CATCaterpillar Inc.
Deals with insiders in the proxy filed 2026-04-30
Deals between CAT and its directors, executives, owners of more than 5% or their families: a relative on the payroll, a plane the company charters from its CEO, a director's company that buys from it. SEC rules (Item 404) make the company list every such deal over $120,000 in its proxy statement.
New this year
Paragraphs about a deal, a person or a relative with nothing like them in the proxy filed 2025-04-30.
RELATED PARTY TRANSACTIONS“In February 2025, Mr. Creed’s brother-in-law’s employment with the company ceased and he received $183,089 pursuant to a separation agreement.”
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The whole section
5 paragraphs quoted as filed
RELATED PARTY TRANSACTIONS“Caterpillar has a written policy governing the approval of transactions with the company that are expected to exceed $120,000 in any calendar year in which any director, executive officer or their immediate family members will have a direct or indirect material interest. Under the policy, all such transactions must be approved in advance by the NGC.”
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RELATED PARTY TRANSACTIONS“The director or officer must submit the details of the transaction to the company’s chief legal officer & general counsel and the corporate secretary, including whether the related person or his or her immediate family member has or will have a direct or indirect interest (other than solely as a result of being a director or a less than 10% beneficial owner of an entity involved in the transaction). The chief legal officer & general counsel and the corporate secretary will then submit the matter to the NGC for its consideration.”
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RELATED PARTY TRANSACTIONS“From time to time, related persons of Caterpillar may purchase products or services of the company and its subsidiaries. In connection with these purchases, Caterpillar may provide marketing support directly or indirectly through independent dealers, consistent with sales under similar circumstances to unaffiliated third parties.”
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RELATED PARTY TRANSACTIONS“In February 2025, Mr. Creed’s brother-in-law’s employment with the company ceased and he received $183,089 pursuant to a separation agreement.”
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RELATED PARTY TRANSACTIONS“Mr. Jason Kaiser’s brother-in-law is employed by the company as a manager product support and, consistent with the company’s compensation policies applicable to other employees of similar title and responsibility, earned aggregate annual compensation of approximately $210,000 for fiscal year 2025.”
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Paragraphs are compared by their words, not read by AI: one counts as new when no paragraph last year shares half of its words, or when it names a person or company last year's section did not. A deal reported again with a new amount is not new. Always check the filing. Open the proxy ↗ · Last year's proxy ↗