Schedule 13D filings from the last 90 days. A 13D is required within 10 days of crossing 5% of a company by anyone who does
not hold it passively. Item 4 says what the owner intends: board seats, a sale, a buyback, or nothing in particular. Quoted as filed.
295 filings.
Oct 15, 202613DGGR Gogoro Inc.21.9%of GGR's sharesnew stake, above 5%
Item 4, purpose of the transaction: The Reporting Person acquired beneficial ownership of the securities reported herein for investment purposes, subject to the following:
The Reporting Person intends to review its investment on a regular basis and, as a result thereof, may at any time or from time to time determine, either alone or as part of a group, (i) to acquire additional securities of the Issuer, through open market purchases, privately negotiated transactions or otherwise, (ii) to dispose of all or a portion of the securities of the Issuer owned by it in the open market, in privately negotiated transactions or otherwise, (iii) to undertake an extraordinary corporate transaction such as a tender offer or exchange offer…
Third Point LLCknown activist and 1 more reporting person · 5.13M shares · event Oct 13, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the securities reported herein for investment purposes and believe that the Common Stock is undervalued. The Reporting Persons believe that the underlying business of the Issuer is strong, but not of a scale to support its current overhead and that management incentive options are not aligned with creating shareholder value. Accordingly, the Reporting Persons believe that the Issuer should explore strategic alternatives, including the consideration of a potential sale of the Issuer managed by a reputable investment banking firm.
The Reporting Persons may communicate with the Issuer's management and/or Board regarding the foregoing, as well as a broad range of o…
Oct 14, 202613DTDIC Dreamland Ltd53.1%of TDIC's sharesnew stake, above 5%
Seto Wai Yue · 2.65M shares · event Oct 9, 2026
Item 4, purpose of the transaction: The Reporting Person acquired the Shares pursuant to a Securities Purchase Agreement dated October 9, 2026, with the Issuer, under which the Reporting Person purchased an aggregate of 300,000 Class A ordinary shares and 300,000 warrants, which were concurrently exercised into 1,200,000 Class A ordinary shares, in a private placement. The Reporting Person holds the shares for investment purposes. The Reporting Person is the Chief Executive Officer of the Issuer and a member of the board of directors of the Issuer and, as a result, may be asked to vote on or discuss matters related to items (a) through (j) of this Item 4 of Schedule 13D with representatives of the Issuer and others. Except as …
Oct 14, 202613DFSP Franklin Street Properties Corp. /ma/6.8%of FSP's sharesnew stake, above 5%
Powell Anderson Capital Partners LLC and 3 more reporting persons · 7.07M shares · event Oct 6, 2026
Item 4, purpose of the transaction: The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractive investment opportunity. Depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Shares at prices that would make the purchase or sale of Shares desirable, the Reporting Persons may endeavor to increase or decrease their position in the Issuer through, among other things, the purchase or sale of Shares on the open market or in private transactions or otherwise, on such terms and at such times as the Reporting Persons may deem advisable.
The Reporting Person…
Oct 14, 202613D Retension Pharmaceuticals, Inc.7.1%of the sharesnew stake, above 5%
Eric Keller · 599K shares · event Oct 13, 2026
Item 4, purpose of the transaction: The Reporting Person acquired beneficial ownership of the securities reported herein in as Chief Executive Officer, a member of the board of directors (the "Board") and a co-founder of the Issuer, for investment purposes, and as compensation from the Issuer. In his capacity as Chief Executive Officer and a member of the Board of the Issuer, the Reporting Person may have influence over the corporate activities of the Issuer, including activities which may relate to items described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Person expects to review from time to time his investment in the Issuer and may, depending on the market and other conditions and applicable …
Oct 14, 202613DMDA MDA Space Ltd.9.5%of MDA's sharesnew stake, above 5%
Mariselle A.s. and 2 more reporting persons · 15.36M shares · event Oct 13, 2026
Item 4, purpose of the transaction: Mariselle a.s. entered into the Share Forward Transaction for investment purposes and to obtain economic exposure to the Shares. Mr. Holan, in his capacity as Group Investment Manager of Czechoslovak Group a.s., directs investment decisions with respect to the investment. The Share Forward Transaction provided for cash settlement only, unless the Investment Canada Act approval was obtained, in which case physical settlement would be permitted upon election by Mariselle a.s., subject to other applicable conditions. The Investment Canada Act approval was obtained on 8 October 2026 and the option to exercise physical settlement of the Share Forward Transaction was exercised on 9 October, 2026. …
Oct 14, 202613DTROO TROOPS, Inc.9.0%of TROO's sharesnew stake, above 5%
Prime Ocean Holdings Limited · 11.00M shares · event Oct 14, 2026
Item 4, purpose of the transaction: On March 11, 2026, PRIME OCEAN HOLDINGS LIMITED (the "Transferor") and JMD CORPORATE SERVICES LIMITED (the "Transferee") entered into a share transfer agreement, pursuant to which PRIME OCEAN agreed to transfer certain shares held by it to JMD CORPORATE SERVICES LIMITED.
