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SMCISupermicro

Technology · Computer Hardware · Nasdaq
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Planned sales, announced before they happen

2 trading plans running, 14 Form 144 notices for $27.7M

10-Q, 10-K and Form 144
Plans running now
2
David Weigand, Sara Liu
Plans adoptedList ↓
7
reported since May 5, 2023
Form 144 noticesList ↓
14
$27.7M the sellers expected to sell

What SMCI's directors and officers said they would sell, before they sold: trading plans the company reports each quarter, and the Form 144 notices sellers file on the day of a planned sale. Most of these sales are routine, such as selling shares from vesting stock awards.

Trading plans

Plans adopted or ended

XBRL, 10-Q and 10-K
InsiderWhatDateSharesRuns toReported in
David Weigand
Senior Vice President, Former Chief Financial Officer
Adopted 10b5-1 plan Aug 28, 2026 up to 60,000 Apr 1, 2027 10-Q Nov 6, 2026
What the company wrote
During the three months ended September 30, 2026, the following executive officer (as defined in Rule 16a-1(f) under the Exchange Act) of ours adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K. Name Action Adoption/Termination Date Trading Arrangement Total Shares of Common Stock to be Sold (3) Expiration Date (4) Rule 10b5-1 (1) Non-Rule 10b5-1 (2) David Weigand (Senior Vice President, Former Chief Financial Officer) Adoption August 28, 2026 X 60,000 April 1, 2027 _________________ (1) Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. (2) “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act. (3) This number represents the maximum number of shares of common stock that may be sold pursuant to the trading plan. The number of shares actually sold will depend on the satisfaction of certain conditions as set forth in the plan. (4) In each case, the trading plan may expire on an earlier date if and when all transactions thereunder are completed.
Sara Liu
Co-Founder, Senior Vice President and Director
Adopted 10b5-1 plan May 26, 2026 up to 300,000 Feb 28, 2027 10-K Aug 31, 2026
What the company wrote
During the three months ended June 30, 2026, the following executive officers and directors (as defined in Rule 16a-1(f) under the Exchange Act) of ours adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K. Name Action Adoption/Termination Date Trading Arrangement Total Shares of Common Stock to be Sold (3) Expiration Date (4) Rule 10b5-1 (1) Non-Rule 10b5-1 (2) Sara Liu (Co-Founder, Senior Vice President and Director) Adoption May 26, 2026 X 300,000 February 28, 2027 _________________ (1) Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act. (2) “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act. (3) This number represents the maximum number of shares of common stock that may be sold pursuant to the trading plan. The number of shares actually sold will depend on the satisfaction of certain conditions as set forth in the plan. (4) In each case, the trading plan may expire on an earlier date if and when all transactions thereunder are completed.
David Weigand
Senior Vice President, Chief Financial Officer and Chief Compliance Officer
Adopted 10b5-1 plan May 30, 2025 up to 50,000 Dec 1, 2025 10-K Aug 28, 2025
Sara Liu
Co-Founder, Senior Vice President and Director
Adopted 10b5-1 plan May 29, 2025 up to 600,000 Mar 1, 2026 10-K Aug 28, 2025
Charles Liang
President, Chief Executive Officer, and Chairman
Adopted 10b5-1 plan Feb 28, 2025 up to 500,000 Dec 31, 2025 10-Q May 12, 2025
Daniel Fairfax
non-employee director
Ended plan Jun 28, 2024 up to 2,100 303 days 10-Q Nov 3, 2023
What the company wrote
Certain of the Company’s directors have entered into trading plans pursuant to Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended. The following table summarizes the adoption of trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) during the three months ended September 30, 2023: Name and Title Adoption Date End Date Aggregate Number of Shares of the Company’s Common Stock to be Sold Daniel Fairfax, non-employee director August 30, 2023 June 28, 2024 2,100
Charles Liang
executive officer and director
Adopted 10b5-1 plan May 22, 2024 up to 300,000 Sep 30, 2024 10-K Feb 25, 2025
Daniel Fairfax
non-employee director
Adopted 10b5-1 plan May 21, 2024 up to 15,000 Dec 31, 2024 10-K Feb 25, 2025

From the XBRL of the company's 10-Qs and 10-Ks (Regulation S-K Item 408, reported since 2023): 15 filings checked since May 5, 2023.

Form 144

Notices of planned sales

Form 144 XML, SEC
FiledSellerSharesValueShares came from10b5-1 planForm 4 sales after
Oct 7, 2026 Liu Liang Chiu-Chu Sara
Director
100,000 $4.5M Founder Shares adopted May 26, 2026 100,000 shares from Oct 7, 2026
Sep 4, 2026 Liu Liang Chiu-Chu Sara
Director
100,000 $4.0M Founder Shares adopted May 26, 2026 100,000 shares from Sep 4, 2026
Sep 3, 2026 Liu Liang Chiu-Chu Sara
Director
100,000 $3.7M Founder Shares adopted May 26, 2026 200,000 shares from Sep 3, 2026
May 26, 2026 YIH-SHYAN W LIAW
Former Director
20,216 $742K Restricted Stock none given none found
May 22, 2026 YIH-SHYAN W LIAW
Former Director
136,126 $4.8M Restricted Stock; Stock Option Exercise none given none found
May 20, 2026 YIH-SHYAN W LIAW
Former Director
54,670 $1.8M Stock Option Exercise none given none found
May 20, 2026 YIH-SHYAN W LIAW
Former Director
20,000 $622K Stock Option Exercise none given none found
May 18, 2026 YIH-SHYAN W LIAW
Former Director
67,879 $2.0M Stock Option Exercise none given none found
May 14, 2026 YIH-SHYAN W LIAW
Former Director
30,000 $998K Stock Option Exercise none given none found
May 14, 2026 YIH-SHYAN W LIAW
Former Director
10,000 $356K Stock Option Exercise none given none found
May 13, 2026 YIH-SHYAN W LIAW
Former Director
10,000 $330K Stock Option Exercise none given none found
May 11, 2026 YIH-SHYAN W LIAW
Director
10,000 $356K Stock Option Exercise none given none found
Nov 26, 2025 Sherman Tuan
Board of Director
48,630 $1.6M Stock Option none given none found
Nov 24, 2025 GEORGE W KAO
Officer
56,904 $1.9M Stock Option Exercise none given none found
Show the other 6 notices

From the Form 144 XML filed with the SEC, since Nov 24, 2025. The value is the seller's estimate on the notice. "Form 4 sales after" matches the seller's Form 4 sales in the 30 days after the notice, by name; Form 4s go back 180 days.

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