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AMPAmeriprise Financial

Financials · Asset Management · NYSE
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Planned sales, announced before they happen

0 trading plans running, 13 Form 144 notices for $65.9M

10-Q, 10-K and Form 144
Plans running now
0
none adopted and not yet ended or expired
Plans adoptedList ↓
0
reported since May 2, 2023
Form 144 noticesList ↓
13
$65.9M the sellers expected to sell

What AMP's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Most of these sales are routine, such as selling shares from vesting stock awards.

Trading plans

Plans adopted or ended

XBRL, 10-Q and 10-K

No trading plans reported in 16 10-Qs and 10-Ks since May 2, 2023.

From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 16 filings checked since May 2, 2023.

Form 144

Notices of planned sales

Form 144 XML, SEC
FiledSellerSharesValueShares came from10b5-1 planForm 4 sales after
Aug 10, 2026 Dawn M. Brockman
Officer
472 $264K Vesting of Compensatory Equity Awards (See Remarks) none given 472 shares from Aug 10, 2026
Aug 6, 2026 Deirdre McGraw
Officer
2,400 $1.3M Vesting of Compensatory Equity Awards (See Remarks) none given 2,400 shares from Aug 6, 2026
Jul 28, 2026 William J. Williams
Officer
8,210 $4.4M Employee Stock Option; Vesting of Compensatory Equity Awards (See Remarks) none given 8,210 shares from Jul 28, 2026
Jul 28, 2026 Walter Stanley Berman
Officer
11,012 $6.0M Employee Stock Option none given 11,012 shares from Jul 28, 2026
Jul 28, 2026 James M. Cracchiolo
Officer, Director
18,020 $9.8M Employee Stock Option none given 18,020 shares from Jul 28, 2026
Jul 27, 2026 William J. Williams
Officer
7,894 $4.2M Employee Stock Option; Vesting of Compensatory Equity Awards (See Remarks) none given 16,104 shares from Jul 27, 2026
May 14, 2026 Gerard P. Smyth
Officer
6,255 $3.0M Employee Stock Option; Vesting of Compensatory Equity Awards (See Remarks) none given 6,255 shares from May 14, 2026
May 8, 2026 Sharpe Robert Francis JR
Director
1,200 $554K Compensation none given 1,200 shares from May 8, 2026
Feb 10, 2026 William Fredrick Truscott
Officer
5,000 $2.7M Vesting of Compensatory Equity Awards - See Remarks none given none found
Feb 9, 2026 GUMER ALVERO
Officer
4,658 $2.5M Employee Stock Option; Vesting of Compensatory Equity Awards none given none found
Feb 5, 2026 Walter Stanley Berman
Officer
7,000 $3.8M Vesting of Compensator y Equity Awards none given none found
Feb 4, 2026 James M. Cracchiolo
Officer, Director
48,813 $26.6M Vesting of Compensator y Equity Awards none given none found
Nov 21, 2025 Sharpe Robert Francis JR
Director
1,500 $676K Compensation none given none found
Show the other 5 notices

From the Form 144 XML filed with the SEC, since Nov 21, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.

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