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Activists and 5% owners

Schedule 13D filings from the last 90 days. A 13D is required within 10 days of crossing 5% of a company by anyone who does not hold it passively. Item 4 says what the owner intends: board seats, a sale, a buyback, or nothing in particular. Quoted as filed.

295 filings.

Nov 9, 2026 13D GAME GameSquare Holdings, Inc. 5.4% of GAME's shares new stake, above 5%
Credenza, Inc. · 979K shares · event Oct 26, 2026
Item 4, purpose of the transaction: The Reporting Person acquired the securities reported herein as consideration for the contribution of assets under the Contribution Agreement and holds such securities for investment purposes. Sanzib Khaund, the Chief Executive Officer of the Reporting Person, is the Chief Technology Officer of the Issuer and, in such capacity, may from time to time participate in discussions and decisions of the Issuer's management regarding the matters described in this Item 4. Pursuant to the Contribution Agreement, effective as of the Closing the Issuer agreed to appoint to its board of directors two individuals, each separately nominated by one of two Seller Securityholders designated as a "Designating…
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Nov 9, 2026 13D ENGS Energys Group Ltd 98.9% of ENGS's shares new stake, above 5%
LAU Michael Kwok Yan and 2 more reporting persons · 10.81M shares · event Apr 10, 2026
Item 4, purpose of the transaction: The Reporting Persons hold the Class B Ordinary Shares of the Issuer for investment purposes.
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Nov 9, 2026 13D GMHS Gamehaus Holdings Inc. 31.5% of GMHS's shares new stake, above 5%
Xie Feng and 4 more reporting persons · 26.60M shares · event Nov 2, 2026
Item 4, purpose of the transaction: On November 2, 2026, the Issuer entered into a share purchase agreement (the "Share Purchase Agreement") with Techforge Co., Ltd ("Techforge"), Funtery and certain other shareholders of Techforge (collectively with Funtery, the "Sellers"), pursuant to which the Issuer agreed to purchase a certain number of ordinary shares of Techforge from the Sellers (the "Share Purchase"), at an aggregate consideration of US$19,600,000 (the "Consideration"), payable solely through newly issued Class A Ordinary Shares of the Issuer. Techforge is a Cayman Islands exempted company that, through its wholly-owned Singapore subsidiary, Anamana Pte. Ltd., operates an artificial intelligence-native integrated micr…
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Nov 9, 2026 13D Aspen Neuroscience, Inc. 12.9% of the shares new stake, above 5%
ARCH Venture Fund X, L.P. and 12 more reporting persons · 3.75M shares · event Nov 2, 2026
Item 4, purpose of the transaction: AVF X, AVF X Overage, AVF XIV and the other Reporting Persons acquired the Common Stock for investment purposes. Depending on market conditions, the continuing evaluation of the business and prospects of the Issuer and other factors, AVF X, AVF X Overage, AVF XIV and other Reporting Persons may dispose of or acquire additional shares of Common Stock of the Issuer. Except as set forth above, none of the Reporting Persons has any present plans which relate to or would result in the matters set forth in subparagraphs (a) - (j) of Item 4 of Schedule 13D.
