Schedule 13D filings from the last 90 days. A 13D is required within 10 days of crossing 5% of a company by anyone who does
not hold it passively. Item 4 says what the owner intends: board seats, a sale, a buyback, or nothing in particular. Quoted as filed.
295 filings.
Oct 8, 202613DPUSA Powerus Corp14.2%of PUSA's sharesnew stake, above 5%
Andrew Fox · 24.13M shares · event Oct 1, 2026
Item 4, purpose of the transaction: The information contained in Item 3 of this Schedule 13D is incorporated herein by reference.
The Reporting Person acquired beneficial ownership of the securities reported herein in connection with the Merger. Effective upon the Closing, the Board of Directors of the Issuer (the "Board") appointed the Reporting Person as Chief Executive Officer and Chairman of the Board of the Issuer.
The Reporting Person acquired the securities reported herein for investment purposes. In his capacity as Chief Executive Officer and Chairman of the Board of the Issuer, the Reporting Person may have influence over the corporate activities of the Issuer, including activities which may relate to items describe…
Oct 8, 202613DFEAM 5E Advanced Materials, Inc.12.4%of FEAM's sharesnew stake, above 5%
Karnavati Holdings, Inc. and 2 more reporting persons · 6.14M shares · event Oct 1, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired the shares as consideration in partial satisfaction of secured obligations owed by SVM, as described in Item 3, and hold them for investment purposes. Under the APA, KHI may receive up to an additional 2,155,818 shares, consisting of 312,500 shares held back by the Issuer pending delivery of executed deeds and the Tranche 2 Funding under the Bridge Facility, and any residual of 1,843,318 shares held in escrow pending resolution of a mechanic's lien claim. Under Section 6.23 of the APA, the Issuer has agreed to file a resale registration statement covering the shares. Except as described in this Schedule 13D, the Reporting Persons have no present plans or propos…
Item 4, purpose of the transaction: The reporting person acquired the 72,583 ADSs of issuer reported herein for investment purposes. Based on the reporting person's belief that the securities represented an attractive investment opportunity.
The reporting person intends to review their investment on a continuing basis. Depending on various factors, including the issuer business, financial condition, and stock price, as well as general market and economic conditions, the reporting person may from time to time purchase additional ADSs or ordinary shares, or dispose of some or all of their holdings in the open market or in private transactions.
Except as set forth above, the reporting person does not have any current plans or pro…
Oct 7, 202613D Varagon Capital Corporation23.4%of the sharesnew stake, above 5%
SP Marigold Acquisitions L.P. and 7 more reporting persons · 9.73M shares · event Sep 30, 2026
Item 4, purpose of the transaction: The information in Items 3, 5 and 6 of this Schedule 13D is incorporated herein by reference.
The Reporting Persons acquired the securities reported herein for investment purposes, subject to the following:
The Reporting Persons intend to review their investment in the Issuer on an ongoing basis and, in the course of their review, may take actions (including through their affiliates) with respect to their investment or the Issuer, including communicating with the board of directors of the Issuer (the "Board"), members of management or other security-holders of the Issuer, or other third parties from time to time, taking steps to implement a course of action, including, without limitation, …
Oct 7, 202613D Southport Acquisition Corp. II27.7%of the sharesnew stake, above 5%
Southport Acquisition Sponsor II LLC and 2 more reporting persons · 8.17M shares · event Sep 30, 2026
Item 4, purpose of the transaction: In connection with the organization of the Issuer, in July 2026, the Sponsor paid $25,000, or approximately $0.003 per share, to cover certain of the Issuer's offering costs in exchange for 7,666,667 Class B Ordinary Shares (the "Founder Shares") pursuant to the Securities Subscription Agreement dated as of July 15, 2026 between the Sponsor and the Issuer (the "Founder Share Purchase Agreement"), as more fully described in Item 6 of this Schedule 13D which information is incorporated herein by reference.
On October 2, 2026, simultaneously with the consummation of the Issuer's Initial Public Offering (the "IPO"), the Sponsor purchased 500,000 units ("Placement Units") of the Issuer at $10.00…
Oct 7, 202613D Calamos Aksia Alternative Credit & Income Fund7.7%of the sharesnew stake, above 5%
James H. Vos · 9.79M shares · event Oct 1, 2026
Item 4, purpose of the transaction: The information set forth in Items 3 and 5 is hereby incorporated by reference in its entirety in this Item 4.
The Reporting Person has served as a vice president and director of the Issuer since January 24, 2023. As a vice president and director of the Issuer, the Reporting Person may have influence over the corporate activities of the Issuer; including activities which may relate to the transactions described in clauses (a) through (j) of Item 4 of Schedule 13D.
