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BRBroadridge Financial Solutions

Industrials · Business Services · NYSE
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Planned sales, announced before they happen

1 trading plan running, 5 Form 144 notices for $3.7M

10-Q, 10-K and Form 144
Plans running now
1
Maura Markus
Plans adoptedList ↓
6
reported since May 2, 2023
Form 144 noticesList ↓
5
$3.7M the sellers expected to sell

What BR's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Most of these sales are routine, such as selling shares from vesting stock awards.

Trading plans

Plans adopted or ended

XBRL, 10-Q and 10-K
InsiderWhatDateSharesRuns toReported in
Maura Markus
Director
Adopted 10b5-1 plan Aug 12, 2026 up to 4,753 Nov 17, 2026 10-Q Nov 3, 2026
What the company wrote
On August 12, 2026, the Company’s Director, Maura Markus, adopted a Rule 10b5-1 trading arrangement (the “Markus 10b5-1 Plan”) for the sale of securities of the Company. The Markus 10b5-1 Plan allows for the contemporaneous exercise of options and sale of up to 4,753 underlying shares of the Company’s common stock received upon exercise, subject to the satisfaction of the Company’s stock retention and holding period requirements. The Markus 10b5-1 Plan will expire on November 17, 2026.
Timothy C. Gokey
Chief Executive Officer
Adopted 10b5-1 plan May 14, 2025 up to 22,349 Feb 13, 2026 10-K Aug 5, 2025
What the company wrote
On May 14, 2025, the Company’s Chief Executive Officer, Timothy C. Gokey, adopted a Rule 10b5-1 trading arrangement (the “Gokey 10b5-1 Plan”) for the sale of securities of the Company. The Gokey 10b5-1 Plan allows for (1) the contemporaneous exercise of options and sale of up to 146,392 underlying shares of the Company’s common stock received upon exercise, and (2) the sale of up to 22,349 shares of the Company’s common stock, subject to the satisfaction of the Company’s stock retention and holding period requirements. The Gokey 10b5-1 Plan will expire on February 13, 2026.
Timothy Gokey
Chief Executive Officer
Adopted 10b5-1 plan Dec 9, 2024 up to 24,605 Jun 9, 2025 10-Q Jan 31, 2025
What the company wrote
On December 9, 2024, the Company’s Chief Executive Officer, Timothy Gokey, adopted a Rule 10b5-1 trading arrangement (the “Rule 10b5-1 Plan”) for the sale of securities of the Company. The Rule 10b5-1 Plan is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended. The Rule 10b5-1 Plan allows for (1) the contemporaneous exercise of options and sale of up to 59,395 shares of the Company’s common stock received upon exercise, and (2) the sale of up to 24,605 shares of the Company’s common stock, subject to the satisfaction of the Company’s stock retention and holding period requirements. The Rule 10b5-1 Plan will expire on June 9, 2025.
Timothy C. Gokey
Chief Executive Officer
Adopted 10b5-1 plan May 17, 2024 up to 61,349 Nov 17, 2024 10-K Aug 6, 2024
What the company wrote
On May 17, 2024, the Company’s Chief Executive Officer, Timothy C. Gokey, adopted a Rule 10b5-1 trading arrangement (the “Gokey 10b5-1 Plan”) for the sale of securities of the Company. The Gokey 10b5-1 Plan allows for the contemporaneous exercise of options and sale of up to 61,349 underlying shares of the Company’s common stock received upon exercise, subject to the satisfaction of the Company’s stock retention and holding period requirements. The Gokey 10b5-1 Plan will expire on November 17, 2024.
Christopher Perry
President
Adopted 10b5-1 plan May 15, 2024 up to 42,045 May 31, 2025 10-K Aug 6, 2024
What the company wrote
On May 15, 2024, the Company’s President, Christopher Perry, adopted a Rule 10b5-1 trading arrangement (the “Perry 10b5-1 Plan”) for the sale of securities of the Company. The Perry 10b5-1 Plan allows for the contemporaneous exercise of options and sale of up to 42,045 underlying shares of the Company’s common stock received upon exercise, subject to the satisfaction of the Company’s stock retention and holding period requirements. The Perry 10b5-1 Plan will expire on May 31, 2025.
Christopher J. Perry
President
Adopted 10b5-1 plan Sep 1, 2023 up to 35,438 365 days 10-Q Nov 2, 2023
What the company wrote
On September 1, 2023, the Company’s President, Christopher J. Perry, adopted a Rule 10b5-1 trading arrangement (the “Rule 10b5-1 Plan”) for the sale of securities of the Company. The Rule 10b5-1 Plan is intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934, as amended. The Rule 10b5-1 Plan allows for the contemporaneous exercise of options and sale of up to 35,438 underlying shares of the Company’s common stock received upon exercise, subject to the satisfaction of the Company’s stock retention and holding period requirements. The Rule 10b5-1 Plan will expire on August 31, 2024.

From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 15 filings checked since May 2, 2023.

Form 144

Notices of planned sales

Form 144 XML, SEC
FiledSellerSharesValueShares came from10b5-1 planForm 4 sales after
Jun 4, 2026 HOPE JARKOWSKI
Officer
1,966 $305K Restricted Stock Vesting Under a Registered Plan none given 1,966 shares from Jun 4, 2026
Feb 25, 2026 BOMAR II LLC
Director
486 $86K Restricted stock vesting under a registered plan none given none found
Feb 6, 2026 ROBERT N. DUELKS 2007 REVOCABLE TRUST
Director
253 $49K Restricted stock vesting under a registered plan none given 253 shares from Feb 6, 2026
Dec 3, 2025 THOMAS PATRICK CAREY
Officer
10,214 $2.3M Exercise of options under a registered plan; Restricted stock vesting under a registered plan none given none found
Nov 18, 2025 CHRISTOPHER J PERRY
Officer
3,984 $900K Restricted stock vesting under a registered plan none given none found

From the Form 144 XML filed with the SEC, since Nov 18, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.

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