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Nov 9, 2026 13D HIHO Highway Holdings Ltd 16.7% of HIHO's shares new stake, above 5%
Lazar David E. · 925K shares · event Nov 4, 2026
Item 4, purpose of the transaction: Pursuant to the SPA, as further described in Item 6, effective as of the Closing, (a) the Reporting Person and a nominee selected by the Reporting Person (the "Initial Purchaser Nominee") were appointed as members of the Issuer's Board of Directors (the "Board"), (b) the Reporting Person was appointed as the Chief Executive Officer of the Issuer, and (c) Roland W. Kohl, Alan Chan and Ringo Tsang resigned as executive officers of the Issuer. In addition, Roland W. Kohl, Annie Hoi Ling Leung, Brian Chong Tat Chu and Doron Aharonov have each delivered a resignation letter as a director of the Issuer, which resignations will become effective immediately after Shareholder Approval (as defined bel…
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Nov 9, 2026 13D MERC Mercer International Inc. 0.0% of MERC's shares new stake, above 5%
Redwood Capital Management LLC and 4 more reporting persons · event Nov 2, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the Shares for investment purposes. On November 2, 2026, certain funds managed by Redwood, in their capacity as holders of the Issuer's 12.875% Senior Notes due 2028 and 5.125% Senior Notes due 2029 (together, the "Senior Notes"), entered into the RSA and the Backstop Commitment Letter described in Item 6. On November 3, 2026, the Reporting Persons sold all of the Shares held by them. If consummated, the Restructuring described in Item 6 would result in one or more of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D, as described in the Issuer's Current Report on Form 8-K filed on November 3, 2026. Except as set forth in this Schedule …
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Nov 6, 2026 13D BRR Silvia, Inc. 5.6% of BRR's shares new stake, above 5%
Shain Noor · 4.23M shares · event Oct 19, 2026
Item 4, purpose of the transaction: The Reporting Person acquired the shares of Common Stock reported in this Schedule 13D (i) as consideration in the Silvia Merger in exchange for his equity interest in CFO Silvia, a company he co-founded and of which he served as President and Chief Executive Officer prior to the Silvia Merger, and (ii) as compensation for his services as an officer of the Issuer. Since the Closing Date, the Reporting Person has served as Chief Technology Officer of the Issuer, reporting to the Issuer's Chief Executive Officer. The Reporting Person is not a director of the Issuer.1 This Schedule 13D is being filed because the Reporting Person's beneficial ownership exceeded five percent of the outstanding C…
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Nov 6, 2026 13D NIPG NIP Group Inc. 15.2% of NIPG's shares new stake, above 5%
Seventh Hokage Management Limited and 2 more reporting persons · 86.04M shares · event Oct 30, 2026
Item 4, purpose of the transaction: The information set forth in Item 3 is hereby incorporated by reference in its entirety. The beneficial ownership that is the subject of this Schedule 13D was acquired for investment purposes. The Reporting Persons review its investments in the Issuer on a continuing basis. Depending on overall market conditions, performance and prospects of the Issuer, subsequent developments affecting the Issuer, other investment opportunities available to the Reporting Persons and other investment considerations, the Reporting Persons may acquire additional securities, make investment arrangements with respect to the securities beneficially owned, or to continue to hold its existing position in the secur…
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Nov 6, 2026 13D NIPG NIP Group Inc. 9.4% of NIPG's shares new stake, above 5%
Tang Heng · 53.34M shares · event Oct 30, 2026
Item 4, purpose of the transaction: The information set forth in Item 3 is hereby incorporated by reference in its entirety. The beneficial ownership that is the subject of this Schedule 13D was acquired for investment purposes. The Reporting Person reviews his investments in the Issuer on a continuing basis. Depending on overall market conditions, performance and prospects of the Issuer, subsequent developments affecting the Issuer, other investment opportunities available to the Reporting Person and other investment considerations, the Reporting Person may acquire additional securities, make investment arrangements with respect to the securities beneficially owned, or to continue to hold its existing position in the securit…
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Nov 6, 2026 13D VISM Visium Technologies, Inc. 48.8% of VISM's shares new stake, above 5%
Dr. Bo Niclas Adler and 1 more reporting person · 620.00M shares · event Apr 3, 2026