The Reporting Person may acquire additional securities of the Issuer or retain or sell all or a portion of the securities then held, in the open market or in privately negotiated transactions. In addition, the Reporting Person ma…
Oct 7, 202613DVRME OpenWorld, Inc.47.2%of VRME's sharesnew stake, above 5%
Shaw Matthew Ian and 2 more reporting persons · 6.36M shares · event Sep 30, 2026
Item 4, purpose of the transaction: Mr. Shaw is the Chief Executive Officer and Chairman of the Issuer. In such capacity, Mr. Shaw may, from time to time, discuss or make plans or proposals to other members of the Issuer's board of directors with respect to the matters described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons do not have any present plans or proposals which relate to or would result in matters referred to in subparagraphs (a) through (j) of Item 4 of Schedule 13D.
Depending on market conditions and other factors, the Reporting Persons may purchase Shares, or may sell or otherwise dispose of all or portions of the Shares, if such sales would be consistent with the Reporting Pe…
Oct 7, 202613DVRME OpenWorld, Inc.5.1%of VRME's sharesnew stake, above 5%
Hernandez Gerard Albert Palana and 1 more reporting person · 703K shares · event Sep 30, 2026
Item 4, purpose of the transaction: Mr. Hernandez is the Chief Accounting Officer. In such capacity, Mr. Hernandez may, from time to time, discuss or make plans or proposals to other members of the Issuer's board of directors with respect to the matters described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. The Reporting Persons do not have any present plans or proposals which relate to or would result in matters referred to in subparagraphs (a) through (j) of Item 4 of Schedule 13D.
Depending on market conditions and other factors, the Reporting Persons may purchase Shares, or may sell or otherwise dispose of all or portions of the Shares, if such sales would be consistent with the Reporting Persons' investmen…
Oct 6, 202613DESTC Elastic N.V.5.2%of ESTC's sharesnew stake, above 5%
Pictet Asset Management SA · 5.45M shares · event Oct 5, 2026
Item 4, purpose of the transaction: The Reporting Person acquired shares of Elastic NV as part of its investment strategy, which includes considering the clarity and robustness of the issuer's long-term strategy; the functioning and calibre of governance structures and effective leadership; the financial strength and performance of issuers and the fair valuation of underlying securities; and financially-material sustainability risks & opportunities. The Reporting Person is therefore actively engaging with the Issuer to discuss and promote initiatives that align with these business practices.
This engagement is part of the Reporting Person's broader strategy to support companies in enhancing their approach, thereby potentially…
Oct 6, 202613DKLXE KLX Energy Services Holdings, Inc.21.3%of KLXE's sharesnew stake, above 5%
Cross Ocean GSS Master Fund LP and 4 more reporting persons · 22.50M shares · event Sep 29, 2026
Item 4, purpose of the transaction: The information set forth in Item 3 and Item 6 of this Schedule 13D is incorporated herein by reference.
The Reporting Persons acquired the securities reported herein for investment purposes. The Reporting Persons will continuously review their investment in Issuer, and depending on market, economic and industry conditions, their continuing evaluation of the business, strategies, prospects, management, governance, operations, performance, financial matters, capital structure and prospects, market positions, strategic and other transactions of the Issuer, alternative investment opportunities and changes in applicable law and/or regulations and all other factors that may be deemed relevant, t…
Item 4, purpose of the transaction: On September 29, 2026, the Issuer entered into a Purchase and Sponsor Handover Agreement (the "Purchase Agreement") with the Reporting Person and Tavia Sponsor Pte. Ltd., a Singapore company (the "Sponsor"), pursuant to which the Reporting Person agreed to purchase from the Sponsor an aggregate of (i) 2,243,333 Ordinary Shares and (ii) 249,107 private units of the Issuer, with each private unit consisting of one ordinary share and one right entitling the holder thereof to receive one-tenth of one ordinary share upon the completion of an initial business combination (collectively, the "Transferred Interests"), and further agreed to assume certain responsibilities of the Sponsor with respect …
Item 4, purpose of the transaction: Item 3 above is hereby incorporated into this Item 4 by reference. The Reporting Person acquired the securities reported herein for investment purposes and in connection with his service as the Chief Executive Officer and a member of the Board of Directors of the Issuer. In his capacity as Chief Executive Officer and a member of the Board of Directors of the Issuer, the Reporting Person is involved in the management of the Issuer and may have influence over the Issuer's corporate activities, including activities which may relate to the matters described in clauses (a) through (j) of Item 4 of Schedule 13D.