Under the terms of the share transfer agreement, Transferor is the registered proprietor of 18.000.000 ordinary shares (certificate no. C1353) with a par value of US$0.004 each of the TROOPS, INC. In addition, pursuant to the terms of the share transfer agreement, the ordinary shares shall be transferred for consideration of US$16,680,000.
The Reporting Person is filing this Schedule 13D to report its purpose of purchasing…
Oct 14, 202613DTCPC BlackRock TCP Capital Corp.5.1%of TCPC's sharesnew stake, above 5%
Saba Capital Management, L.P.known activist and 2 more reporting persons · 4.28M shares · event Oct 9, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the Common Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they believe that the Common Shares are undervalued and represent an attractive investment opportunity. The Reporting Persons may engage in discussions with management, the Board of Directors (the "Board"), other shareholders of the Issuer and other relevant parties, including representatives of any of the foregoing, concerning the Reporting Persons' investment in the Common Shares and the Issuer, including, without limitation, matters concerning the Issuer's business, operations, board appointments, governance, performance, management, capita…
Oct 13, 202613DRADB Bradbury Capital Inc.52.7%of RADB's sharesnew stake, above 5%
Loo See Yuen and 2 more reporting persons · 14.72M shares · event Oct 6, 2026
Item 4, purpose of the transaction: The acquisition by the Loo See Yuen/ Bradbury Private Investment XVIII/Bradbury Private Equity Fund E of the Shares (as hereinafter defined) as described herein was effected because of the belief that the Shares represent an attractive investment. Depending on prevailing market, economic and other conditions, Loo See Yuen may from time to time acquire additional Shares or engage in discussions with the Company concerning future acquisitions of shares of its capital stock. Such acquisitions may be made by means of open-market purchases, privately negotiated transactions, direct acquisitions from the Company or otherwise. Loo See Yuen intends to review his investment in the Company on a con…
Drew Holdings Ltd. and 1 more reporting person · 37.37M shares · event Oct 5, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the shares of Common Shares for investment or other purposes, from working capital and as disclosed in Item 3, which is incorporated by reference. The Reporting Persons intend to evaluate their investment in the Common Shares on a continual basis.
The Reporting Persons may, from time to time: (i) acquire additional shares of Common Shares and/or other securities of the Issuer; (ii) retain or sell all or a portion of the shares of Common Shares and/or other securities of the Issuer held by the Reporting Persons; (iii) engage in any other hedging or similar transactions with respect to the shares of Common Shares and/or other securities of the Issuer; and/or (iv)…
Tarheel Investors III L.P. and 13 more reporting persons · 4.75M shares · event Oct 5, 2026
Item 4, purpose of the transaction: Swap Transactions
Tarheel Investors III L.P. previously held certain equity swaps with an unrelated counterparty ("Counterparty") that could be physically settled ("Equity Swaps") upon the satisfaction of certain regulatory conditions. On October 5, 2026, the regulatory conditions applicable to such Equity Swaps were satisfied and Tarheel Investors III L.P. acquired beneficial ownership of the Common Stock underlying the Equity Swaps, and subsequently received 4,753,677 shares of Common Stock for an aggregate payment upon settlement by Tarheel Investors III L.P. of $428,744,223. In addition, pursuant to a cash-settled swap ("Cash Swap") with the Counterparty, Tarheel Investors III L.P. has …
Oct 13, 202613DPUSA Powerus Corp8.9%of PUSA's sharesnew stake, above 5%
Roman Vintfeld and 1 more reporting person · 14.85M shares · event Oct 1, 2026
Item 4, purpose of the transaction: The information contained in Item 3 of this Schedule 13D is incorporated herein by reference.
The Reporting Persons acquired beneficial ownership of the securities reported herein in connection with the Merger.
The Reporting Persons acquired the securities reported herein for investment purposes. In his capacity as Co-founder & EVP of Sales and Marketing of the Issuer, Mr. Vintfeld may have influence over the corporate activities of the Issuer, including activities which may relate to items described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons expect to review from time to time their investment in the Issuer and may, depending on market and other condi…
Oct 13, 202613DPUSA Powerus Corp11.6%of PUSA's sharesnew stake, above 5%
Michael Sinensky and 1 more reporting person · 19.32M shares · event Oct 1, 2026
Item 4, purpose of the transaction: The information contained in Item 3 of this Schedule 13D is incorporated herein by reference.
The Reporting Persons acquired beneficial ownership of the securities reported herein in connection with the Merger.