Item 4, purpose of the transaction: The Reporting Persons review their investment in the Issuer on a regular and continuing basis. As of the date of this statement, the Reporting Persons have the following plans or proposals of the kinds described in Item 4. None is the subject of a definitive agreement, and each may change or be abandoned. (a) Acquisition or disposition of securities. The Reporting Persons may acquire additional securities of the Issuer, or dispose of securities of the Issuer, from time to time. (b) and (c) Extraordinary transactions and sales of assets. Dr. Adler has discussed with the Issuer possible transactions in which the Issuer would acquire businesses or assets, including businesses in which Dr. Adler…
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Nov 6, 2026 13D Bambusa Therapeutics, Inc. 14.6% of the shares new stake, above 5%
RA Capital Management, L.P. and 3 more reporting persons · 7.43M shares · event Oct 30, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the common stock reported herein for investment purposes and not with an intent, purpose or effect of changing control of the Issuer. The Reporting Persons may, from time to time, acquire additional equity securities or debt securities of the Issuer, which debt securities may be convertible or non-convertible, secured or unsecured, and could involve the monetization of potential revenue streams deriving from development-stage or commercial programs of the Issuer, or dispose of Issuer securities they beneficially own, on the open market or in private transactions or otherwise (including by means of 10b5-1 programs), consistent with their investment purposes and …
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Nov 6, 2026 13D TGE The Generation Essentials Group 95.7% of TGE's shares new stake, above 5%
AMTD Group Inc. and 2 more reporting persons · 236.39M shares · event Nov 2, 2026
Item 4, purpose of the transaction: The information set forth in Item 3 is hereby incorporated by reference in its entirety. Except as set forth in this Statement or in the transaction document described herein, none of the Reporting Persons nor, to the best of their knowledge, any person named in Schedule A hereto, has any present plans or proposals to acquire additional securities of the Issuer. Each of the Reporting Persons and the person named in Schedule A hereto intends to review its shareholding on a regular basis and, as a result thereof, may at any time or from time to time determine, either alone or as part of a group, (i) to acquire additional securities of the Issuer, through open market purchases, privately negot…
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Nov 6, 2026 13D Cadeler plc 30.8% of the shares new stake, above 5%
BW Altor Pte. Ltd. · 109.35M shares · event Nov 2, 2026
Item 4, purpose of the transaction: The Reporting Person acquired all of the Shares to which this Statement relates in the Exchange Offer, which was completed in connection with the Redomiciliation. The Issuer launched the Exchange Offer on September 21, 2026. The Reporting Person tendered all of its 109,352,091 Predecessor Shares to the Predecessor Issuer in the Exchange Offer. The Exchange Offer expired on October 28, 2026, and Cadeler plc announced the final results of the Exchange Offer on November 2, 2026. Upon that announcement, the Reporting Person's tender of its Predecessor Shares, and its corresponding commitment to acquire the Shares of the Issuer, became irrevocable. As a result, as of November 2, 2026, the Report…
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Nov 6, 2026 13D GAUZ Gauzy Ltd 50.0% of GAUZ's shares new stake, above 5%
Manieu Alexandre Weinstein and 2 more reporting persons · 2.38M shares · event Oct 15, 2026
Item 4, purpose of the transaction: The information set forth in Items 3, 5 and 6 of this Schedule 13D is incorporated herein by reference. The Reporting Persons acquired the Ordinary Shares reported herein for investment purposes and to finance the Settlement and the Issuer's resulting financial rehabilitation. Pursuant to Section 4.14 of the Purchase Agreement, and as further agreed among Mr. Peso, Chutzpah and Kukac, the Reporting Persons have agreed to form a special purpose vehicle (the "SPV"), to be organized as an Israeli limited partnership whose limited partners are the Reporting Persons and whose general partner is to be owned by Chutzpah and Kukac, as soon as possible following the Closing, with the objective of f…
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Nov 6, 2026 13D AIFU Aifu Inc. 56.1% of AIFU's shares new stake, above 5%
Magnus Management Limited and 1 more reporting person · 34.33M shares · event Oct 12, 2026
