MSMorgan Stanley
- Employees
- 83,000
- Headquarters
- New York, NY
- CEO
- Edward Pick
- Next results
- around Jan 14, 2027
What MS's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Facts only; most of these sales are routine, such as selling shares from vesting stock awards.
Trading plans adopted or ended
No trading plans reported in 13 10-Qs and 10-Ks since Nov 3, 2023.
From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 13 filings checked since Nov 3, 2023.
Form 144 notices of planned sales
| Filed | Seller | Shares | Value | Shares came from | 10b5-1 plan | Form 4 sales after |
|---|---|---|---|---|---|---|
| Nov 6, 2026 | JUDITH A MISCIK Affiliate |
2,480 | $454,348 | Non-Employee Director Stock Unit Award | none given | none found |
| Oct 16, 2026 | MORGAN STANLEY SMITH BARNEY LLC Indirectly controlled by the issuer |
2,920 | $534,448 | Please see remarks | none given | none found |
| Jul 28, 2026 | MARY L SCHAPIRO REV TRUST Affiliate |
1,000 | $212,055 | Employee Stock Unit Award(s) | none given | 1,000 shares from Jul 28, 2026 |
| Jul 20, 2026 | MORGAN STANLEY SMITH BARNEY LLC Indirectly controlled by the issuer |
4,040 | $869,044 | Please see remarks | none given | none found |
| Jul 17, 2026 | MICHAEL A. PIZZI REVOCABLE TRUST Affiliate |
24,165 | $5,208,825 | Employee Stock Unit Award(s) | none given | 24,165 shares from Jul 17, 2026 |
| Jul 16, 2026 | SHARON YESHAYA Affiliate |
15,554 | $3,460,921 | Employee Stock Unit Award(s) | none given | 15,554 shares from Jul 16, 2026 |
| Apr 20, 2026 | MORGAN STANLEY SMITH BARNEY LLC Indirectly controlled by the issuer |
2,775 | $531,204 | Please see remarks | none given | none found |
| Apr 20, 2026 | ERIC F GROSSMAN Affiliate |
11,118 | $2,120,758 | Employee stock unit award(s) | none given | none found |
| Apr 17, 2026 | DANIEL A. SIMKOWITZ Affiliate |
14,690 | $2,779,987 | Employee stock unit award(s) | none given | none found |
| Apr 16, 2026 | MANDELL L CRAWLEY Affiliate |
16,129 | $3,035,755 | Employee stock unit award(s) | none given | none found |
| Apr 16, 2026 | ANDY SAPERSTEIN Affiliate |
51,668 | $9,744,321 | Employee stock unit award(s) | none given | none found |
| Jan 30, 2026 | DANIEL A. SIMKOWITZ Affiliate |
32,968 | $6,020,313 | Employee stock unit award(s) | none given | none found |
| Jan 20, 2026 | MANDELL L CRAWLEY Affiliate |
7,860 | $1,441,879 | Employee stock unit award(s) | none given | none found |
| Jan 20, 2026 | SHARON YESHAYA Affiliate |
15,838 | $2,942,176 | Employee stock unit award(s) | none given | none found |
| Jan 20, 2026 | MICHAEL A. PIZZI REVOCABLE TRUST Affiliate |
20,000 | $3,691,000 | Employee stock unit award(s) | none given | none found |
| Jan 20, 2026 | ERIC F GROSSMAN Affiliate |
21,555 | $3,966,120 | Employee stock unit award(s) | none given | none found |
| Jan 20, 2026 | ANDY SAPERSTEIN Affiliate |
30,330 | $5,569,085 | Employee stock unit award(s) | none given | none found |
| Jan 20, 2026 | CHARLES A. SMITH Affiliate |
8,500 | $1,547,686 | Employee stock unit award(s) | none given | none found |
| Jan 20, 2026 | MORGAN STANLEY SMITH BARNEY LLC Indirectly controlled by the issuer |
3,080 | $570,311 | Please see remarks | none given | none found |
| Oct 31, 2025 | EDWARD PICK Affiliate |
100,000 | $16,434,440 | Employee stock unit award(s) | none given | none found |
From the Form 144 XML filed with the SEC, since Oct 31, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.
Work on MS in a spreadsheet:
Excel workbook (a sheet per section, ten years by column, charts, links to the filings) ·
CSV.
For a Google Sheet that stays up to date, paste =IMPORTDATA("https://tickdelta.com/company/MS/export.csv") into a cell.