The Reporting Persons acquired the securities reported herein for investment purposes. In his capacity as Co-founder & EVP of Marketing and Comms of the Issuer, Mr. Sinensky may have influence over the corporate activities of the Issuer, including activities which may relate to items described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons expect to review from time to time their investment in the Issuer and may, depending on market and other condi…
Oct 13, 202613DPAXG Pine Tree Acquisition Corp.32.7%of PAXG's sharesnew stake, above 5%
Pine Tree Sponsor Group, LLC · 5.06M shares · event Oct 7, 2026
Item 4, purpose of the transaction: On July 1, 2024, the Reporting Person paid $25,000 to acquire 2,424,324 Class B ordinary shares, par value $0.0001 per share (the "Founder Shares"), of the Issuer. Following share capitalizations in October 2025 and June 2026, the Reporting Person held 4,928,571 Founder Shares. Up to 642,857 Founder Shares are subject to surrender for no consideration depending on the extent to which the underwriters' over-allotment option is exercised.
The Founder Shares are convertible into the Issuer's Class A ordinary shares concurrently with or immediately following the consummation of an initial business combination, or earlier at the option of the holder thereof on a one-for-one basis, subject to adj…
Sun Valley Investments AG and 3 more reporting persons · 113.50M shares · event Oct 28, 2021
Item 4, purpose of the transaction: The Reporting Persons acquired and hold the Common Shares for investment purposes. SVI AG may from time to time consider participating in future financings by the Issuer, but the Reporting Persons do not presently intend to increase their aggregate beneficial ownership to 50% or more of the outstanding Common Shares.
Except as described above, the Reporting Persons have no present plans or proposals that relate to or would result in any of the matters described in paragraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons intend to review their investment periodically and may change their plans or intentions based on future developments.
Oct 9, 202613DVDTA Vertical Data Inc.7.9%of VDTA's sharesnew stake, above 5%
Creatura Christopher · 1.21M shares · event Mar 11, 2026
Item 4, purpose of the transaction: The Reporting Person acquired the securities reported in this statement as founder shares, upon exercise of stock options granted by the Issuer, and as compensation for services rendered to the Issuer. The Reporting Person holds those securities for investment.
The Reporting Person serves as Chief Credit Officer of the Issuer and is an officer of the Issuer within the meaning of Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended. The Reporting Person is not a director of the Issuer.
The Reporting Person expects to acquire additional securities of the Issuer from time to time as compensation for services, including upon settlement of restricted stock units and upon exercise…
Oct 9, 202613DVDTA Vertical Data Inc.7.8%of VDTA's sharesnew stake, above 5%
Nickel Jesse · 1.20M shares · event Jan 23, 2026
Item 4, purpose of the transaction: The Reporting Person acquired the securities reported in this statement as founder shares, in the Issuer's Seed B financing, upon exercise of stock options granted by the Issuer, and as compensation for services rendered to the Issuer. The Reporting Person holds those securities for investment.
The Reporting Person serves as Head of Business Development of the Issuer and is an officer of the Issuer within the meaning of Rule 16a-1(f) under the Securities Exchange Act of 1934, as amended. The Reporting Person is not a director of the Issuer.
The Reporting Person previously reported beneficial ownership of the Common Stock on a Schedule 13G filed pursuant to Rule 13d-1(c). This statement on …
Item 4, purpose of the transaction: Ms. Zhou holds the shares of shares of common stock of the Issuer, as described in Item 3 herein, for investment purposes.
Depending upon then prevailing market conditions, other investment opportunities available to Ms. Zhou, the availability of shares of common stock at prices that would make the purchase of additional shares of common stock desirable and other investment considerations, Ms. Zhou may endeavor to increase her position in the Issuer through, among other things, the purchase of shares of common stock on the open market if the Issuer's common stock is traded in the future, or in private transactions or otherwise, on such terms and at such times as Ms. Zhou may deem advisabl…
Hard Rock Holdco LLC and 1 more reporting person · 750.00M shares · event Sep 29, 2026
Item 4, purpose of the transaction: On September 29, 2026 (the "Tranche 1 Closing Date"), the Company completed the closing and sale of 5,000 shares of Series A Preferred Stock for $500,000, pursuant to a Preferred Stock Purchase Agreement (the "Preferred Purchase Agreement") dated September 27, 2026. Per the terms of the Preferred Purchase Agreement, parties agreed for the Tranche 2 Closing and purchase of an additional 5,000 shares for $500,000 to occur no later than ninety (90) days after the Tranche 1 Closing Date. The rights, preferences and privileges of the Series A Preferred Stock is as set forth in the Certificate of Determination of the Series A Preferred Stock. Each one share of Series A Preferred Stock is converti…
Oct 9, 202613DWAI Nexpu Ltd.90.7%of WAI's sharesnew stake, above 5%
Ruilin Xu · 32.19M shares · event Jun 17, 2025
Item 4, purpose of the transaction: On July 27, 2026, the Issuer issued 20,991 Class B Ordinary Shares to Xu, pursuant to the employment agreement, between the Issuer and Xu, dated August 22, 2022 (the "Employment Agreement").