Item 4, purpose of the transaction: The information set forth in Item 5 is hereby incorporated by reference into this Item 4. The Reporting Persons acquired beneficial ownership of the Ordinary Shares as described in this Schedule 13D for investment purposes. The Reporting Persons intend to review their investment in the Issuer on a continuing basis. Each Reporting Person may in the future take such actions with respect to its investment in the Issuer as it deems appropriate, including changing its current intentions, with respect to any or all matters required to be disclosed in this Schedule 13D, depending on various factors, including but not limited to the Issuer's business, prospects, financial position and strategic dir…
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Nov 6, 2026 13D XYF X Financial 48.0% of XYF's shares new stake, above 5%
Mangrove Coast Investment Limited and 2 more reporting persons · 110.87M shares · event Nov 6, 2026
Item 4, purpose of the transaction: On November 6, 2026, Mangrove Coast Investment Limited ("Mangrove") submitted a preliminary, non-binding letter (the "Proposal", incorporated herewith as Exhibit 99.2) to the board of directors of the Issuer (the "Board") related to the proposed acquisition of all of the ordinary Shares not beneficially owned by Mangrove for US$6.03 in cash per ADS, or US$1.005 in cash per ordinary Share (the "Proposed Transaction"). The Proposal is subject to a number of conditions, including, among other things, the negotiation and execution of definitive agreements and other related agreements mutually acceptable in form and substance to the Issuer and Mangrove. Neither the Issuer nor Mangrove is obligat…
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Nov 6, 2026 13D Aspen Neuroscience, Inc. 12.3% of the shares new stake, above 5%
Orbimed Advisors LLC and 1 more reporting person · 3.59M shares · event Nov 2, 2026
Item 4, purpose of the transaction: This Statement on Schedule 13D relates to the acquisition of Shares by the Reporting Persons. The Shares acquired by the Reporting Persons were acquired for the purpose of making an investment in the Issuer and not with the intention of acquiring control of the Issuer's business on behalf of the Reporting Persons' respective advisory clients. The Reporting Persons from time to time intend to review their investment in the Issuer on the basis of various factors, including the Issuer's business, financial condition, results of operations and prospects, general economic and industry conditions, the securities markets in general and those for the Issuer's Shares in particular, as well as other …
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Nov 6, 2026 13D BAK Braskem SA 4.0% of BAK's shares new stake, above 5%
Carlos Slim Helu and 9 more reporting persons · 13.83M shares · event Oct 30, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the ADSs representing Class A Shares described in Item 3 above for investment purposes and did not acquire such ADSs with the purpose, or with the effect, of changing or influencing control of the Issuer, or in connection with or as a participant in any transaction having that purpose or effect. No Reporting Person has any present plan or proposal which would relate to or result in any of the matters set forth in subparagraphs (a) - (j) of Item 4 of Schedule 13D except as set forth herein or such as would occur upon or in connection with completion of, or following, any of the actions discussed herein. The Reporting Persons intend to review their investment in…
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Nov 5, 2026 13D SKFG Stark Focus Group, Inc. 45.2% of SKFG's shares new stake, above 5%
MJG Polo LLC and 2 more reporting persons · 8.30M shares · event Jun 25, 2026
Item 4, purpose of the transaction: The purpose of the transaction is to allow the Reporting Persons to control the Issuer in order to change the line of business of the Issuer, such that it will develop, own, and operate data centers globally to support artificial intelligence infrastructure and related computing needs. Any actions the Reporting Persons might undertake may be made at any time and from time to time without prior notice and will be dependent upon the Reporting Persons' review of numerous factors, including, without limitation: an ongoing evaluation of the Issuer's business, financial condition, operations and prospects; price levels of the Issuer's securities; general market, industry and economic conditions; t…
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Nov 5, 2026 13D Third Point Private Capital Income Fund 100.0% of the shares new stake, above 5%
Third Point LLC known activist and 1 more reporting person · 161K shares · event Nov 3, 2026
