination for investment purposes.
Except as described in this Schedule 13D, the Reporting Person does not have any present plans or proposals that relate to or would result in any of the actions described in clauses (a) through (j) of Item 4 of Schedule 13D. The Reporting Person may, however, in the future consider, explore and/or develop plans and/or make proposals (whether preliminary or final) with respect to, among other things, extraordinary transactions and transactions relating to a material amount of the Issuer's assets, dividend policy, composition of the Board …
Oct 28, 202613DSWBI Smith & Wesson Brands, Inc.16.7%of SWBI's sharesnew stake, above 5%
JDH Capital I, L.P. and 4 more reporting persons · 8.99M shares · event Oct 21, 2026
Item 4, purpose of the transaction: Mergers
On October 21, 2026 (the "Closing Date"), the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Tristar Merger Sub, LLC, a wholly owned subsidiary of the Issuer ("Merger Sub"), Long Range Intermediate LLC ("Savage"), and Savarms, L.P. ("Seller"), a wholly owned subsidiary of JDH Capital I, L.P., and concurrently consummated the transactions contemplated thereby (the "Closing"). Pursuant to the Merger Agreement, (i) Merger Sub merged with and into Savage, with Savage surviving such merger as a wholly owned subsidiary of the Issuer, and (ii) immediately thereafter, and as part of an integrated plan, Savage merged with and into the I…
Oct 28, 202613DNEWH NewHydrogen, Inc.42.7%of NEWH's sharesnew stake, above 5%
SunHydrogen, Inc. · 610.95M shares · event Oct 23, 2026
Item 4, purpose of the transaction: The purpose of SunHydrogen's acquisition of securities of NewHydrogen was to make a strategic investment in NewHydrogen and to explore potential technical and commercial collaboration between SunHydrogen and NewHydrogen in the field of renewable hydrogen production.
SunHydrogen does not have any plans or proposals which would relate to or would result in any of the following:
(a) The acquisition by any person of additional securities of NewHydrogen, or the disposition of securities of NewHydrogen, provided that, SunHydrogen may, in its discretion, acquire additional shares of NewHydrogen by exercising the warrants SunHydrogen acquired under the purchase agreement in accordance with the ter…
Oct 28, 202613DBKU BankUnited, Inc.5.0%of BKU's sharesnew stake, above 5%
HoldCo Opportunities Fund V, L.P. and 5 more reporting persons · 3.54M shares · event Oct 21, 2026
Item 4, purpose of the transaction: The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their position in the Issuer through, among other things, the purchase or sale of Shares on the open market or in private transactions or otherwise, on such terms and at such times as the Reporting Persons may deem advisable.
The Reporting Person…
Oct 26, 202613DSNES SenesTech, Inc.5.4%of SNES's sharesnew stake, above 5%
LeBeau Justin Michael · 295K shares · event Oct 23, 2026
Item 4, purpose of the transaction: The Reporting Person acquired the shares of Common Stock reported herein for investment purposes because he believes the Common Stock is significantly undervalued relative to the Issuer's underlying product potential and market opportunity.
The Reporting Person believes that, in order to unlock stockholder value, the Issuer's Board of Directors (the "Board") and management team should exercise greater capital discipline, reduce operating expenses, and better align management and Board compensation and incentives with the interests of common stockholders. In particular, the Reporting Person believes the Issuer should end its recurring practice of dilutive equity offerings, which he believes …
Item 4, purpose of the transaction: The purpose of the transaction is for investment purposes only and not for the purpose of changing of influencing control of PRIMECAP Odyssey Discovery ETF ("POMG").
The Reporting Person may seek to acquire additional Shares of POMG and/or may dispose of some or all of their Shares, from time to time, by selling such Shares on the secondary market or otherwise, depending on price, market liquidity, developments affecting POMG.