Planned sales, announced before they happen
1 trading plan running, 13 Form 144 notices for $15.4M
Plans running now
1
Ken West
What HON's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Most of these sales are routine, such as selling shares from vesting stock awards.
Trading plans
Plans adopted or ended
| Insider | What | Date | Shares | Runs to | Reported in |
|---|---|---|---|---|---|
| Grace Lieblein Board Member |
Adopted 10b5-1 plan | Nov 24, 2025 | up to 7,777 | Jul 7, 2026 | 10-K Feb 17, 2026 |
| Ken West President and Chief Executive Officer, ESS |
Adopted 10b5-1 plan | Nov 24, 2025 | up to 3,264 | Mar 31, 2027 | 10-K Feb 17, 2026 |
| Robert D. Mailloux Vice President and Controller |
Adopted 10b5-1 plan | Aug 26, 2025 | up to 20,000 | Aug 31, 2026 | 10-Q Oct 23, 2025 |
| Kevin Burke Director |
Ended plan | Nov 30, 2024 | up to 5,732 | 550 days | 10-Q Jul 27, 2023 |
| Kevin Burke Director |
Adopted plan | Feb 5, 2024 | up to 6,441 | 456 days | 10-Q Apr 25, 2024 |
From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 16 filings checked since Apr 27, 2023.
Form 144
Notices of planned sales
| Filed | Seller | Shares | Value | Shares came from | 10b5-1 plan | Form 4 sales after |
|---|---|---|---|---|---|---|
| Nov 2, 2026 | KENNETH WEST Officer |
879 | $192K | Restricted Stock Units | adopted Nov 24, 2025 | none found |
| Nov 2, 2026 | KENNETH WEST Former Affiliate |
1,131 | $254K | Restricted Stock Vesting Under a Registered Plan | none given | none found |
| Oct 26, 2026 | SU PING LU Officer |
2,943 | $651K | Exercise of Options Under a Registered Plan | none given | 2,943 shares from Oct 26, 2026 |
| Oct 26, 2026 | VIMAL KAPUR Officer |
6,459 | $1.4M | Exercise of Options Under a Registered Plan | none given | 6,459 shares from Oct 26, 2026 |
| Aug 3, 2026 | KENNETH WEST Officer |
316 | $77K | Restricted Stock Units | adopted Nov 24, 2025 | 316 shares from Aug 3, 2026 |
| Jul 27, 2026 | KENNETH WEST Officer |
17,032 | $4.2M | Exercise of Options Under a Registered Plan | none given | 17,348 shares from Jul 27, 2026 |
| Mar 2, 2026 | KENNETH WEST Officer |
873 | $213K | Restricted Stock Units | adopted Nov 24, 2025 | none found |
| Mar 2, 2026 | JAMES E CURRIER Officer |
2,248 | $548K | Restricted stock vesting under a registered plan | none given | none found |
| Feb 23, 2026 | GRACE LIEBLEIN Director |
5,847 | $1.4M | Exercise of Stock Options | adopted Nov 24, 2025 | none found |
| Feb 19, 2026 | D. SCOTT DAVIS Director |
2,367 | $568K | Exercise of options under a registered plan | none given | none found |
| Feb 6, 2026 | ROBERT MAILLOUX Officer |
5,274 | $1.2M | Exercise of Stock Options | adopted Aug 26, 2025 | none found |
| Jan 30, 2026 | ROBERT MAILLOUX Officer |
10,549 | $2.4M | Exercise of Stock Options | adopted Aug 26, 2025 | none found |
| Oct 27, 2025 | Lucian Bolda Affiliate |
10,314 | $2.2M | Compensation | none given | none found |
Show the other 5 notices
From the Form 144 XML filed with the SEC, since Oct 27, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.