Item 4, purpose of the transaction: Delticus acquired the securities reported herein for investment purposes, subject to the following: The information in Items 3, 5 and 6 of this Schedule 13D is incorporated herein by reference. The Common Shares reported herein were acquired for investment purposes. Depending on market conditions and other factors (including evaluation of the Issuer's businesses and prospects, availability of funds, alternative uses of funds and general economic conditions), the Reporting Persons may from time to time acquire additional securities of the Issuer or dispose of all or a portion of their investment in the Issuer. The Reporting Persons intend to review their investment in the Issuer on an ongoing…
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Nov 4, 2026 13D HLLK SDR Drone, Inc. 2.7% of HLLK's shares new stake, above 5%
Paul L. Strickland and 2 more reporting persons · 1.81M shares · event Jun 9, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired and held the securities to control and restructure the Issuer, which was a shell company, including the reverse split effective April 24, 2025, the reorganization with Jubilee Intel, LLC of September 26, 2024 and its unwinding on May 12, 2025, and the change of control to EQUORIX LLC and the acquisition of the Sundori drone intellectual property that closed June 9, 2026. The Reporting Persons disposed of their control position in that transaction. Mr. Strickland remains Secretary and a director. The Reporting Persons hold the remaining shares for investment and have no present plans or proposals that relate to or would result in any of the actions in paragraphs…
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Nov 4, 2026 13D YCBD cbdMD, Inc. 15.9% of YCBD's shares new stake, above 5%
Akretive Holdings LLC · 2.23M shares · event Oct 30, 2026
Item 4, purpose of the transaction: The Reporting Person acquired all of his securities pursuant to an Asset Purchase Agreement dated September 1, 2026, which provides the Reporting Person with the right to nominate a director for the Nominating and Corporate Governance Committee of the Issuer to consider. The Reporting Person also acquired a Senior Secured Promissory Note.
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Nov 4, 2026 13D MSIF Msc Income Fund, Inc. 5.0% of MSIF's shares new stake, above 5%
Main Street Capital CORP · 2.25M shares · event Nov 3, 2026
Item 4, purpose of the transaction: The Reporting Person intends to continuously review its investment in the Issuer, and may in the future determine (1) to acquire additional shares of Common Stock or other securities of the Issuer, through open market purchases, private transactions or otherwise, (2) to dispose of all or a portion of the securities of the Issuer owned by it or (3) to take any other available course of action. In connection with its ongoing review of its investments in the Issuer, the Reporting Person may take actions with respect to such investments in the Issuer, including communicating with the Board, members of management at the Adviser or other securityholders of the Issuer, or other third parties from …
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Nov 4, 2026 13D BHAV Acquisition Corp II 28.2% of the shares new stake, above 5%
BHAV Partners II LLC and 1 more reporting person · 4.06M shares · event Oct 28, 2026
Item 4, purpose of the transaction: Founder Shares - On June 25, 2026, the Sponsor acquired an aggregate of 5,750,000 Founder Shares for $25,000, or approximately $0.0043 per share. Subsequently, on October 23, 2026, the Sponsor forfeited 1,916,667 Founder Shares in a share recapitalization for no consideration, resulting in the Sponsor holding a total of 3,833,333 Founder Shares (at an effective purchase price per share of $0.0065), of which up to 500,000 are subject to forfeiture to the extent the underwriters do not exercise their over-allotment option in connection with the Issuer's initial public offering (the "IPO"). The Founder Shares will automatically convert into shares of Class A ordinary shares at the time of the I…
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Nov 4, 2026 13D PRSO Peraso Inc. 20.0% of PRSO's shares new stake, above 5%
Nant Capital, LLC and 1 more reporting person · 4.09M shares · event Oct 28, 2026
Item 4, purpose of the transaction: The information set forth in Item 3 of this Schedule is incorporated herein by reference. The Reporting Person acquired the shares of Common Stock, Pre-Funded Warrants and Common Warrants for investment purposes. From and after the Closing, for so long as the Purchaser and its affiliates beneficially own sixteen and seven-tenths percent (16.7%) or more of the Issuer's outstanding Common Stock (including, solely for this purpose, shares of Common Stock issuable upon exercise of the Pre-Funded Warrants), the Purchaser will have the right, but not the obligation, to designate two (2) individuals for appointment to the Issuer's board of directors, one of whom shall be the Reporting Person so l…
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