On May 8, 2026, the Issuer issued 81,081 Class B Ordinary Shares to Xu, pursuant to the Employment Agreement.
On November 27, 2025, the Issuer issued 51,282 Class B Ordinary Shares to Xu, pursuant to the Employment Agreement.
On June 17, 2025, the Issuer issued 1,519 (on the post-1:25-reverse split basis) Class B Ordinary Shares to Xu, pursuant to the Employment Agreement.
Xu held, indirectly through Xu Ruilin Capital, 768 Class A Ordinary Shares and 6,060 Class B Ordinary Shares as of September 8, 2…
Oct 9, 202613DWBUY Webuy Global Ltd21.7%of WBUY's sharesnew stake, above 5%
Zheng Mingjie · 1.14M shares · event Oct 8, 2026
Item 4, purpose of the transaction: The information contained in Item 2(c) of this Schedule 13D is incorporated herein by reference.
The Reporting Person acquired beneficial ownership of the securities reported herein in connection with the PIPE.
The Reporting Person acquired the securities reported herein for investment purposes.
The Reporting Person expects to review from time to time his investment in the Issuer and may, depending on market and other conditions, and subject to any agreements between the Reporting Person and the Issuer, including as described herein, and applicable legal requirements, (i) purchase or acquire additional shares of Common Stock, options, or related derivatives in the open market, in privately…
Oct 9, 202613DNCMI National CineMedia, Inc.28.9%of NCMI's sharesnew stake, above 5%
Blantyre Capital II Limited · 27.14M shares · event Apr 2, 2026
Item 4, purpose of the transaction: The information set forth in Item 4 of the Blantyre 13D is incorporated herein by reference.
On May 7, 2026, the Board of Directors of the Issuer (the "Board") elected Mark Sardi as a member of the Board. Mr. Sardi was appointed in accordance with the Director DesignationAgreement, dated August 7, 2023 (the "Designation Agreement"), by and among the Issuer, the Consenting Creditor Designation Committee (as defined in the Designation Agreement), and Blantyre Capital Limited, as previously described in the Blantyre 13D.
Oct 8, 202613DNDRA ENDRA Life Sciences Inc.15.1%of NDRA's sharesnew stake, above 5%
ASP Isotopes Inc. and 1 more reporting person · 254K shares · event Oct 1, 2026
Item 4, purpose of the transaction: The information reported in Item 3 and Item 6 of this Schedule 13D is incorporated herein by reference. LHE LNG intends to exercise Pre-Funded Warrants to purchase 187,169 shares of Common Stock prior to the record date of the Special Meeting in order to vote such shares of Common Stock on any proposals on which it is entitled to vote at the Special Meeting.
The Reporting Persons intend to review their investment in the Issuer on a continuing basis taking into consideration various factors, including the Issuer's business, financial condition, results of operations and prospects, general economic and industry conditions, the securities markets in general and those for shares of Common St…
Oct 8, 202613D WISeSat.Space Holdings Corp.88.5%of the sharesnew stake, above 5%
WISeQey Corp. and 2 more reporting persons · 26.41M shares · event Oct 1, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the securities of the Issuer reported herein pursuant to the Share Exchange contemplated by the BCA. The purpose of the Share Exchange was to effect a business combination whereby SpaceAIQ (formerly a wholly-owned subsidiary of WISeQey, d/b/a SpaceAIQ Corp.) became a subsidiary of WISeSat, a newly formed holding company, and CAC merged with and into Merger Sub, with CAC surviving as a wholly-owned subsidiary of WISeSat (the "Merger" and, together with the Share Exchange, the "Business Combination"). SEALSQ also acquired WISeSat Ordinary Shares as a PIPE Investor under the Subscription Agreement. SEALSQ made its PIPE Investment, and provided $10,000,000 of Trans…
Item 4, purpose of the transaction: On the Completion Date, in connection with the consummation of the Transaction pursuant to the Purchase Agreement, the Reporting Person entered into that certain Shareholder Agreement, dated as of October 1, 2026, by and between the Reporting Person and the Issuer (the "Shareholder Agreement"), which provides for, among other things, certain transfer restrictions, standstill obligations, voting commitments, board designation rights, consent rights, preemptive rights, registration rights and information rights of the Reporting Person with respect to the Issuer and the Common Stock. The terms and provisions of the Shareholder Agreement are more fully described in the October 1 Form 8-K, and a…