Planned sales, announced before they happen
2 trading plans running, 8 Form 144 notices for $34.9M
Plans running now
2
Javier Rodriguez, Kathleen A. Waters
What DVA's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Most of these sales are routine, such as selling shares from vesting stock awards.
Trading plans
Plans adopted or ended
| Insider | What | Date | Shares | Runs to | Reported in |
|---|---|---|---|---|---|
| Javier Rodriguez Chief Executive Officer |
Adopted 10b5-1 plan | Sep 7, 2026 | up to 115,810 | Aug 26, 2027 | 10-Q Oct 29, 2026 |
| Kathleen A. Waters Chief Legal and Public Affairs Officer |
Adopted 10b5-1 plan | Mar 16, 2026 | up to 6,455 | Nov 15, 2026 | 10-Q May 5, 2026 |
From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 15 filings checked since May 8, 2023.
Form 144
Notices of planned sales
| Filed | Seller | Shares | Value | Shares came from | 10b5-1 plan | Form 4 sales after |
|---|---|---|---|---|---|---|
| Jun 16, 2026 | Javier Rodgriguez Officer, Director |
39,407 | $8.2M | Employee Stk Appreciation Right Exercise | none given | none found |
| Jun 15, 2026 | Kathleen Waters Officer |
8,950 | $1.9M | Employee Performance Award Vest; Employee Restricted Stock Vesting; Employee Stock Appr Right exercise | none given | 15,405 shares from Jun 15, 2026 |
| Jun 15, 2026 | Javier Rodriguez Officer, Director |
30,000 | $6.3M | Employee Stk Appreciation right Exercise | none given | 69,407 shares from Jun 15, 2026 |
| Jun 15, 2026 | Waters Kathleen Alyce Officer |
6,455 | $1.3M | SAR | adopted Mar 16, 2026 | 15,405 shares from Jun 15, 2026 |
| May 15, 2026 | James Hearty Officer |
15,000 | $2.9M | Employee RSU award vesting | none given | 15,000 shares from May 15, 2026 |
| May 11, 2026 | David Maughan Officer |
20,529 | $4.1M | ESPP Purchase; ESPPPurchase; Restricted Stock Award Vesting | none given | 20,529 shares from May 11, 2026 |
| May 7, 2026 | Joel Ackerman Officer |
51,471 | $9.9M | Employee Stock Appr Award Exercise; Employee Stock Appr Award exercise; Employee Stock Benefit PSU Award | none given | 51,471 shares from May 7, 2026 |
| May 6, 2026 | HEARTY JAMES O Officer |
2,184 | $370K | PSU | adopted Dec 15, 2025 | 17,184 shares from May 6, 2026 |
From the Form 144 XML filed with the SEC, since May 6, 2026. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.