As of the date hereof, the Reporting Person, in his individual capacity, does not ha…
Item 4, purpose of the transaction: The purposes of the Reporting Person's acquisition of Common Stock on September 2, 2022, was for investment purposes and for the provision of bridge financing to the Issuer. The purpose of the Reporting Person's acquisition of Common Stock on September 28, 2024, was for investment purposes and to discharge obligations owed by the Issuer to the Reporting Person under the Leath Note. The purpose of the Reporting Person's acquisition of the Series X Preferred Stock on January 1, 2024, was for investment purposes and to discharge obligations owed by the Issuer to the Reporting Person for services rendered. The purpose of the Reporting Person's acquisition of Common Stock on July 29, 2024 and Nov…
Oct 6, 202613DAGMH AGM Group Holdings Inc.81.5%of AGMH's sharesnew stake, above 5%
Rui Zhang and 1 more reporting person · 17.45M shares · event Oct 5, 2026
Item 4, purpose of the transaction: The purpose for the Reporting Persons to enter into the Transaction is to seize the investment opportunity in connection with the Company. By entering into the Share Purchase Agreement and completing the Transaction, the Reporting Persons become the controlling shareholder of the Company based on the ownership of class A shares as reported in this Schedule 13D.
Vastway Technology Co., Ltd. has been granted, pursuant to the Share Purchase Agreement, "piggyback registration rights" that it may, when the Company determines to prepare and file with the SEC a registration statement relating to an offering for its own account or the account of others under the Securities Act of 1933, as amended, …
Item 4, purpose of the transaction: The information set forth in Item 6 of this Schedule 13D is incorporated herein by reference.
Backstop Agreement
On August 6, 2026, the Company entered into a Rights Offering Backstop Agreement (the "Backstop Agreement") with the holders of the 2030 Notes (the "Backstop Parties"), including the Reporting Person on behalf of the Whitebox Funds, in connection with the Company's $125.0 million rights offering (the "Rights Offering"), to purchase each Backstop Party's individual backstop commitment, for an aggregate of $94.0 million.
Pursuant to the Rights Offering, the Company distributed to all eligible holders of record of its Common Stock, as of 5:00 p.m., New York City time on August 21,…
Michael Williams and 1 more reporting person · 164.10M shares · event Sep 18, 2026
Item 4, purpose of the transaction: The Reporting Persons acquired beneficial ownership through the Share Purchase Agreement described in Item 3. Michael Williams was appointed Chairman of the Board of the Issuer effective September 18, 2026, and the Board was reconstituted pursuant to the Share Purchase Agreement. MWP holds the Option described in Item 6 and may exercise it. The Reporting Persons control a majority of the Issuer's voting power and intend to vote at the upcoming annual meeting on the election of directors and the Stock Incentive Plan. The Reporting Persons may consider additional acquisitions or dispositions of securities depending on market conditions, business prospects, and other factors, and reserve the ri…
Oct 5, 202613DRXO RXO, Inc.19.3%of RXO's sharesnew stake, above 5%
MFN Partners, LP and 5 more reporting persons · 32.69M shares · event Oct 4, 2026
Item 4, purpose of the transaction: The Reporting Persons filed an initial Schedule 13G on February 10, 2023, which was amended on February 12, 2024; August 14, 2024; November 13, 2024 and February 12, 2025 (together, the "Schedule 13G"), with respect to the Issuer.
All of the Common Stock of the Issuer reported on this Schedule 13D was acquired in the ordinary course of business for investment purposes by the Reporting Persons.
Voting Agreement
On October 4, 2026, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement"), by and among the Issuer, C.H. Robinson Worldwide, Inc., a Delaware Corporation ("Parent"), Rover Merger Sub Inc., a Delaware corporation ("Merger Sub 1") and Viking Logistics LLC, a…
Oct 5, 202613D ADARx Pharmaceuticals, Inc.9.3%of the sharesnew stake, above 5%
SR One Capital Management, LLC and 9 more reporting persons · 9.94M shares · event Sep 28, 2026
Item 4, purpose of the transaction: The Funds acquired their respective shares for investment purposes. Depending on market conditions, its continuing evaluation of the business and prospects of the Issuer and other factors, the Funds and other Reporting Persons may dispose of or acquire additional shares of the Issuer. Except as set forth above, none of the Reporting Persons has any present plans which relate to or would result in:
(a) The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer;
(b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries;
(c) A sale or transfer of a mate…
Oct 5, 202613DESRT Empire State Realty Trust, Inc.5.8%of ESRT's sharesnew stake, above 5%
Erez REIT Opportunities LP and 2 more reporting persons · 10.00M shares · event Oct 1, 2026
Item 4, purpose of the transaction: The Reporting Persons believe that the securities of the Issuer are undervalued and represent an attractive investment opportunity.
The Reporting Persons have communicated with management and the Board of Directors of the Issuer (the "Board") regarding capital allocation, business management and operations, and strategy and plans of the Issuer, including a potential strategic review of some or all of the Issuer's assets.
