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Activists and 5% owners

Schedule 13D filings from the last 90 days. A 13D is required within 10 days of crossing 5% of a company by anyone who does not hold it passively. Item 4 says what the owner intends: board seats, a sale, a buyback, or nothing in particular. Quoted as filed.

8 filings.

Nov 5, 2026 13D Third Point Private Capital Income Fund 100.0% of the shares new stake, above 5%
Third Point LLC known activist and 1 more reporting person · 161K shares · event Nov 3, 2026
Item 4, purpose of the transaction: Delticus acquired the securities reported herein for investment purposes, subject to the following: The information in Items 3, 5 and 6 of this Schedule 13D is incorporated herein by reference. The Common Shares reported herein were acquired for investment purposes. Depending on market conditions and other factors (including evaluation of the Issuer's businesses and prospects, availability of funds, alternative uses of funds and general economic conditions), the Reporting Persons may from time to time acquire additional securities of the Issuer or dispose of all or a portion of their investment in the Issuer. The Reporting Persons intend to review their investment in the Issuer on an ongoing…
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Nov 4, 2026 13D VVR Invesco Senior Income Trust 5.2% of VVR's shares new stake, above 5%
Saba Capital Management, L.P. known activist and 2 more reporting persons · 7.98M shares · event Nov 2, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the Common Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Trustees (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in the Common Shares and the Issuer, including, without limitation, matters concerning the Issuer's business, operations, board appointments, governance, performance, management, capital…
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Oct 21, 2026 13D BGX Blackstone Long-Short Credit Income Fund 5.9% of BGX's shares new stake, above 5%
Saba Capital Management, L.P. known activist and 2 more reporting persons · 746K shares · event Oct 19, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the Common Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Trustees (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in the Common Shares and the Issuer, including, without limitation, matters concerning the Issuer's business, operations, board appointments, governance, performance, management, capital…
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Oct 21, 2026 13D Ionic Digital Inc. 10.0% of the shares new stake, above 5%
Sachem Head Capital Management LP known activist and 3 more reporting persons · 4.50M shares · event Oct 20, 2026
Item 4, purpose of the transaction: The Reporting Persons purchased the shares of Series A Preferred Stock and Class A Common Stock because they believe they represent an attractive investment opportunity. The Reporting Persons intend to engage in discussions with the Issuer's management and board of directors (the "Board"), other stockholders of the Issuer and other interested parties on issues that may relate to the business, management, operations, assets, capitalization, financial condition, strategic plans, governance and Board composition and the future of the Issuer. The Reporting Persons may also take one or more of the actions described in clauses (a) through (j) of Item 4 of Schedule 13D and may discuss such actions …
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Oct 15, 2026 13D SRTA Strata Critical Medical, Inc. 5.8% of SRTA's shares new stake, above 5%
Third Point LLC known activist and 1 more reporting person · 5.13M shares · event Oct 13, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the securities reported herein for investment purposes and believe that the Common Stock is undervalued. The Reporting Persons believe that the underlying business of the Issuer is strong, but not of a scale to support its current overhead and that management incentive options are not aligned with creating shareholder value. Accordingly, the Reporting Persons believe that the Issuer should explore strategic alternatives, including the consideration of a potential sale of the Issuer managed by a reputable investment banking firm. The Reporting Persons may communicate with the Issuer's management and/or Board regarding the foregoing, as well as a broad range of o…
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Oct 14, 2026 13D TCPC BlackRock TCP Capital Corp. 5.1% of TCPC's shares new stake, above 5%
Saba Capital Management, L.P. known activist and 2 more reporting persons · 4.28M shares · event Oct 9, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the Common Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Directors (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in the Common Shares and the Issuer, including, without limitation, matters concerning the Issuer's business, operations, board appointments, governance, performance, management, capita…
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Sep 30, 2026 13D ZTR Virtus Total Return Fund Inc. 5.0% of ZTR's shares new stake, above 5%
Saba Capital Management, L.P. known activist and 2 more reporting persons · 2.52M shares · event Sep 28, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the Common Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Directors (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in the Common Shares and the Issuer, including, without limitation, matters concerning the Issuer's business, operations, board appointments, governance, performance, management, capita…
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Sep 16, 2026 13D SWRD Stewards, Inc. 19.2% of SWRD's shares new stake, above 5%
Vincent C Napolitano known activist and 1 more reporting person · 40.58M shares · event Sep 9, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired and hold the securities reported in this statement for investment and in connection with Mr. Napolitano's historical role as founder, former Chief Executive Officer and Chairperson, and current Director Emeritus. Mr. Napolitano is not a voting director. He does not vote on Board actions. Mr. Napolitano is one of the Issuer's founders named in the Voting Agreement dated August 25, 2025, among the Issuer and Forfront Capital, LLC. Under that agreement, Forfront votes 10,000,000 shares of Series B Preferred Stock (50 votes per share) at the direction of a majority of Vincent Napolitano, Vincent Napolitano, and Glen Steward. The Issuer's President holds an irrevo…
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