The Reporting Persons intend to have discussions with management and members of the Board about the foregoing matters, and may discuss other matters including, without limitation, the Issuer's management, corporate governance (including the composition of the Board), capi…
Item 4, purpose of the transaction: The Reporting Person acquired the shares for investment purposes. In connection with the proposed merger of Langham Merger Sub, Inc. with and into the Issuer pursuant to the Agreement and Plan of Merger dated as of July 31, 2026, by and among the Issuer, Langham Project, LLC and Langham Merger Sub, Inc. (the "Merger"), the Reporting Person has sent to the Issuer written notices of intent to demand payment for the shares pursuant to Nevada Revised Statutes 92A.300 to 92A.500, and has voted against the Merger. The Reporting Person may communicate with the Issuer, its directors and officers, Langham Project, LLC, or other stockholders regarding the Merger and the consideration payable therein. …
Item 4, purpose of the transaction: On September 1, 2026, the Reporting Person, as one of the multiple purchasers, entered into a Securities Purchase Agreement (the "SPA") with David E. Lazar (the "Seller"), the then controlling shareholder of the Issuer, pursuant to which the Reporting Person agreed to purchase, in a private transaction, 193,347 shares of Series AAA Preferred Stock of the Issuer, which were subsequently converted into 26,121,180 shares of Common Stock of the Issuer, from the Seller for an aggregate purchase price of $1,296,000. The transactions contemplated by the SPA occurred on September 25, 2026. In connection with the closing of the transaction contemplated by the SPA, William H Crampton was appointed to …
Item 4, purpose of the transaction: On September 1, 2026, the Reporting Person, as one of the multiple purchasers, entered into a Securities Purchase Agreement (the "SPA") with David E. Lazar (the "Seller"), the then controlling shareholder of the Issuer, pursuant to which the Reporting Person agreed to purchase, in a private transaction, 193,347 shares of Series AAA Preferred Stock of the Issuer, which were subsequently converted into 26,121,180 shares of Common Stock of the Issuer, from the Seller for an aggregate purchase price of $1,296,000. The transactions contemplated by the SPA occurred on September 25, 2026. In connection with the closing of the transaction contemplated by the SPA, William H Crampton was appointed to …
Oct 2, 202613DGOW GOWell Energy Technology9.9%of GOW's sharesnew stake, above 5%
Inflection Point Fund I, LP · 4.12M shares · event Sep 25, 2026
Item 4, purpose of the transaction: Business Combination Closing
On September 24, 2026 and September 25, 2026, the Issuer consummated its previously-announced business combination (the "Business Combination") with GOWell Technology Limited ("GOWell"), Inflection Point Acquisition Corp. V ("SPAC") and IPCV Merger Sub Limited ("Merger Sub"). In connection with the Business Combination, among other things, (a) on September 24, 2026, the SPAC merged with and into the Issuer, as a result of which the separate corporate existence of the SPAC ceased and the Issuer continued as the surviving company (the "First Merger"), and (b) on September 25, 2026, Merger Sub merged with and into GOWell, as a result of which the separate corporate…
Oct 2, 202613DGOW GOWell Energy Technology74.0%of GOW's sharesnew stake, above 5%
Hegro Well Pte. Ltd. ("Hegro") and 3 more reporting persons · 28.57M shares · event Sep 25, 2026
Item 4, purpose of the transaction: The information set forth in Items 3 and 6 of this Schedule 13D is incorporated herein by reference.
The Reporting Persons acquired beneficial ownership of the Ordinary Shares reported herein in connection with the consummation of the transactions contemplated by the Business Combination Agreement. At the Second Merger Effective Time, each ordinary share of GOWell Technology Limited held by Hegro immediately prior thereto was converted into the right to receive Ordinary Shares of the Issuer based on the Exchange Ratio, resulting in Hegro's receipt of 28,571,430 Ordinary Shares of the Issuer.
Pursuant to the Issuer's amended and restated memorandum and articles of association, for so long a…
Oct 2, 202613DZDGE Zedge, Inc.14.8%of ZDGE's sharesnew stake, above 5%
Howard S. Jonas and 1 more reporting person · 2.22M shares · event Sep 25, 2026
Item 4, purpose of the transaction: On September 10, 2026, Mr. Jonas entered into a Securities Purchase Agreement with the Company and the other purchasers named therein (the "Purchase Agreement") providing for his purchase of 2,218,430 shares of Class B Common Stock and warrants to purchase 1,996,587 shares of Class B Common Stock for an aggregate purchase price by Mr. Jonas of $6,500,000. The purchase price was $2.93 per share and accompanying warrant coverage, which was equal to the closing price of the Class B Common Stock on the NYSE American on the trading day immediately preceding the date on which Mr. Jonas executed the Purchase Agreement.
Effective September 23, 2026, with the consent of the Company, Mr. Jonas assign…